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LivePerson (NASDAQ: LPSN) CFO sells 931 shares to cover tax liability

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LIVEPERSON INC CFO and COO John DeNeen Collins sold 931 shares of common stock at $2.72 per share. The shares were sold automatically by the issuer to cover his tax liability from the vesting and settlement of performance-based restricted stock units. Following the transaction, he directly holds 116,927 shares, and this number includes 103,764 unvested restricted stock units.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Collins John DeNeen

(Last) (First) (Middle)
C/O LIVEPERSON, INC.
530 7TH AVE, FLOOR M1

(Street)
NEW YORK NY 10018

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and COO
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/17/2026 S 931(1) D $2.72 116,927(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting and settlement of the reporting person's performance-based restricted stock units.
2. Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did LivePerson (LPSN) report for John DeNeen Collins?

LivePerson reported that CFO and COO John DeNeen Collins sold 931 common shares at $2.72 per share. The sale was automatic, executed by the issuer to cover taxes from vesting performance-based restricted stock units.

Was the LivePerson (LPSN) insider sale by John DeNeen Collins an open-market decision?

The transaction is coded as an open-market sale, but the footnote explains the shares were sold automatically by the issuer. The purpose was to cover John DeNeen Collins’s tax liability from vesting performance-based restricted stock units.

How many LivePerson (LPSN) shares does John DeNeen Collins hold after this transaction?

After the sale, John DeNeen Collins directly holds 116,927 shares of LivePerson common stock. This figure includes both vested holdings and 103,764 unvested restricted stock units that remain granted and held following the reported transaction.

What role do restricted stock units play in this LivePerson (LPSN) Form 4?

The sale covers taxes tied to vesting performance-based restricted stock units. A footnote states Collins’s reported holdings include 103,764 unvested restricted stock units, highlighting that a substantial portion of his compensation remains equity-based and subject to future vesting.

Is the John DeNeen Collins LivePerson (LPSN) transaction primarily tax-related?

Yes. The filing states the issuer sold the 931 shares automatically to satisfy Collins’s tax liability. That liability arose from the vesting and settlement of his performance-based restricted stock units, rather than from a discretionary portfolio management decision.
Liveperson Inc

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