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LivePerson (LPSN) Form 4: Vanessa Pegueros awarded 200,000 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LivePerson director Vanessa Pegueros was granted 200,000 restricted stock units (RSUs) under the LivePerson, Inc. 2019 Stock Incentive Plan on 08/25/2025. Each RSU represents a contingent right to receive one share of common stock and the awarded RSUs will fully vest on 08/25/2026. After the grant, the reporting person is shown as beneficially owning 339,993 shares, which the filer notes includes 280,000 unvested RSUs held following the transaction. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 08/27/2025.

Positive

  • 200,000 RSU grant disclosed with explicit vesting date of 08/25/2026, providing transparency on timing of potential share issuance
  • Beneficial ownership reported as 339,993 shares, and the filing specifies that 280,000 of those are unvested RSUs, clarifying the composition of holdings

Negative

  • Potential future share issuance from 200,000 RSUs upon vesting could increase shares outstanding, but no dilution metrics are provided in the filing

Insights

TL;DR: A director received 200,000 RSUs that vest in one year; filing is routine and does not by itself indicate material change.

The Form 4 discloses a grant of 200,000 restricted stock units to a director, each converting to one share upon vesting on 08/25/2026. The report notes total beneficial ownership of 339,993 shares, including 280,000 unvested RSUs. This disclosure is consistent with typical equity compensation practices for executive and director alignment. The filing provides clear dates, amounts, and vesting schedule, enabling investors to track future potential share issuance tied to vesting.

TL;DR: Equity award to a director disclosed clearly; governance implication is standard alignment via time-based vesting.

The RSU award vests on 08/25/2026, indicating a one-year time-based restriction typical for retention and alignment. The Form 4 identifies the reporting person as a director and shows beneficial ownership including unvested awards, which is appropriate for transparency. The report was executed by an attorney-in-fact and includes the required transaction codes and counts, meeting Section 16 reporting norms.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pegueros Vanessa

(Last) (First) (Middle)
C/O LIVEPERSON
530 7TH AVE, FLOOR M1

(Street)
NEW YORK NY 10018

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/25/2025 A 200,000(1) A $0 339,993(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person was granted an award of restricted stock units ("RSUs") under the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 200,000 RSUs, each of which represents a contingent right to receive one share of common stock. These RSUs will fully vest on August 25, 2026.
2. Number reported includes 280,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica Greenberg, Attorney-in-Fact for Vanessa Pegueros 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Vanessa Pegueros report on Form 4 for LPSN?

The Form 4 reports a grant of 200,000 restricted stock units on 08/25/2025, vesting on 08/25/2026, and beneficial ownership of 339,993 shares including 280,000 unvested RSUs.

When do the RSUs granted to Vanessa Pegueros vest?

The granted RSUs will fully vest on 08/25/2026.

How many shares does the Form 4 show Vanessa Pegueros beneficially owns after the transaction?

The Form 4 shows 339,993 shares beneficially owned following the reported transaction, which includes unvested RSUs.

What is the exercise or purchase price for the RSU grant reported on Form 4?

The RSUs were reported with a $0 price because each RSU is a contingent right to receive one share upon vesting.

Who signed the Form 4 filing for Vanessa Pegueros?

The Form 4 was signed by Monica Greenberg, Attorney-in-Fact for Vanessa Pegueros on 08/27/2025.
Liveperson Inc

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