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[Form 4] LIVEPERSON INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

LivePerson insider stock award reported. The Form 4 shows reporting person Mina Christopher Allen, Chief Tech Product Officer, was granted 395,000 Restricted Stock Units (RSUs) on 09/15/2025. Each RSU represents a contingent right to one share and the grant is scheduled to vest on the first anniversary of the grant date, subject to continued employment. The filing reports 896,832 shares beneficially owned following the transaction and notes 895,000 unvested RSUs held by the reporting person following the grant. The form was signed by Monica L. Greenberg as attorney-in-fact on 09/17/2025.

Positive
  • 395,000 RSU grant aligns executive compensation with shareholder value by vesting on continued employment
  • Clear disclosure of post-transaction beneficial ownership: 896,832 shares reported
Negative
  • None.

Insights

TL;DR: Executive received a time‑based equity award tying pay to continued service.

The filing documents a sizeable grant of 395,000 RSUs to the Chief Tech Product Officer that vest on the one‑year anniversary, which is a standard time‑based retention and alignment mechanism. The disclosure of 896,832 shares beneficially owned after the transaction provides transparency on current insider holdings. This is a routine compensation disclosure rather than an operational or financial event.

TL;DR: Large RSU grant reported; typical structure for executive retention without immediate stock transfer.

The report states the award consists of RSUs convertible to one share apiece upon vesting and confirms the vesting schedule is the first anniversary of grant. The filing clarifies the number of unvested RSUs held after the grant, which is useful for evaluating future dilution risk and executive incentive horizons, though no exercise price or cash transactions are reported.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Mina Christopher Allen

(Last) (First) (Middle)
C/O LIVEPERSON
530 7TH AVE, FLOOR M1

(Street)
NEW YORK NY 10018

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Tech Product Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/15/2025 A 395,000(1) A $0 896,832(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 395,000 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.
2. Number reported includes 895,000 unvested RSUs granted to and held by the reporting person following the reported transaction.
Remarks:
/s/ Monica L. Greenberg, Attorney-in-Fact for Christopher Mina 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LivePerson insider Christopher Mina report on Form 4 (LPSN)?

The Form 4 reports a grant of 395,000 RSUs to the reporting person on 09/15/2025 and shows 896,832 shares beneficially owned following the transaction.

When do the RSUs vest from the 09/15/2025 grant?

The RSUs are scheduled to vest on the first anniversary of the grant date, subject to continued employment.

How many unvested RSUs does the reporting person hold after the reported transaction?

895,000 unvested RSUs are reported as held by the reporting person following the transaction.

What is the reporting person’s title and relationship to LivePerson?

Chief Tech Product Officer; the filing indicates the reporting person is an officer of the issuer.

Who signed the Form 4 and when was it signed?

Monica L. Greenberg, Attorney-in-Fact signed the form on 09/17/2025.
Liveperson Inc

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Software - Application
Services-prepackaged Software
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United States
NEW YORK