LPSN Form 4: John DeNeen Collins Receives 704,325 RSUs; Ownership Now 1.97M

Rhea-AI Filing Summary

LivePerson, Inc. (LPSN) reported a Form 4 showing that John DeNeen Collins, who serves as CFO and COO and is an officer and director, was granted 704,325 restricted stock units (RSUs) on 09/15/2025 under the LivePerson, Inc. 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share of common stock and the grant bears a $0 purchase price. The RSUs are scheduled to vest on the first anniversary of the grant date subject to the reporting person’s continued employment.

Following the reported transaction, the filing shows the reporting person beneficially owns 1,973,810 shares or RSU equivalents, which includes 1,883,573 unvested RSUs held after this grant. The Form 4 was signed by an attorney-in-fact on behalf of John DeNeen Collins on 09/17/2025.

Positive

• Grant disclosed: A clear, time-based award of 704,325 RSUs was granted and reported, providing transparent insider compensation information.
• Detailed ownership figures: The filing specifies post-transaction beneficial ownership as 1,973,810 and quantifies 1,883,573 unvested RSUs.

Negative

• None.

Insights

Financial Analyst

TL;DR Large RSU grant to CFO/COO; increases reported beneficial ownership materially but appears to be a standard time-based retention award.

The Form 4 discloses a grant of 704,325 RSUs to the company’s CFO and COO on 09/15/2025 with vesting on the first anniversary of grant subject to continued employment. The reported post-transaction beneficial ownership is 1,973,810, of which 1,883,573 RSUs remain unvested. From an investor perspective this is a substantial equity award in absolute terms and affects insider alignment and potential future share issuance upon vesting, but the filing contains no additional disclosures on performance conditions or immediate sales.

Corporate Governance Expert

TL;DR The filing documents a significant time-based RSU grant to a named executive; no governance concerns stated within the Form 4 itself.

The documentation specifies the grant instrument (2019 Stock Incentive Plan) and the vesting schedule (one-year cliff contingent on continued employment). The Form 4 is properly executed and identifies the reporting person’s role as CFO and COO. The filing provides clear numbers on granted RSUs and total beneficial ownership but does not include additional plan terms or voting/transfer restrictions. As submitted, the disclosure meets Section 16(a) reporting requirements for this transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Collins John DeNeen

(Last) (First) (Middle)

C/O LIVEPERSON, INC.

530 7TH AVE, FLOOR M1

(Street)

NEW YORK NY 10018

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LIVEPERSON INC [ LPSN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and COO

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2025		A		704,325(1)	A	$0	1,973,810(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 704,325 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

2. Number reported includes 1,883,573 unvested RSUs granted to and held by the reporting person following the reported transaction.

Remarks:

	/s/ Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins	09/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did John DeNeen Collins receive according to the LPSN Form 4?

The Form 4 shows a grant of 704,325 restricted stock units (RSUs) on 09/15/2025, each representing a contingent right to one share of common stock.

When do the RSUs granted to the CFO/COO vest?

The RSUs are scheduled to vest on the first anniversary of the grant date, subject to continued employment.

How many shares or RSU equivalents does the reporting person beneficially own after the grant?

The filing reports 1,973,810 shares or RSU equivalents beneficially owned following the transaction, including 1,883,573 unvested RSUs.

Under which plan were the RSUs granted?

The award was granted under the LivePerson, Inc. 2019 Stock Incentive Plan.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by Monica L. Greenberg, Attorney-in-Fact for John DeNeen Collins on 09/17/2025.