Liveperson Inc SEC Filings

Davidson Kempner entities and Anthony A. Yoseloff reported beneficial ownership of LivePerson Inc. common stock totaling 10,491,933 shares, representing 7.00% of the outstanding shares. The filing breaks ownership across M.H. Davidson & Co., Davidson Kempner Arbitrage, Equities & Relative Value LP and Davidson Kempner Capital Management LP, and states that Anthony A. Yoseloff, through DKCM, is responsible for voting and investment decisions for the shares held by those entities. The percentage is calculated using an aggregate share count of 149,958,904, which includes 53,333,947 shares issued on September 12, 2025 under an exchange agreement. The reporting persons indicate shared voting and dispositive power and certify the holdings were not acquired to influence control of the issuer.

LivePerson Inc. (LPSN) reporting person Anthony John Sabino, who is listed as both Chief Executive Officer and a director, recorded a Form 4 disclosing a transaction on 09/17/2025.

The filing shows an automatic sale of 96,062 shares of common stock at a price of $0.686 per share to cover the reporting person’s tax liability arising from RSU vesting. After the sale, the reporting person beneficially owned 2,756,234 shares, which includes 2,000,002 unvested restricted stock units held following the transaction. The form is signed by an attorney-in-fact on behalf of Sabino on 09/18/2025.

LivePerson insider stock award reported. The Form 4 shows reporting person Mina Christopher Allen, Chief Tech Product Officer, was granted 395,000 Restricted Stock Units (RSUs) on 09/15/2025. Each RSU represents a contingent right to one share and the grant is scheduled to vest on the first anniversary of the grant date, subject to continued employment. The filing reports 896,832 shares beneficially owned following the transaction and notes 895,000 unvested RSUs held by the reporting person following the grant. The form was signed by Monica L. Greenberg as attorney-in-fact on 09/17/2025.

Monica L. Greenberg, EVP, Policy & General Counsel at LivePerson, Inc. (LPSN), was granted 650,163 restricted stock units (RSUs) on 09/15/2025 as reported on Form 4. Each RSU represents a contingent right to one share of common stock and was granted at a $0 price. The award is scheduled to vest on the first anniversary of the grant date, subject to continued employment. After the grant, the reporting person beneficially owned 1,349,433 shares, which includes 1,208,912 unvested RSUs held following the transaction. The Form 4 was signed by Monica L. Greenberg on 09/17/2025.

LivePerson, Inc. (LPSN) reported a Form 4 showing that John DeNeen Collins, who serves as CFO and COO and is an officer and director, was granted 704,325 restricted stock units (RSUs) on 09/15/2025 under the LivePerson, Inc. 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share of common stock and the grant bears a $0 purchase price. The RSUs are scheduled to vest on the first anniversary of the grant date subject to the reporting person’s continued employment.

Following the reported transaction, the filing shows the reporting person beneficially owns 1,973,810 shares or RSU equivalents, which includes 1,883,573 unvested RSUs held after this grant. The Form 4 was signed by an attorney-in-fact on behalf of John DeNeen Collins on 09/17/2025.

LivePerson, Inc. is soliciting votes at a virtual special meeting on proposals to approve a reverse stock split and to increase authorized common stock. Only holders of common stock and 26,551 shares of Series B Preferred Stock as of the September 15, 2025 record date may vote; there were 150,594,095 common shares outstanding on that date. Noteholders and certain executives holding in aggregate 54,462,056 common shares and all 26,551 Series B Preferred shares (about 42.9% of voting power) have agreed to vote in favor of both proposals.

The Series B Preferred carries a fixed stated value of $1,000, a conversion ratio of 874.452714 common shares per preferred share if the authorized increase is approved (subject to a 9.90% beneficial ownership cap), a regular dividend of 15% (increasing to 20% if outstanding after Sept 12, 2026) payable quarterly, and a liquidation preference equal to stated value plus accrued dividends. Voting instructions and procedures for record and street-name holders are detailed, including special procedures for TASE holders.

Form 144 Notice — LivePerson, Inc. (LPSN) This filing notifies of a proposed sale of 96,062 common shares on or about 09/17/2025 through Fidelity Brokerage Services. The shares were acquired by the selling person on 09/15/2025 via restricted stock vesting and were paid as compensation on the same date. The filing lists an aggregate market value of $65,946.56 for the shares and reports 96,624,957 shares outstanding. The filer states there were no sales by the person in the prior three months and affirms no undisclosed material adverse information.

LivePerson, Inc. filed a Current Report describing an exchange transaction and issuance of Second Lien Senior Subordinated Secured Notes due 2029. The New Secured Notes were issued under an indenture dated September 12, 2025, guaranteed by certain subsidiaries and secured by second-priority liens on substantially all assets. The notes accrue interest at 10.0% per annum, with interest payable in-kind (PIK) prior to March 15, 2027, and optional cash/PIK mix through June 15, 2028; thereafter interest is payable in cash with up to 6.0% PIK at the company’s option. The New Secured Notes mature on December 15, 2029 and include customary affirmative and negative covenants and staged redemption provisions. The filing also references 26,551 shares of Series B Preferred Stock in connection with the exchange and notes a preliminary proxy statement filed August 27, 2025 seeking shareholder approval of charter amendments for a special meeting.

LivePerson disclosed a Nasdaq compliance matter and a shareholder proposal to authorize potential reverse stock splits to address the issue. The company states Proposal No. 1 in the proxy seeks authorization primarily in response to a Nasdaq notice on May 1, 2025 regarding LivePerson's compliance with the exchange's minimum bid price rule. The Board would implement any reverse split only if it later determines it is in the best interests of the company and stockholders. The filing notes that as of August 28, 2025 the closing bid had met or exceeded $1.00 per share for the prior eight consecutive trading days. The report also contains standard forward-looking statements and a non-exhaustive list of risks that could affect future results.