Liveperson Inc SEC Filings

LivePerson, Inc. (LPSN) reported a Form 4 showing that John DeNeen Collins, who serves as CFO and COO and is an officer and director, was granted 704,325 restricted stock units (RSUs) on 09/15/2025 under the LivePerson, Inc. 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share of common stock and the grant bears a $0 purchase price. The RSUs are scheduled to vest on the first anniversary of the grant date subject to the reporting person’s continued employment.

Following the reported transaction, the filing shows the reporting person beneficially owns 1,973,810 shares or RSU equivalents, which includes 1,883,573 unvested RSUs held after this grant. The Form 4 was signed by an attorney-in-fact on behalf of John DeNeen Collins on 09/17/2025.

LivePerson, Inc. is soliciting votes at a virtual special meeting on proposals to approve a reverse stock split and to increase authorized common stock. Only holders of common stock and 26,551 shares of Series B Preferred Stock as of the September 15, 2025 record date may vote; there were 150,594,095 common shares outstanding on that date. Noteholders and certain executives holding in aggregate 54,462,056 common shares and all 26,551 Series B Preferred shares (about 42.9% of voting power) have agreed to vote in favor of both proposals.

The Series B Preferred carries a fixed stated value of $1,000, a conversion ratio of 874.452714 common shares per preferred share if the authorized increase is approved (subject to a 9.90% beneficial ownership cap), a regular dividend of 15% (increasing to 20% if outstanding after Sept 12, 2026) payable quarterly, and a liquidation preference equal to stated value plus accrued dividends. Voting instructions and procedures for record and street-name holders are detailed, including special procedures for TASE holders.

Form 144 Notice — LivePerson, Inc. (LPSN) This filing notifies of a proposed sale of 96,062 common shares on or about 09/17/2025 through Fidelity Brokerage Services. The shares were acquired by the selling person on 09/15/2025 via restricted stock vesting and were paid as compensation on the same date. The filing lists an aggregate market value of $65,946.56 for the shares and reports 96,624,957 shares outstanding. The filer states there were no sales by the person in the prior three months and affirms no undisclosed material adverse information.

LivePerson, Inc. filed a Current Report describing an exchange transaction and issuance of Second Lien Senior Subordinated Secured Notes due 2029. The New Secured Notes were issued under an indenture dated September 12, 2025, guaranteed by certain subsidiaries and secured by second-priority liens on substantially all assets. The notes accrue interest at 10.0% per annum, with interest payable in-kind (PIK) prior to March 15, 2027, and optional cash/PIK mix through June 15, 2028; thereafter interest is payable in cash with up to 6.0% PIK at the company’s option. The New Secured Notes mature on December 15, 2029 and include customary affirmative and negative covenants and staged redemption provisions. The filing also references 26,551 shares of Series B Preferred Stock in connection with the exchange and notes a preliminary proxy statement filed August 27, 2025 seeking shareholder approval of charter amendments for a special meeting.

LivePerson disclosed a Nasdaq compliance matter and a shareholder proposal to authorize potential reverse stock splits to address the issue. The company states Proposal No. 1 in the proxy seeks authorization primarily in response to a Nasdaq notice on May 1, 2025 regarding LivePerson's compliance with the exchange's minimum bid price rule. The Board would implement any reverse split only if it later determines it is in the best interests of the company and stockholders. The filing notes that as of August 28, 2025 the closing bid had met or exceeded $1.00 per share for the prior eight consecutive trading days. The report also contains standard forward-looking statements and a non-exhaustive list of risks that could affect future results.

Anthony Zingale, a director of LivePerson, Inc. (LPSN), was granted a stock option on 08/25/2025 to purchase 400,000 shares of common stock at an exercise price of $1.08 per share under the LivePerson, Inc. 2019 Stock Incentive Plan. The option vests in three equal annual installments beginning on the first anniversary of 08/25/2025 and expires on 08/25/2035. Following the grant, the reporting person is shown as beneficially owning the 400,000 underlying shares (direct ownership of the option). The Form 4 was signed by an attorney-in-fact on 08/27/2025.

James R. Miller, a director of LivePerson, Inc. (LPSN), was granted 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents a contingent right to one share and the award will fully vest on 08/25/2026. The Form 4 reports the reporting person beneficially owns 364,944 shares following the transaction; the filer states that this total includes 280,000 unvested RSUs held after the grant. The Form 4 was signed on 08/27/2025 by an attorney-in-fact on behalf of Mr. Miller.

William Wesemann, a director of LivePerson, Inc. (LPSN), reported an acquisition of 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents the contingent right to one share and was granted at a $0 purchase price. The RSUs are scheduled to fully vest on 08/25/2026. After the reported grant, the filing shows the reporting person beneficially owns 654,835 shares, which includes 280,000 unvested RSUs held by the reporting person following this transaction. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Wesemann on 08/27/2025.

LivePerson, Inc. (LPSN) director Karin-Joyce Tjon was granted 200,000 restricted stock units (RSUs) on 08/25/2025 under the 2019 Stock Incentive Plan. Each RSU represents the contingent right to one share of common stock and the award carries an exercise/issue price of $0. The RSUs will fully vest on 08/25/2026. After this grant, the reporting person holds 280,000 unvested RSUs in total. The Form 4 was filed by one reporting person and signed on 08/27/2025 by an attorney-in-fact.