STOCK TITAN

Trust linked to Liquidity Services (LQDT) EVP sells 2,600 shares

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Liquidity Services Inc EVP and Chief Commercial Officer John Daunt reported an open-market sale by The Daunt Family Trust of 2,600 shares of common stock at $31.67 per share. After this indirect sale, the trust holds 45,452 common shares.

Daunt also reports direct holdings of multiple restricted stock units and stock options tied to Liquidity Services common stock, including awards such as 0-cost RSUs and options with exercise prices ranging from $6.11 to $23.52 per share that vest or become exercisable based on specified financial milestones and vesting schedules extending through 2035.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Daunt John

(Last) (First) (Middle)
C/O LIQUIDITY SERVICES, INC.
6931 ARLINGTON ROAD SUITE 460

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LIQUIDITY SERVICES INC [ LQDT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Commercial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/11/2026 S 2,600 D $31.67 45,452 I By The Daunt Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit Grant (2) (10) 01/01/2027 Common Stock 5,177 5,177 D
Restricted Stock Unit Grant (2) (11) 01/01/2028 Common Stock 9,662 9,662 D
Restricted Stock Unit Grant (2) (8) 01/01/2029 Common Stock 16,575 16,575 D
Restricted Stock Unit Grant (2) (12) 01/01/2030 Common Stock 25,750 25,750 D
Restricted Stock Unit Grant (2) (3) 01/01/2027 Common Stock 3,865 3,865 D
Restricted Stock Unit Grant (2) (3) 01/01/2029 Common Stock 15,470 15,470 D
Restricted Stock Unit Grant (2) (3) 01/01/2030 Common Stock 25,750 25,750 D
Stock Option Grant $9.46 (7) 12/01/2030 Common Stock 1,275 1,275 D
Stock Option Grant $22.2 (1) 12/07/2031 Common Stock 2,096 2,096 D
Stock Option Grant $14 (5) 12/23/2032 Common Stock 7,003 7,003 D
Stock Option Grant $17.31 (6) 12/22/2033 Common Stock 11,390 11,390 D
Stock Option Grant $21.62 (9) 10/30/2034 Common Stock 18,700 18,700 D
Stock Option Grant $23.52 (13) 10/29/2035 Common Stock 24,800 24,800 D
Stock Option Grant $6.11 (4) 12/04/2028 Common Stock 10,066 10,066 D
Stock Option Grant $22.2 (4) 12/07/2031 Common Stock 4,644 4,644 D
Stock Option Grant $14 (4) 12/23/2032 Common Stock 16,640 16,640 D
Stock Option Grant $17.31 (4) 12/22/2033 Common Stock 15,620 15,620 D
Stock Option Grant $21.62 (4) 10/30/2034 Common Stock 18,700 18,700 D
Stock Option Grant $23.52 (4) 10/29/2035 Common Stock 24,800 24,800 D
Explanation of Responses:
1. 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
2. Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
3. These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
4. These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
5. 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
6. 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
7. These options became fully exercisable on January 1, 2024.
8. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
9. 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
10. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
11. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
12. Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
13. 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
/s/ Mark A. Shaffer, by power of attorney 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Liquidity Services (LQDT) report for John Daunt?

Liquidity Services reported that The Daunt Family Trust, associated with EVP and Chief Commercial Officer John Daunt, sold 2,600 shares of common stock in an open-market transaction. The sale was executed at a price of $31.67 per share on March 11, 2026.

How many Liquidity Services (LQDT) shares remain after John Daunt’s reported sale?

Following the transaction, The Daunt Family Trust holds 45,452 shares of Liquidity Services common stock. This figure reflects the indirect position reported after selling 2,600 shares at $31.67 per share, as disclosed in the Form 4 filing for March 11, 2026.

At what price were Liquidity Services (LQDT) shares sold in the Daunt Family Trust transaction?

The Daunt Family Trust sold 2,600 shares of Liquidity Services common stock at $31.67 per share. The sale was classified as an open-market transaction and reported by EVP and Chief Commercial Officer John Daunt in a Form 4 insider filing.

What restricted stock units does John Daunt hold in Liquidity Services (LQDT)?

John Daunt holds several restricted stock unit grants, each economically equivalent to one Liquidity Services common share. These RSUs include tranches such as 5,177 and 9,662 underlying shares, with vesting tied to specific dates and the company’s achievement of defined financial milestones.

What stock options linked to Liquidity Services (LQDT) does John Daunt report?

Daunt reports multiple stock option grants on Liquidity Services common stock with exercise prices including $6.11, $9.46, $14.00, $17.31, $21.62 and $23.52. These options have expiration dates spanning from 2028 through 2035 and vest according to stated schedules and performance conditions.

Do John Daunt’s Liquidity Services (LQDT) equity awards depend on performance milestones?

Yes. Certain restricted stock units and stock options reported by John Daunt vest or become exercisable only if Liquidity Services achieves specified financial milestones. Footnotes also describe time-based vesting schedules, with some awards vesting in installments over several years starting on defined January 1 dates.
Liquidity Svcs Inc

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Internet Retail
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United States
BETHESDA