Lufax CFO Xi Tongzhuan files initial Form 3

Lufax Holding Ltd director and Chief Financial Officer Xi Tongzhuan has filed a Form 3, which is the initial statement of beneficial ownership required for insiders.

Rhea-AI Filing Summary

Lufax Holding Ltd director and Chief Financial Officer Xi Tongzhuan has filed a Form 3, which is the initial statement of beneficial ownership required for insiders. The filing shows no reported transactions, with all buy, sell, and derivative activity counts at zero.

This is a routine compliance filing that establishes Xi Tongzhuan’s reporting status as an insider of Lufax, rather than signaling any recent trading in the company’s securities.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lufax (LU) Form 3 filed by Xi Tongzhuan report?

The Form 3 for Lufax (LU) filed by Xi Tongzhuan reports the required initial insider ownership status. It shows zero buys, sells, or derivative transactions, indicating no recent trading activity is being disclosed in this filing.

Does the Lufax (LU) Form 3 show any insider buying or selling?

No, the Lufax (LU) Form 3 shows no insider buying or selling. The transaction summary lists zero buy, sell, exercise, gift, tax-withholding, or restructuring transactions, reflecting the absence of reportable trades in this filing.

Who is the insider named in the Lufax (LU) Form 3 filing?

The insider in the Lufax (LU) Form 3 is Xi Tongzhuan, identified as both a director and an officer of the company, serving as Chief Financial Officer. This establishes their status as a reporting person under insider ownership rules.

Are there any derivative positions disclosed in this Lufax (LU) Form 3?

No, the Form 3 derivative summary for Lufax (LU) is empty. It shows zero derivative transactions and no remaining derivative positions, indicating that this particular filing does not disclose any options, warrants, or similar instruments.

What is the significance of zero net buy/sell shares in the Lufax (LU) Form 3?

Zero net buy/sell shares in the Lufax (LU) Form 3 means no trading activity is reported. The netBuySellDirection is described as neutral, reinforcing that this filing is administrative, documenting insider status rather than any recent share transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Xi Tongzhuan

(Last) (First) (Middle)

TOWER A, SHANGHAI PING AN BUILDING,

NO. 206 KAIBIN ROAD, XUHUI DISTRICT

(Street)

SHANGHAI F4 200032

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Tongzhuan Xi	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.