Lufax director Lee Wai Ping Tina files Form 3

Lufax Holding Ltd director files initial ownership report.

Accepted by SEC EDGAR 03/17/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lufax Holding Ltd director files initial ownership report. Director Lee Wai Ping Tina submitted a Form 3 as an insider of Lufax Holding Ltd, establishing her status as a reporting person. The filing lists no transactions or derivative positions and serves as her baseline disclosure as a company director.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for Lufax Holding Ltd (LU) show?

The Form 3 shows that Lee Wai Ping Tina is now a director and reporting person of Lufax Holding Ltd. It is an initial ownership statement and, in this case, reports no transactions or derivative holdings.

Did the Lufax Holding Ltd (LU) Form 3 report any insider trades?

No. The Form 3 for Lee Wai Ping Tina reports no insider transactions. Transaction counts and share amounts are all zero, indicating the filing only establishes her reporting status without recording any buy, sell, or other trade activity.

Who is the reporting person on the Lufax Holding Ltd (LU) Form 3?

The reporting person is Lee Wai Ping Tina, who is identified as a director of Lufax Holding Ltd. The filing confirms her role as an insider subject to reporting requirements but does not list any holdings or trades.

Does the Lufax Holding Ltd (LU) Form 3 include any derivative securities?

No. The Form 3 shows a derivativeTransactionCount of zero and an empty derivative summary. This means there are no options, warrants, or other derivative securities reported for the director in this initial statement.

What is the purpose of this Form 3 for Lufax Holding Ltd (LU)?

This Form 3 serves as an initial ownership statement for director Lee Wai Ping Tina at Lufax Holding Ltd. It formally starts her reporting obligations as an insider, even though it shows no current transactions or derivative positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Lee Wai Ping Tina

(Last) (First) (Middle)

UNITS C-E, 15/F, CHINA OVERSEAS

BUILDING 139 HENNESSY ROAD, WAN CHAI

(Street)

HONG KONG K3 00000

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Wai Ping Tina Lee	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.