Lufax (NYSE: LU) director Li David Xianglin submits initial Form 3 ownership

Rhea-AI Filing Summary

Lufax Holding Ltd director Li David Xianglin filed an initial ownership report on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his equity position with the company, but it does not report any recent purchases, sales, or other transactions.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Li David Xianglin

(Last) (First) (Middle)

OFFICE 714, 211 WEST HUAIHAI ROAD

(Street)

SHANGHAI CHINA 200030

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lufax Holding Ltd [ LU ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ David Xianglin Li	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Form 3 filing by Li David Xianglin at Lufax (LU) mean?

The Form 3 shows that Li David Xianglin is a director of Lufax Holding Ltd. It serves as his initial ownership report, establishing his status as an insider without reporting any recent share purchases, sales, or other transactions.

Does the Lufax (LU) Form 3 for Li David Xianglin show any stock transactions?

No, the Form 3 for Li David Xianglin does not list any transactions. It only records his position as a director and functions as an initial beneficial ownership statement, without detailing buys, sells, or derivative exercises.

What role does Li David Xianglin have at Lufax Holding Ltd (LU)?

Li David Xianglin is identified as a director of Lufax Holding Ltd. This status makes him an insider under SEC rules and requires him to file ownership reports such as Form 3 and, in the future, Forms 4 or 5 if he transacts.

Why is a Form 3 important for Lufax (LU) investors?

Form 3 is important because it discloses when someone becomes an insider, such as a director. For Lufax, it shows governance structure and who must report future trades, enhancing transparency around potential insider share activity over time.

Does the Lufax (LU) Form 3 indicate any derivative positions for Li David Xianglin?

No, the Form 3 data provided does not show any derivative holdings for Li David Xianglin. The derivative summary is empty, meaning no options, warrants, or similar derivative securities are reported in this initial ownership statement.