Lumen Technologies (NYSE: LUMN) CEO buys 78,685 shares

Rhea-AI Filing Summary

Lumen Technologies President and CEO Kathleen E. Johnson reported an open-market purchase of 78,685 shares of common stock on February 5, 2026, coded as a purchase transaction. The weighted average purchase price was $6.3535 per share, with actual prices ranging from $6.2775 to $6.42 per share.

Following this transaction, Johnson beneficially owns 8,562,582 Lumen common shares directly. In addition, 3,364,677 common shares are reported as indirectly owned through a spousal trust, reflecting separate indirect beneficial ownership. No derivative securities were reported in this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Johnson Kathleen E

(Last) (First) (Middle)

100 CENTURYLINK DRIVE

(Street)

MONROE LA 71203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumen Technologies, Inc. [ LUMN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/05/2026		P		78,685	A	$6.3535(1)	8,562,582	D
Common Stock								3,364,677	I	By Spousal Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $6.2775 to $6.42 per share. The reporting person has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares acquired at each price within that range.

Remarks:

	/s/ Meredith Hayes, as Attorney-in-Fact for Kathleen Elizabeth Johnson	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Lumen (LUMN) CEO Kathleen E. Johnson report?

Kathleen E. Johnson reported an open-market purchase of 78,685 shares of Lumen common stock on February 5, 2026. The transaction was coded as a purchase, indicating she increased her direct ownership position in the company’s shares.

At what price did Lumen (LUMN) CEO Kathleen E. Johnson buy the shares?

The reported weighted average purchase price was $6.3535 per share. Actual prices paid ranged from $6.2775 to $6.42 per share, with detailed trade breakdowns available from the company, security holders, or SEC staff upon request, as noted in the filing’s footnote.

How many Lumen (LUMN) shares does Kathleen E. Johnson own directly after this trade?

After the reported purchase, Kathleen E. Johnson beneficially owns 8,562,582 Lumen common shares directly. This post-transaction figure reflects her updated direct holdings as President and CEO, as disclosed in Table I of the Form 4 filing.

What indirect Lumen (LUMN) holdings are reported for Kathleen E. Johnson?

The filing shows 3,364,677 Lumen common shares as indirectly owned through a spousal trust. These shares are listed separately from Johnson’s direct holdings, indicating beneficial ownership reported as “By Spousal Trust” in the indirect ownership column.

What role does Kathleen E. Johnson hold at Lumen (LUMN) in this Form 4?

Kathleen E. Johnson is identified as both a Director and an Officer of Lumen Technologies, serving as President & CEO. Her dual role is explicitly checked in the relationship section, confirming she is a senior executive and board member of the company.

Does this Lumen (LUMN) Form 4 include any derivative securities transactions?

No derivative securities transactions are listed in the provided Form 4 excerpt. Table II, which covers options, warrants, and other derivatives, contains no entries, indicating only common stock holdings and transactions were reported for this filing.