Welcome to our dedicated page for Lumen Technologies SEC filings (Ticker: LUMN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lumen Technologies, Inc. (LUMN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. Lumen’s filings offer detail on material events, financing transactions, leadership changes, and operating results.
Recent 8-K filings show how Lumen and its indirect wholly owned subsidiary Level 3 Financing, Inc. use the capital markets. The company has reported offerings of Senior Notes due 2036, including 8.500% Senior Notes, and related additional notes. These filings describe the intended use of proceeds, such as funding cash tender offers for existing second lien notes due 2029, 2030, and 2031, paying accrued interest, and addressing general corporate purposes.
Other filings outline tender offers and consent solicitations to amend indentures governing existing second lien notes, including changes to restrictive covenants and collateral arrangements. Lumen has also disclosed amendments to a credit agreement and the resulting term loan facility, with information on maturity, interest rate options, and prepayment terms.
Beyond financing, Lumen uses Form 8-K to report leadership and governance developments, such as the resignation and appointment of executive officers, including the Chief Technology & Product Officer and the Chief Accounting Officer and Controller. The company also furnishes earnings releases and investor presentations as exhibits to Form 8-K, covering quarterly operating results and providing materials for earnings teleconferences.
On Stock Titan, these filings are updated as they appear on EDGAR. AI-powered summaries help explain the main points of lengthy documents, including 8-Ks related to debt offerings, credit amendments, leadership changes, and earnings disclosures. Users can quickly see what each filing covers, identify items related to capital structure, and understand how Lumen describes significant corporate events without reading every line of the original text.
Donald Leroy Holt, Chief Accounting Officer & Controller of Lumen Technologies, Inc. (LUMN), reported an equity award on Form 4 filed for a transaction dated 09/23/2025. The filing shows a grant of 26,482 shares of restricted common stock acquired at a $0 price, increasing his beneficial ownership to 71,490 shares following the transaction. The restricted shares vest in three equal annual installments beginning on 09/23/2026. The Form 4 was filed by one reporting person and signed by Meredith Hayes as attorney-in-fact on 09/25/2025. All details reflect a standard grants-based insider reporting event.
Donald Leroy Holt filed a Form 3 reporting direct beneficial ownership of 45,008 shares of Lumen Technologies, Inc. (LUMN). The filing states 18,092 of those shares are unvested restricted stock. Mr. Holt is identified as the company’s Chief Accounting Officer & Controller. The event date is 09/23/2025 and the form was signed by an attorney-in-fact on 09/25/2025.
Lumen Technologies reported the resignation of its Chief Accounting Officer and Controller, Andrea Genschaw, effective September 23, 2025, as she will assume a Chief Financial Officer role at another public company. The departure is stated to be not the result of any disagreement with the company. The Board appointed Donald Holt as successor, effective the same date, consistent with the company’s long-term succession plan. Mr. Holt, age 49, currently serves as Vice President and Assistant Controller and has held several senior finance roles at Lumen and prior companies; he is a CPA. The Human Resources and Compensation Committee approved changes to Mr. Holt’s compensation, although specific terms are not provided in this filing.
Stansbury Christopher reported open-market purchase transactions in a Form 4 filing for LUMN. The filing lists transactions totaling 82,000 shares at a weighted average price of $4.36 per share. Following the reported transactions, holdings were 535,000 shares.
Kathleen E. Johnson, President & CEO and Director of Lumen Technologies, transferred 1,086,315 shares of Lumen common stock on 08/14/2025 into an irrevocable trust for the benefit of her spouse and children. The transaction is reported as a gift (code G) with no cash consideration.
After the transfer, the filing shows 8,530,632 shares held directly by the reporting person and 3,364,677 shares indirectly held through a spousal trust. The reporting person disclaims ownership of the trust-held shares except to the extent of beneficial ownership.