Lumen Technologies filings document material events, operating results, capital-structure actions, and governance disclosures for the NYSE-listed telecommunications company. Recent 8-K records include earnings releases and Regulation FD presentation materials, as well as disclosures related to credit agreements, supplemental indentures, guarantees, and debt securities issued or supported by Lumen subsidiaries.
The filing record also covers exchange offers, consent solicitations, tender-offer communications, shareholder voting matters, and registered securities including Lumen common stock and preferred stock purchase rights. Subsidiary registrants and issuers such as Qwest Corporation, Level 3 Parent, LLC, and Level 3 Financing appear in disclosures that describe debt obligations, note listings, collateral arrangements, and related material agreements.
Level 3 Parent, LLC filed an 8-K disclosing a Second Amendment to its Term Loan Facility dated September 29, 2025. The amendment permits voluntary prepayments or reductions of commitments, generally without premium or penalty, except for a 1.00% premium on certain repricing-related prepayments made within six months after the Amendment Date. It requires 100% prepayment of net cash proceeds from specified asset sales and certain debt issuances, subject to exceptions. The Term Loan is guaranteed by substantially all material, wholly-owned domestic subsidiaries and secured by a first-priority lien on substantially all current and fixed assets, subject to permitted exceptions. The facility includes customary negative covenants restricting mergers, additional indebtedness, liens, restricted payments, asset dispositions and affiliate transactions. The full amendment is filed as Exhibit 10.1.
Donald Leroy Holt, Chief Accounting Officer & Controller of Lumen Technologies, Inc. (LUMN), reported an equity award on Form 4 filed for a transaction dated 09/23/2025. The filing shows a grant of 26,482 shares of restricted common stock acquired at a $0 price, increasing his beneficial ownership to 71,490 shares following the transaction. The restricted shares vest in three equal annual installments beginning on 09/23/2026. The Form 4 was filed by one reporting person and signed by Meredith Hayes as attorney-in-fact on 09/25/2025. All details reflect a standard grants-based insider reporting event.
Donald Leroy Holt filed a Form 3 reporting direct beneficial ownership of 45,008 shares of Lumen Technologies, Inc. (LUMN). The filing states 18,092 of those shares are unvested restricted stock. Mr. Holt is identified as the company’s Chief Accounting Officer & Controller. The event date is 09/23/2025 and the form was signed by an attorney-in-fact on 09/25/2025.
Lumen Technologies reported the resignation of its Chief Accounting Officer and Controller, Andrea Genschaw, effective September 23, 2025, as she will assume a Chief Financial Officer role at another public company. The departure is stated to be not the result of any disagreement with the company. The Board appointed Donald Holt as successor, effective the same date, consistent with the company’s long-term succession plan. Mr. Holt, age 49, currently serves as Vice President and Assistant Controller and has held several senior finance roles at Lumen and prior companies; he is a CPA. The Human Resources and Compensation Committee approved changes to Mr. Holt’s compensation, although specific terms are not provided in this filing.
Stansbury Christopher reported open-market purchase transactions in a Form 4 filing for LUMN. The filing lists transactions totaling 82,000 shares at a weighted average price of $4.36 per share. Following the reported transactions, holdings were 535,000 shares.
Kathleen E. Johnson, President & CEO and Director of Lumen Technologies, transferred 1,086,315 shares of Lumen common stock on 08/14/2025 into an irrevocable trust for the benefit of her spouse and children. The transaction is reported as a gift (code G) with no cash consideration.
After the transfer, the filing shows 8,530,632 shares held directly by the reporting person and 3,364,677 shares indirectly held through a spousal trust. The reporting person disclaims ownership of the trust-held shares except to the extent of beneficial ownership.