Every Form 4 that Lumen Technologies, Inc. (LUMN) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow LUMN and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full LUMN filings page.
Lumen Technologies, Inc.'s Chief Acctg. Off. & Controller, Donald Leroy Holt, had 2,538 common shares withheld on September 23, 2026, to cover taxes due upon vesting of equity awards. The transaction was reported at $6.13 per share; Holt's direct common-stock holdings afterward were 164,019 shares.
Lumen Technologies, Inc. reports that CEO Kathleen E. Johnson, through a revocable trust, purchased 100,000 shares of common stock on August 6, 2026 at a weighted average price of $6.1268 per share, with prices ranging from $6.065 to $6.175. The purchased shares are held by the Revocable Trust of Todd and Kathleen Johnson, where she serves as a trustee. Following this and prior estate-planning transfers, Johnson is reported as holding 7,509,539 shares directly, and additional indirect holdings of 100,000 shares via the revocable trust, 3,606,127 shares via a spousal trust, and 1,000,000 shares via a grantor retained annuity trust.
Hinshaw John M reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies, Inc. director John M. Hinshaw reported an award of 27,350 restricted stock units tied to Common Stock on August 5, 2026, valued at $6.08 per share. These units vest on August 5, 2027 and will be settled later in shares under his deferral election. He also reports 379 shares held indirectly through The EAG Family Trust, where he serves as trustee.
Collins Michael reported acquisition or exercise transactions in this Form 4 filing.
Director Michael Collins of Lumen Technologies, Inc. received a grant of 25,197 restricted stock units tied to the company’s Common Stock at a reference price of $9.44 per share. This is a compensation-related award, not an open-market purchase.
The grant will vest on May 21, 2027, and will be paid out in shares of Common Stock at a later date based on Collins’ deferral election. Following this award, he holds 25,197 shares directly, plus indirect holdings of 380 shares through the MC Trust and 115 shares through a spousal trust.
MCMILLAN STEPHEN reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Stephen McMillan received an equity grant of company stock. He was awarded 25,197 shares of Lumen Technologies common stock at a reference price of $9.44 per share. Following this grant, he holds 76,591 shares directly. The restricted stock will vest on May 21, 2027, aligning his compensation with longer-term company performance.
Allen Quincy L reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Allen Quincy L reported an equity award of company stock. On May 21, 2026, he received a grant of 25,197 restricted stock units tied to Lumen common stock, valued at $9.44 per share for reporting purposes.
These restricted stock units will vest on May 21, 2027. According to his deferral election, the vested award will be paid out later in shares of common stock. After this grant, his direct ownership stands at 352,764 shares.
Linear Diankha reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Linear Diankha received an equity award in the form of restricted stock units. The grant covers 25,197 units of Common Stock valued at $9.44 per share for reporting purposes. Following this award, Diankha is reported as beneficially owning 223,426 shares.
The footnote explains that these restricted stock units will vest on May 21, 2027 and will then be paid out in shares of Common Stock at a later date according to Diankha’s deferral election. This is a compensation-related grant, not an open-market purchase or sale.
GOLDBERG MICHELLE J reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Michelle J. Goldberg received a grant of 25,197 shares of common stock, treated as restricted stock that was valued at $9.44 per share. This equity award will vest on May 21, 2027 and increases her direct holdings to 76,591 shares.
Bejar Martha Helena reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Martha Helena Bejar received an equity award linked to company stock. She was granted 25,197 restricted stock units tied to Common Stock at a reference price of $9.44 per share. These units will vest on May 21, 2027 and will be settled in shares of Common Stock at a later date based on her deferral election. Following this award, her directly held position is reported at 421,144 shares.
Capossela Christopher C reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies director Christopher C. Capossela received a grant of 25,197 shares of common stock as a restricted stock award. The grant is valued at $9.44 per share and will vest on May 21, 2027. After this award, he holds 92,199 shares directly.
Lumen Technologies director Kevin P. Chilton received an equity grant rather than buying shares on the market. On this Form 4, he acquired 25,197 shares of Common Stock as a compensation-related grant valued at $9.44 per share. These are restricted stock units that will vest on May 21, 2027 and be settled in shares later under his deferral election. After this award, his direct holdings increased to 436,716 shares, indicating this is a routine incentive grant that raises his long-term equity stake in the company.
Lumen Technologies, Inc. executive James Fowler reported a routine tax-related share disposition. On the vesting of his equity awards, 22,922 shares of Common Stock were withheld at $10.34 per share to cover taxes. After this withholding, Fowler directly holds 1,608,275 shares of Lumen common stock.
Lumen Technologies CEO Kathleen E. Johnson reported gifting shares of the company’s common stock. On May 7, 2026, she made bona fide gift transfers totaling 482,900 shares, including a transfer for estate planning purposes to an irrevocable trust for the benefit of her spouse and children.
Following these gifts, Johnson’s reported holdings remain substantial, with 8,509,539 shares held directly and 3,606,127 shares held indirectly through a spousal trust. The filing notes she disclaims ownership of the shares held in the irrevocable trust except to the extent of her beneficial ownership.
Hodges Jennifer A. reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies EVP and Chief Legal Officer Jennifer A. Hodges received an equity grant of 200,809 shares of common stock as compensation. The award is in the form of restricted stock, with 40% subject to time-based vesting and 60% tied to performance goals.
The time-based portion will vest in three equal annual installments on April 20, 2027, March 1, 2028, and March 1, 2029. Any performance-based shares earned under two three-year performance metrics will vest on March 1, 2029. Following this grant, Hodges directly holds 389,668 shares of Lumen common stock.
Sharritts Jeffery S. reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies executive Jeffery S. Sharritts, EVP and Chief Revenue Officer, received a grant of 634,699 shares of common stock at no purchase price. The award is restricted stock, with 40% vesting over time and 60% tied to performance metrics through March 1, 2029.
Lumen Technologies President & CEO Kathleen E. Johnson reported several stock transactions in company common shares. She received a grant of 2,156,680 restricted shares at no cost, consisting of 40% time-based and 60% performance-based awards.
To cover taxes on vesting, 1,715,571 shares were disposed of through share withholding at $7.11 per share. An additional 252,702 performance-based restricted shares or RSUs were disposed of to the issuer after some awards failed performance metrics and others exceeded targets. Following these transactions, she holds 8,750,989 shares directly and 3,364,677 shares indirectly through a spousal trust.
Fowler James reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies EVP and Chief Technology & Product Officer James Fowler received a grant of 582,887 shares of common stock as an equity award. These are restricted shares, not purchased on the open market, and increased his directly held stake to 1,631,197 shares.
According to the award terms, 40% of the restricted stock is time-based and will vest in three equal annual installments beginning on March 1, 2027. The remaining 60% is performance-based and will vest on March 1, 2029, but only to the extent two three-year performance metrics are achieved.
Lumen Technologies, Inc. reported that Chief Accounting Officer and Controller Donald Leroy Holt received an equity award and had shares withheld for taxes. On March 1, 2026, he acquired 97,147 shares of common stock as a grant of restricted stock at a stated price of $0.00 per share. According to the grant terms, 40% is time-based and will vest in three equal annual installments beginning on March 1, 2027, while 60% is performance-based and will vest on March 1, 2029 depending on two three-year performance metrics. On the same date, 2,080 shares of common stock at $7.11 per share were disposed of to cover taxes due upon the vesting of equity awards, which is a tax-withholding disposition rather than an open-market sale. After these transactions, Holt directly held 166,557 shares of Lumen common stock.
Lumen Technologies EVP and CFO Christopher Stansbury reported equity award activity in company common stock. He received a grant of 906,713 restricted shares at $0.00 per share, consisting of 40% time-based and 60% performance-based awards.
Footnotes state the time-based portion vests in three equal installments beginning on March 1, 2027, with any earned performance-based shares vesting on March 1, 2029 based on two three-year performance metrics. To cover taxes upon vesting of prior equity awards, 836,079 shares were disposed at $7.11 per share, and 133,002 shares were disposed to the issuer in connection with performance-based awards granted on May 18, 2023. After these transactions, he directly holds 5,147,850 shares and also has indirect ownership through spouse‑administered trusts.
HACKER MARK S. reported acquisition or exercise transactions in this Form 4 filing.
Lumen Technologies executive Mark S. Hacker received an equity grant of 427,450 shares of common stock as compensation. The award is structured as restricted stock, with 40% vesting in three equal annual installments starting on March 1, 2027. The remaining 60% is performance-based and will vest on March 1, 2029, only to the extent two three-year performance metrics are achieved. Following this grant, Hacker directly holds 965,127 shares of Lumen common stock.
Lumen Technologies director Diankha Linear sold 45,000 shares of common stock in an open-market transaction on February 20, 2026. The weighted average sale price was $7.89 per share, with individual trades executed between $7.89 and $7.91.
After this sale, Linear continued to hold 198,229 Lumen shares directly. According to the disclosure, the transaction was made in connection with tax and estate planning activities, and detailed trade-by-trade pricing information is available upon regulatory or shareholder request.
Lumen Technologies, Inc. granted EVP and Chief Revenue Officer Jeffery S. Sharritts a sign-on equity award of 576,282 shares of common stock on February 4, 2026, reported at a price of $0 per share as a stock grant.
The award is structured as time-based restricted stock. 288,141 shares will vest in three equal annual installments beginning on February 4, 2027. The remaining 288,141 shares will vest in equal installments on February 4, 2027 and February 4, 2028, subject to the applicable vesting conditions.
Lumen Technologies President and CEO Kathleen E. Johnson reported an open-market purchase of 78,685 shares of common stock on February 5, 2026, coded as a purchase transaction. The weighted average purchase price was $6.3535 per share, with actual prices ranging from $6.2775 to $6.42 per share.
Following this transaction, Johnson beneficially owns 8,562,582 Lumen common shares directly. In addition, 3,364,677 common shares are reported as indirectly owned through a spousal trust, reflecting separate indirect beneficial ownership. No derivative securities were reported in this filing.
Lumen Technologies executive Ashley Haynes-Gaspar, EVP and Chief Revenue Officer, reported a tax-related share disposition. On January 9, 2026, 30,603 shares of Lumen common stock were disposed of at a price of $7.91 per share. A footnote explains that these shares were withheld to cover taxes due upon the vesting of equity awards, rather than sold in a discretionary open-market transaction.
Following this withholding event, Haynes-Gaspar directly beneficially owned 1,620,048 shares of Lumen common stock. The filing is for a single reporting person and reflects routine equity award and tax settlement activity tied to compensation.
Lumen Technologies executive James Fowler received a large sign-on equity grant. On January 5, 2026, he was awarded 612,860 shares of Lumen common stock at a price of $0 per share as time-based restricted stock. Following this grant, he beneficially owned 1,048,310 shares directly.
The award is structured to vest over several years. According to the grant terms, 487,787 shares will vest in three equal annual installments beginning on January 5, 2027. The remaining 125,073 shares will vest in equal installments on January 5, 2031 and January 5, 2033. This creates a long-term equity incentive tied to his continued service as EVP, Chief Technology & Product Officer.
Lumen Technologies (LUMN) reported an insider transaction by its President & CEO and Director, Kathleen Elizabeth Johnson. On 11/07/2025, a Form 4 shows 46,735 shares of common stock were disposed at $10.52 under code F, which indicates shares were withheld to cover taxes due upon the vesting of equity awards.
Following the transaction, Johnson beneficially owns 8,483,897 shares directly and 3,364,677 shares indirectly via a spousal trust. The filing notes she disclaims ownership of trust-held shares except to the extent of her beneficial interest.