Welcome to our dedicated page for Liveone SEC filings (Ticker: LVO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LiveOne, Inc. filings document material events for a Nasdaq-listed media and technology company with common stock registered under the symbol LVO. Recent Form 8-K disclosures cover operating results, preliminary financial results, Regulation FD corporate presentations, executive officer changes and unregistered equity issuances.
The filings also describe agreements involving the Slacker music service, including share issuance arrangements connected to music royalty and licensing obligations with industry counterparties. Other disclosures address capital structure, compensatory arrangements, Nasdaq listing-compliance matters, press-release exhibits and the formal reporting of business updates through current reports.
LiveOne, Inc. registers 500,000 shares of common stock under a prospectus supplement; these Shares are being issued and sold directly to Music and Entertainment Rights Licensing Independent Network Limited ("Merlin") at $7.50 per share pursuant to a Shares Issuance Agreement dated March 3, 2026.
The Shares are issued to satisfy payment and royalty obligations of the Company’s subsidiary Slacker, Inc. and the Company will not receive cash proceeds from the issuance; any net proceeds Merlin obtains from resales will be offset against those Payments. The offering is expected to close on or about March 10, 2026, subject to customary closing conditions.
LiveOne, Inc. entered a Shares Issuance Agreement with its subsidiary Slacker, Inc. and Merlin under which LiveOne will issue 500,000 shares of common stock at a deemed price of $7.50 per share to Merlin.
The shares will be used to pay both outstanding and future music royalty fees owed by Slacker to Merlin under their Digital Music Services Agreement, whose term is extended through November 30, 2026 and may be further extended to November 30, 2027. Merlin’s sale proceeds from the shares will be offset against royalties, and Slacker may either repurchase any unsold shares or settle remaining amounts in cash at contract end.
The shares will be issued off LiveOne’s effective shelf registration, the company will receive no cash proceeds, and Merlin agreed not to sell more than 5% of the average daily trading volume over the prior 20 trading days when disposing of the shares.
Arani Ramin reported acquisition or exercise transactions in this Form 4 filing.
LiveOne, Inc. director Ramin Arani reported receiving a grant of 22,266 Restricted Stock Units (RSUs) as director fees for serving on the board from October 1, 2024 to September 30, 2025. The RSUs vest on March 31, 2026, if he continues serving on the board through that date.
Each RSU represents a contingent right to receive either one share of LiveOne common stock or the cash value of a share, as determined by the board under the company’s 2016 Equity Incentive Plan. Settlement can be deferred until Arani leaves the board or up to five years after vesting.
LiveOne, Inc. reported a weak quarter for the period ended December 31, 2025. Revenue fell to $20.3 million from $29.4 million a year earlier, driven largely by a steep drop in membership services, while advertising and merchandising also declined.
The company posted a net loss of $4.1 million for the quarter and $13.7 million for the nine months, with basic and diluted loss per share of $0.37 and $1.31, respectively. Operating cash flow was negative $8.5 million over nine months.
Liquidity remains strained: cash, cash equivalents and restricted cash totaled $8.7 million, against a working capital deficit of $18.1 million and a stockholders’ deficit of $10.5 million. Management states that these conditions raise substantial doubt about the company’s ability to continue as a going concern.
To bolster funding, LiveOne issued $16.8 million in original issue discount senior secured convertible debentures and raised $9.4 million from a common stock offering, while repaying its senior secured line of credit. It also adopted Bitcoin as its primary treasury reserve asset, holding about 43.15 BTC with a cost of $5.0 million and fair value of $3.8 million, recording fair value losses in the period. A 1‑for‑10 reverse stock split was completed in September 2025, and all share data have been retroactively adjusted.
LiveOne, Inc. reported Q3 Fiscal 2026 revenue of $20.3 million, down from $29.5 million a year earlier, mainly from lower Slacker revenue. Net loss for the quarter was $4.1 million, while Adjusted EBITDA* was positive at $1.6 million, including Audio Division Adjusted EBITDA* of $2.6 million.
For the first nine months of Fiscal 2026, revenue totaled $58.2 million versus $95.1 million in the prior-year period, with a $13.7 million net loss and $(1.2) million Adjusted EBITDA*. The balance sheet shows $8.6 million in cash and cash equivalents and total assets of $52.3 million against total liabilities of $62.8 million, resulting in a stockholders’ deficit. Management highlighted continued share repurchases and strength in the Audio division, which generated $18.6 million of Q3 revenue and $52.2 million year-to-date revenue.
LiveOne, Inc. furnished an update describing a press release with certain preliminary financial results for its fiscal quarter and nine months ended December 31, 2025. These figures are unaudited estimates prepared by management and are based on information available as of the report date.
The company notes that its financial closing procedures for the quarter are not complete, so final results may differ from the preliminary data in the press release. The information in the update and Exhibit 99.1 is provided as a furnished disclosure, is not deemed filed under securities laws, and has not been audited, reviewed, or compiled by the independent registered public accounting firm, Macias Gini & O’Connell LLP.
LiveOne, Inc. has filed Amendment No. 1 to its Schedule 13D on PodcastOne, Inc. (PODC), updating its ownership and related arrangements. LiveOne reports beneficial ownership of 20,294,991 PodcastOne common shares, including 1,100,000 Bridge Warrants, representing about 72.5% of PodcastOne’s outstanding common stock. It holds sole voting and dispositive power over all of these securities.
The amendment notes that within the past 60 days LiveOne acquired 186,636 PodcastOne shares on January 22, 2026 through settlement of intercompany balances owed for prior services. Background sections describe LiveOne’s 2020 acquisition of PodcastOne, the 2023 spin-out and direct listing on Nasdaq, the 2022 Bridge Notes and related warrants, and a May 19, 2025 convertible debenture financing by LiveOne. Those debentures are secured by liens on assets of LiveOne and certain subsidiaries, including PodcastOne, and include redemption, conversion and prepayment features.
LiveOne, Inc. (LVO) filed a Form 8-K to announce that it plans to use an updated Corporate Presentation with investors and at industry conferences. The presentation, attached as Exhibit 99.1, is furnished for information purposes and is not treated as filed under the securities laws.
The company highlights that the presentation includes forward-looking statements subject to significant risks and uncertainties. Key risk areas include dependence on its largest OEM customer, the ability to complete any proposed financing, acquisition, spin-out, special dividend, merger or other transaction, its ability to continue as a going concern, attract and retain users and paid members, and comply with debt covenants and repayment obligations.
LiveOne also notes risks tied to its digital assets treasury strategy involving Bitcoin, Ethereum and other digital assets, potential share repurchases for LiveOne and PodcastOne, legal proceedings, competition, and regulatory developments. Investors are directed to the company’s Form 10-K for the year ended March 31, 2025 and Form 10-Q for the quarter ended September 30, 2025 for a fuller description of these risks.
LiveOne, Inc. filed its quarterly report, highlighting a 1-for-10 reverse stock split effective September 26, 2025 and materially weaker results. Revenue for the three months ended September 30, 2025 was $18.8 million versus $32.6 million a year ago, while loss from operations widened to $4.6 million from $1.4 million. Net loss attributed to LiveOne was $5.5 million (basic and diluted $0.52 per share).
Cash and cash equivalents rose to $11.7 million from $4.1 million at March 31, 2025. The company disclosed “substantial doubt” about continuing as a going concern, citing a $9.6 million six‑month net loss, $6.3 million operating cash use, and a working capital deficiency of $13.1 million as of September 30, 2025. In May 2025, LiveOne issued senior secured convertible debentures with $16.775 million principal for $15.25 million cash, bearing 11.75% interest and a $2.10 conversion price, with monthly holder redemptions starting August 2025 and additional redemption step-ups over time. The company also recorded $9.38 million net proceeds from a common stock offering. On August 28, 2025, LiveOne adopted Bitcoin as its treasury reserve and held about 43.15 BTC (cost $5.0 million; fair value $4.9 million), recognizing a $79,000 fair value loss.
LiveOne, Inc. (LVO) furnished an 8-K announcing quarterly results communications. The company issued a press release with operating and financial highlights for the second quarter and six months ended September 30, 2025, and furnished it as Exhibit 99.1. It also noted a separate press release (Exhibit 99.2) announcing a conference call and audio webcast to discuss second-quarter results on November 12, 2025.
The materials are furnished, not filed, under the Exchange Act, meaning they are not subject to Section 18 liabilities and are not incorporated by reference unless specifically stated. No financial figures are included in this summary excerpt.