Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lightwave Logic, Inc. filings document formal disclosures for a Nevada technology company developing proprietary electro-optic polymers and polymer-based optical modulator technology. Recent 8-K reports cover material definitive agreements, common-stock financing arrangements, public offering activity, amendments to sales agreements and termination of a prior equity purchase arrangement.
The company’s regulatory record also includes proxy materials for annual stockholder matters, executive appointments and compensation arrangements, Regulation FD investor-presentation disclosures, and an accounting non-reliance determination tied to previously issued interim financial statements. These filings describe governance, capital structure, reporting controls and securities-registration matters for the company’s common stock.
Lightwave Logic, Inc. director Thomas M. Connelly Jr. exercised restricted stock units into common shares. On March 31, 2026 he converted 20,161 RSUs at a stated price of $0.00 per share, increasing his direct common stock holdings to 86,132 shares.
These RSUs were granted under the company’s 2025 Equity Incentive Plan. According to the vesting schedule, 20,162 RSUs vested on July 15, 2025 and 20,161 shares vested on each of September 30, 2025, December 31, 2025 and March 31, 2026.
Lightwave Logic, Inc. director Craig Ciesla exercised restricted stock units into common shares as part of an equity award vesting. On March 31, 2026, 20,161 restricted stock units converted into 20,161 shares of common stock at a price of $0.00 per share. After this transaction, Ciesla directly held 129,824 shares of Lightwave Logic common stock, reflecting a routine compensation-related equity acquisition rather than an open-market purchase or sale.
Lightwave Logic, Inc. director Ronald A. Bucchi exercised restricted stock units and sold shares primarily for taxes. On March 31, 2026 he converted 20,161 restricted stock units into the same number of common shares at a stated price of $0.0000 per share. On April 1, 2026 he sold 11,000 common shares at a weighted average price of $6.92 per share to cover tax withholding obligations tied to this RSU vesting. After these transactions he holds 294,879 common shares directly and 3,000 common shares indirectly through his spouse.
Lightwave Logic director Laila Partridge exercised restricted stock units and sold shares mainly to cover taxes. On March 31, 2026 she converted 20,161 RSUs into the same number of common shares at a $0.00 exercise price. On April 1, 2026 she sold 11,000 common shares at a weighted average price of $6.84 per share, solely to cover tax withholding obligations related to the RSU vesting. After these transactions she directly owned 80,723 common shares.
Lightwave Logic, Inc. submitted a Form 144 notice for the proposed sale of 11,000 shares of Common Stock, tied to RSU vesting. The filing records a prior sale of 10,000 shares on 01/05/2026 by Laila Partridge. The filing lists an exchange identifier and an as of figure dated 04/01/2026.
Lightwave Logic, Inc. Principal Financial Officer Snizhana P. Quan exercised employee stock options for 25,000 shares of common stock at $4.87 per share and on the same day sold 25,000 shares at $7.27 per share in an open-market transaction.
Following these transactions, she holds 51,125 common shares directly and 4,800 shares indirectly through a domestic partner. A footnote states that 24,999 options from this award remain unvested and are subject to forfeiture, with the option grant expiring on October 8, 2033.
Lightwave Logic Inc amended a Schedule 13G/A to report that The Vanguard Group holds 0 shares of Common Stock, representing 0% of the class. The filing explains an internal realignment effective January 12, 2026 under SEC Release No. 34-39538, after which certain Vanguard subsidiaries report holdings separately.