Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lightwave Logic, Inc. filings document formal disclosures for a Nevada technology company developing proprietary electro-optic polymers and polymer-based optical modulator technology. Recent 8-K reports cover material definitive agreements, common-stock financing arrangements, public offering activity, amendments to sales agreements and termination of a prior equity purchase arrangement.
The company’s regulatory record also includes proxy materials for annual stockholder matters, executive appointments and compensation arrangements, Regulation FD investor-presentation disclosures, and an accounting non-reliance determination tied to previously issued interim financial statements. These filings describe governance, capital structure, reporting controls and securities-registration matters for the company’s common stock.
Lightwave Logic submitted a Form 144 notice proposing the sale of 250,000 shares of Common Stock on 03/18/2026 by means described as an Option Exercise. The broker listed is UBS Financial Services Inc. (1000 Harbor Blvd, Weehawken, NJ).
The filing also reports prior sales by James Marcelli: 329,355 shares on 03/11/2026 and 90,000 shares on 02/17/2026. The trading method for the proposed sale is shown as Wire.
Lightwave Logic, Inc.’s CEO Yves Le Maitre reported a routine share withholding to cover taxes on vested stock awards. On the March 12, 2026 vesting of restricted stock units, 294,968 shares of common stock were withheld at $7.08 per share to pay withholding taxes. After this tax-withholding disposition, he directly holds 2,210,953 common shares.
Lightwave Logic notice of proposed sale of common stock tied to option exercise and RSU vesting. The filing lists an Option Exercise for 100,000 shares dated 03/12/2026 and an RSU vesting of 229,355 shares dated 12/31/2025.
The excerpt also reports a sale by James Marcelli of 90,000 shares on 02/14/2026. The filing is a resale/notice submission by UBS Financial Services Inc. as broker for the transactions.
Lightwave Logic is the issuer for a planned Rule 144 stock sale. A holder has filed to sell 90,000 shares of Lightwave Logic common stock through UBS Financial Services Inc. on the NSDQ market, with an aggregate market value listed as $300,600.
The filing notes that 129,439,986 shares of the issuer’s common stock were outstanding, and that the 90,000 shares to be sold were acquired by RSU vesting from Lightwave Logic on 12/31/2025, with payment made by wire on the same date.
Lightwave Logic, Inc. director Thomas M. Connelly Jr. reported receiving 7,599 shares of Common Stock on Form 4. These shares represent restricted stock units (RSUs) granted at a price of $0.00 per share and will vest on February 2, 2026 and March 31, 2026.
Following this equity award, he beneficially owns 65,971 shares of Lightwave Logic Common Stock in direct ownership. This filing reflects routine director equity compensation rather than an open‑market purchase or sale.
Lightwave Logic director Siraj Nour El-Ahmadi received 7,599 shares of common stock on February 2, 2026 at a price of $0.00 per share, reflecting a stock-based award rather than a purchase.
These shares represent common stock underlying restricted stock units that vest ratably on February 2, 2026 and March 31, 2026, increasing his directly held stake to 131,543 shares after the transaction.
Lightwave Logic director Craig Ciesla reported an equity award of 7,599 shares of Common Stock on February 2, 2026. These shares represent restricted stock units (RSUs) that will vest in equal parts on February 2, 2026 and March 31, 2026. Following this award, Ciesla beneficially owns 109,663 shares of Lightwave Logic Common Stock directly. The RSUs were granted at a price of $0.00 per share, consistent with typical stock-based compensation awards rather than an open-market purchase.
Lightwave Logic director Ronald A. Bucchi reported an equity award of 7,599 shares of common stock on February 2, 2026, received at a price of $0.00 per share. These shares represent common stock underlying restricted stock unit awards that will vest ratably on February 2, 2026 and March 31, 2026.
Following this award, Bucchi beneficially owns 263,343 shares of Lightwave Logic common stock directly. In addition, 3,000 shares are held indirectly through his spouse. This filing reflects an increase in his equity-based compensation and overall ownership stake in the company.
Lightwave Logic director receives stock-based compensation. Director Laila Partridge was granted 7,599 shares of Lightwave Logic common stock on February 2, 2026, at a price of $0.00 per share through restricted stock unit (RSU) awards. After this grant, she beneficially owns 71,562 shares directly.
The RSUs represent common stock that will vest in two installments, ratably on February 2, 2026 and March 31, 2026. This filing records an equity award to a board member rather than an open-market purchase or sale.
Lightwave Logic, Inc. director Form 4 shows an option exercise and related share sale. On January 27, 2026, director Siraj Nour El-Ahmadi exercised an employee stock option for 50,000 shares of common stock at an exercise price of $0.68 per share.
On the same day, he sold 25,591 shares of common stock at a price of $3.48 per share to cover the option exercise price and tax withholding obligations. After these transactions, he directly owned 123,944 shares of common stock, including 17,241 restricted shares granted under the company’s 2016 Equity Incentive Plan, which vest in scheduled installments and are subject to forfeiture if service conditions are not met.