Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lightwave Logic, Inc. filings document formal disclosures for a Nevada technology company developing proprietary electro-optic polymers and polymer-based optical modulator technology. Recent 8-K reports cover material definitive agreements, common-stock financing arrangements, public offering activity, amendments to sales agreements and termination of a prior equity purchase arrangement.
The company’s regulatory record also includes proxy materials for annual stockholder matters, executive appointments and compensation arrangements, Regulation FD investor-presentation disclosures, and an accounting non-reliance determination tied to previously issued interim financial statements. These filings describe governance, capital structure, reporting controls and securities-registration matters for the company’s common stock.
Lightwave Logic affiliate reported insider transactions and proposed sales of common stock. The filing lists vested RSUs totaling 100,000 shares (90,000 vested 11/22/2021; 10,000 vested 12/11/2024) identified as securities to be sold. It also records prior open-market sales by Tom Zelibor of 85,000 shares on 03/20/2026 for $637,500 and 50,000 shares on 03/24/2026 for $375,000.
Lightwave Logic filed a Form 144 reporting proposed and recent sales of Common Stock by James Marcelli. The notice lists a 100,000-share lot via UBS Financial Services and shows recent dispositions of 02/14/2026 (90,000 shares), 03/12/2026 (329,355 shares), 03/18/2026 (250,000 shares) and 03/24/2026 (115,000 shares). The filing identifies UBS Financial Services, Inc. as a broker and includes addresses for the reporting person.
Lightwave Logic submitted a Form 144 notice to sell 115,000 shares of common stock, listed as resulting from an option exercise and dated 03/24/2026. The filing also discloses recent dispositions in the prior three months: 250,000 shares on 03/18/2026, 329,355 shares on 03/12/2026, and 90,000 shares on 02/14/2026.
Lightwave Logic, Inc. reports that it remains in pre-commercialization mode, focused on electro-optic polymer materials for high-speed optical modulators serving AI, hyperscale data centers and telecom. The company recorded a net loss of $20,313,797 for 2025, following a $22,535,041 loss in 2024, and had an accumulated deficit of $167.3 million as of December 31, 2025.
The business model centers on material sales, IP licensing and potential royalties, with a multi-stage “Design Win Cycle”; three customer programs are in the prototype-to-final-product stage and about fifteen are in earlier stages. Management expects any 2026 revenue to come mainly from materials, NRE and prototype work and does not anticipate significant high-volume production revenue until 2027 at the earliest. The company believes existing cash will fund operations through at least December 2027 but acknowledges it will need additional financing thereafter, including potential use of the remaining $12.2 million available under its Roth at-the-market program.
Lightwave Logic submitted a Form 144 notice proposing the sale of 250,000 shares of Common Stock on 03/18/2026 by means described as an Option Exercise. The broker listed is UBS Financial Services Inc. (1000 Harbor Blvd, Weehawken, NJ).
The filing also reports prior sales by James Marcelli: 329,355 shares on 03/11/2026 and 90,000 shares on 02/17/2026. The trading method for the proposed sale is shown as Wire.
Lightwave Logic, Inc.’s CEO Yves Le Maitre reported a routine share withholding to cover taxes on vested stock awards. On the March 12, 2026 vesting of restricted stock units, 294,968 shares of common stock were withheld at $7.08 per share to pay withholding taxes. After this tax-withholding disposition, he directly holds 2,210,953 common shares.
Lightwave Logic notice of proposed sale of common stock tied to option exercise and RSU vesting. The filing lists an Option Exercise for 100,000 shares dated 03/12/2026 and an RSU vesting of 229,355 shares dated 12/31/2025.
The excerpt also reports a sale by James Marcelli of 90,000 shares on 02/14/2026. The filing is a resale/notice submission by UBS Financial Services Inc. as broker for the transactions.
Lightwave Logic is the issuer for a planned Rule 144 stock sale. A holder has filed to sell 90,000 shares of Lightwave Logic common stock through UBS Financial Services Inc. on the NSDQ market, with an aggregate market value listed as $300,600.
The filing notes that 129,439,986 shares of the issuer’s common stock were outstanding, and that the 90,000 shares to be sold were acquired by RSU vesting from Lightwave Logic on 12/31/2025, with payment made by wire on the same date.
Lightwave Logic, Inc. director Thomas M. Connelly Jr. reported receiving 7,599 shares of Common Stock on Form 4. These shares represent restricted stock units (RSUs) granted at a price of $0.00 per share and will vest on February 2, 2026 and March 31, 2026.
Following this equity award, he beneficially owns 65,971 shares of Lightwave Logic Common Stock in direct ownership. This filing reflects routine director equity compensation rather than an open‑market purchase or sale.