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[Form 4] Lexeo Therapeutics, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Jose Manuel Otero, Chief Technical Officer of Lexeo Therapeutics (LXEO), reported a sale of 2,848 shares of common stock on 08/18/2025 at a price of $4.668 per share to cover tax obligations arising from the release of restricted stock units (RSUs). After the reported transaction, he beneficially owns 60,372 shares, which include 49,687 RSUs. The filing identifies the transaction as a sale to cover taxes on RSU vesting and was submitted under a single reporting person designation. The form is signed by an attorney-in-fact on behalf of the reporting person.

Jose Manuel Otero, Chief Technical Officer di Lexeo Therapeutics (LXEO), ha comunicato la vendita di 2.848 azioni ordinarie in data 18/08/2025 al prezzo di $4,668 per azione per far fronte alle imposte derivanti dal rilascio di restricted stock units (RSU). Dopo l'operazione riportata detiene beneficiariamente 60.372 azioni, di cui 49.687 sono RSU. La comunicazione qualifica la transazione come una vendita per coprire le tasse sulla maturazione delle RSU ed è stata presentata sotto la designazione di unico soggetto segnalante. Il modulo è firmato da un procuratore per conto della persona segnalante.

Jose Manuel Otero, Chief Technical Officer de Lexeo Therapeutics (LXEO), informó la venta de 2.848 acciones ordinarias el 18/08/2025 a un precio de $4,668 por acción para cubrir obligaciones fiscales derivadas del otorgamiento de restricted stock units (RSU). Tras la operación reportada, posee beneficiariamente 60.372 acciones, que incluyen 49.687 RSU. El informe identifica la transacción como una venta para cubrir impuestos por el vesting de las RSU y fue presentado bajo la designación de una sola persona informante. El formulario está firmado por un apoderado en nombre de la persona informante.

Jose Manuel Otero는 Lexeo Therapeutics(LXEO)의 최고기술책임자(CTO)로서 2025-08-18에 보통주 2,848주를 주당 $4.668에 매도하여 제한주식(RSU) 해제에 따른 세금 부담을 충당했다고 보고했습니다. 보고된 거래 후 그는 총 60,372주를 실질적으로 보유하고 있으며, 이 중 49,687주가 RSU입니다. 해당 신고서는 RSU 베스팅에 따른 세금 부담을 충당하기 위한 매도로 거래를 명시하며, 단일 신고인 명의로 제출되었습니다. 양식은 신고인을 대리하는 대리인(변호사 등)이 서명했습니다.

Jose Manuel Otero, Chief Technical Officer de Lexeo Therapeutics (LXEO), a déclaré la vente de 2 848 actions ordinaires le 18/08/2025 au prix de 4,668 $ par action afin de couvrir des obligations fiscales résultant de la libération de restricted stock units (RSU). Après la transaction signalée, il détient à titre bénéficiaire 60 372 actions, dont 49 687 RSU. Le dépôt identifie la transaction comme une vente destinée à couvrir les impôts liés au vesting des RSU et a été soumis sous la désignation d'une seule personne déclarante. Le formulaire est signé par un mandataire au nom de la personne déclarante.

Jose Manuel Otero, Chief Technical Officer von Lexeo Therapeutics (LXEO), meldete den Verkauf von 2.848 Stammaktien am 18.08.2025 zu einem Preis von $4,668 je Aktie, um Steuerverpflichtungen aus der Freigabe von Restricted Stock Units (RSU) zu begleichen. Nach der berichteten Transaktion besitzt er wirtschaftlich 60.372 Aktien, darunter 49.687 RSUs. Die Meldung kennzeichnet die Transaktion als Verkauf zur Begleichung von Steuern beim Vesting der RSUs und wurde unter der Bezeichnung einer einzigen meldepflichtigen Person eingereicht. Das Formular ist durch einen Bevollmächtigten im Namen der meldenden Person unterzeichnet.

Positive
  • Transparent disclosure of a tax-covering sale tied to RSU vesting
  • Significant retained beneficial ownership of 60,372 shares after the sale
Negative
  • Reduction in free-trading shares by 2,848 shares due to the sale

Insights

TL;DR: Routine insider sale to cover RSU taxes; ownership remains meaningful at 60,372 shares.

The reported sale of 2,848 shares at $4.668 per share is described as a tax-withholding sale tied to RSU vesting, which is a common source of insider dispositions and typically viewed as non-discretionary. Post-transaction beneficial ownership of 60,372 shares (including 49,687 RSUs) indicates continued alignment with shareholders, though the disclosure does reduce the officer's direct free-trading shares by the reported amount. There is no indication of additional derivative transactions or planned sales in this Form 4.

TL;DR: Compliance-focused disclosure; sale documented as tax-covering from RSU issuance.

The Form 4 documents a transparent, routine disposition tied explicitly to tax obligations on RSU release. The filing identifies the reporting person as an officer (Chief Technical Officer) and uses a single reporting-person filing. From a governance standpoint, the form meets Section 16 reporting expectations: it specifies the transaction code, quantity, price, and the nature of the sale. No red flags such as unexplained transfers, loans, or derivative activity appear in this disclosure.

Jose Manuel Otero, Chief Technical Officer di Lexeo Therapeutics (LXEO), ha comunicato la vendita di 2.848 azioni ordinarie in data 18/08/2025 al prezzo di $4,668 per azione per far fronte alle imposte derivanti dal rilascio di restricted stock units (RSU). Dopo l'operazione riportata detiene beneficiariamente 60.372 azioni, di cui 49.687 sono RSU. La comunicazione qualifica la transazione come una vendita per coprire le tasse sulla maturazione delle RSU ed è stata presentata sotto la designazione di unico soggetto segnalante. Il modulo è firmato da un procuratore per conto della persona segnalante.

Jose Manuel Otero, Chief Technical Officer de Lexeo Therapeutics (LXEO), informó la venta de 2.848 acciones ordinarias el 18/08/2025 a un precio de $4,668 por acción para cubrir obligaciones fiscales derivadas del otorgamiento de restricted stock units (RSU). Tras la operación reportada, posee beneficiariamente 60.372 acciones, que incluyen 49.687 RSU. El informe identifica la transacción como una venta para cubrir impuestos por el vesting de las RSU y fue presentado bajo la designación de una sola persona informante. El formulario está firmado por un apoderado en nombre de la persona informante.

Jose Manuel Otero는 Lexeo Therapeutics(LXEO)의 최고기술책임자(CTO)로서 2025-08-18에 보통주 2,848주를 주당 $4.668에 매도하여 제한주식(RSU) 해제에 따른 세금 부담을 충당했다고 보고했습니다. 보고된 거래 후 그는 총 60,372주를 실질적으로 보유하고 있으며, 이 중 49,687주가 RSU입니다. 해당 신고서는 RSU 베스팅에 따른 세금 부담을 충당하기 위한 매도로 거래를 명시하며, 단일 신고인 명의로 제출되었습니다. 양식은 신고인을 대리하는 대리인(변호사 등)이 서명했습니다.

Jose Manuel Otero, Chief Technical Officer de Lexeo Therapeutics (LXEO), a déclaré la vente de 2 848 actions ordinaires le 18/08/2025 au prix de 4,668 $ par action afin de couvrir des obligations fiscales résultant de la libération de restricted stock units (RSU). Après la transaction signalée, il détient à titre bénéficiaire 60 372 actions, dont 49 687 RSU. Le dépôt identifie la transaction comme une vente destinée à couvrir les impôts liés au vesting des RSU et a été soumis sous la désignation d'une seule personne déclarante. Le formulaire est signé par un mandataire au nom de la personne déclarante.

Jose Manuel Otero, Chief Technical Officer von Lexeo Therapeutics (LXEO), meldete den Verkauf von 2.848 Stammaktien am 18.08.2025 zu einem Preis von $4,668 je Aktie, um Steuerverpflichtungen aus der Freigabe von Restricted Stock Units (RSU) zu begleichen. Nach der berichteten Transaktion besitzt er wirtschaftlich 60.372 Aktien, darunter 49.687 RSUs. Die Meldung kennzeichnet die Transaktion als Verkauf zur Begleichung von Steuern beim Vesting der RSUs und wurde unter der Bezeichnung einer einzigen meldepflichtigen Person eingereicht. Das Formular ist durch einen Bevollmächtigten im Namen der meldenden Person unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Otero Jose Manuel

(Last) (First) (Middle)
C/O LEXEO THERAPEUTICS, INC.
345 PARK AVENUE SOUTH, FLOOR 6

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lexeo Therapeutics, Inc. [ LXEO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technical Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/18/2025 S(1) 2,848 D $4.668 60,372(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
2. Includes 49,687 RSUs.
/s/ Youjin Choi, Attorney-in-Fact 08/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Jose Manuel Otero report on Form 4 for LXEO?

He reported a sale of 2,848 common shares on 08/18/2025 at $4.668 per share.

Why were shares sold by the LXEO reporting person?

The sale was executed to cover tax obligations arising from the release of restricted stock units (RSUs).

How many shares does the LXEO reporting person beneficially own after the transaction?

He beneficially owns 60,372 shares following the reported transaction, which includes 49,687 RSUs.

What is the reporting person’s role at Lexeo Therapeutics (LXEO)?

The reporting person is listed as an Officer with the title Chief Technical Officer.

Does the Form 4 show any derivative transactions for the reporting person?

No. Table II for derivative securities shows no reported derivative transactions in this filing.
Lexeo Therapeutics Inc

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Biotechnology
Biological Products, (no Disgnostic Substances)
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United States
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