STOCK TITAN

[Form 4] Main Street Capital Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Main Street Capital Corporation (MAIN) reporting person Ryan McHugh, who serves as VP, CAO & Assistant Treasurer and a director, reported acquisitions of Common Stock on 07/15/2025. The filings show two non-derivative transactions coded J(1) indicating acquisitions under a dividend reinvestment plan exempt under Rule 16a-11. Each transaction lists a price of $63.57. The Form 4 shows beneficial ownership amounts following the reported transactions of 12,674.1998 and 12,695.3598 shares respectively. The form is signed by an attorney-in-fact on 08/14/2025 and includes an explicit explanation that the shares were acquired via dividend reinvestment.

Main Street Capital Corporation (MAIN), con persona che segnala Ryan McHugh, che ricopre le cariche di VP, CAO & Assistant Treasurer nonché amministratore, ha dichiarato acquisizioni di Common Stock il 15/07/2025. Le segnalazioni riportano due operazioni non-derivative codificate J(1), a indicare acquisizioni nell'ambito di un piano di reinvestimento dei dividendi esente ai sensi della Rule 16a-11. Per entrambe le transazioni il prezzo indicato è $63.57. Il Form 4 mostra la titolarità beneficiaria dopo le operazioni pari rispettivamente a 12,674.1998 e 12,695.3598 azioni. Il documento è firmato da un procuratore il 14/08/2025 e contiene una spiegazione esplicita che le azioni sono state acquisite tramite reinvestimento dei dividendi.

Main Street Capital Corporation (MAIN), con la persona informante Ryan McHugh, que se desempeña como VP, CAO & Assistant Treasurer y director, informó adquisiciones de Common Stock el 15/07/2025. Las presentaciones muestran dos transacciones no derivadas codificadas J(1), lo que indica adquisiciones bajo un plan de reinversión de dividendos exento según la Rule 16a-11. Cada transacción registra un precio de $63.57. El Form 4 refleja la propiedad beneficiaria tras las transacciones en 12,674.1998 y 12,695.3598 acciones, respectivamente. El formulario está firmado por un apoderado el 14/08/2025 e incluye una explicación explícita de que las acciones fueron adquiridas mediante el reinversión de dividendos.

Main Street Capital Corporation (MAIN)의 보고인 Ryan McHugh는 VP, CAO & Assistant Treasurer이자 이사로서 2025-07-15에 보통주(Common Stock) 취득을 보고했습니다. 제출서류에는 Rule 16a-11에 따라 면제되는 배당금 재투자 계획에 따른 취득을 나타내는 비파생 거래 코드 J(1)이 두 건 기재되어 있습니다. 각 거래의 가격은 $63.57로 표기되어 있습니다. Form 4에는 보고된 거래 이후의 실질적 보유주식 수가 각각 12,674.1998주 및 12,695.3598주로 표시되어 있습니다. 해당 서류는 2025-08-14에 대리인이 서명했으며, 주식이 배당금 재투자를 통해 취득되었음을 명시적으로 설명하고 있습니다.

Main Street Capital Corporation (MAIN), personne déclarant Ryan McHugh, qui occupe les fonctions de VP, CAO & Assistant Treasurer et administrateur, a déclaré des acquisitions d'actions ordinaires (Common Stock) le 15/07/2025. Les dépôts indiquent deux opérations non dérivées codées J(1), signifiant des acquisitions dans le cadre d'un plan de réinvestissement des dividendes exempté en vertu de la Rule 16a-11. Le prix indiqué pour chaque transaction est de $63.57. Le Form 4 affiche les montants de détention bénéficiaire après les opérations, à savoir 12,674.1998 et 12,695.3598 actions respectivement. Le formulaire est signé par un mandataire le 14/08/2025 et inclut une explication explicite que les actions ont été acquises par réinvestissement des dividendes.

Main Street Capital Corporation (MAIN), meldende Person Ryan McHugh, der als VP, CAO & Assistant Treasurer und Direktor tätig ist, meldete Erwerbe von Common Stock am 15.07.2025. Die Einreichungen zeigen zwei nicht-derivative Transaktionen, codiert mit J(1), was auf Erwerbe im Rahmen eines Dividenden-Reinvestitionsplans hinweist, der gemäß Rule 16a-11 ausgenommen ist. In beiden Transaktionen ist ein Preis von $63.57 angegeben. Das Form 4 gibt die wirtschaftliche Eigentümerschaft nach den gemeldeten Transaktionen mit jeweils 12,674.1998 und 12,695.3598 Aktien an. Das Formular ist am 14.08.2025 von einem Bevollmächtigten unterzeichnet und enthält eine ausdrückliche Erklärung, dass die Aktien durch Dividendenreinvestition erworben wurden.

Positive
  • Insider acquisition disclosed, showing the reporting person increased beneficial ownership through a dividend reinvestment plan
  • Clear explanation that transactions were made under a dividend reinvestment plan and are exempt under Rule 16a-11
Negative
  • None.

Insights

TL;DR: Routine insider share acquisitions via dividend reinvestment; complies with Rule 16a-11 disclosure conventions.

The Form 4 discloses insider purchases coded J(1), with a clear explanatory note that the acquisitions were made under a dividend reinvestment plan and are exempt from Section 16 reporting under Rule 16a-11. Transaction date is 07/15/2025 and price is shown as $63.57. Reporting relationships are clearly stated (VP, CAO & Assistant Treasurer and director). The filing appears to meet disclosure expectations for non-discretionary dividend reinvestment activity and is signed by an attorney-in-fact.

TL;DR: Informational disclosure of routine DRIP activity; no material governance change disclosed.

The report documents additional common stock credited to an insider through a dividend reinvestment plan, increasing beneficial share counts to the levels reported. There is no indication of discretionary open-market purchases, grants, sales, or any change in role or control. Given the explanatory statement and standard Form 4 formatting, this is a routine filing that informs shareholders of incremental insider ownership changes due to dividend reinvestment.

Main Street Capital Corporation (MAIN), con persona che segnala Ryan McHugh, che ricopre le cariche di VP, CAO & Assistant Treasurer nonché amministratore, ha dichiarato acquisizioni di Common Stock il 15/07/2025. Le segnalazioni riportano due operazioni non-derivative codificate J(1), a indicare acquisizioni nell'ambito di un piano di reinvestimento dei dividendi esente ai sensi della Rule 16a-11. Per entrambe le transazioni il prezzo indicato è $63.57. Il Form 4 mostra la titolarità beneficiaria dopo le operazioni pari rispettivamente a 12,674.1998 e 12,695.3598 azioni. Il documento è firmato da un procuratore il 14/08/2025 e contiene una spiegazione esplicita che le azioni sono state acquisite tramite reinvestimento dei dividendi.

Main Street Capital Corporation (MAIN), con la persona informante Ryan McHugh, que se desempeña como VP, CAO & Assistant Treasurer y director, informó adquisiciones de Common Stock el 15/07/2025. Las presentaciones muestran dos transacciones no derivadas codificadas J(1), lo que indica adquisiciones bajo un plan de reinversión de dividendos exento según la Rule 16a-11. Cada transacción registra un precio de $63.57. El Form 4 refleja la propiedad beneficiaria tras las transacciones en 12,674.1998 y 12,695.3598 acciones, respectivamente. El formulario está firmado por un apoderado el 14/08/2025 e incluye una explicación explícita de que las acciones fueron adquiridas mediante el reinversión de dividendos.

Main Street Capital Corporation (MAIN)의 보고인 Ryan McHugh는 VP, CAO & Assistant Treasurer이자 이사로서 2025-07-15에 보통주(Common Stock) 취득을 보고했습니다. 제출서류에는 Rule 16a-11에 따라 면제되는 배당금 재투자 계획에 따른 취득을 나타내는 비파생 거래 코드 J(1)이 두 건 기재되어 있습니다. 각 거래의 가격은 $63.57로 표기되어 있습니다. Form 4에는 보고된 거래 이후의 실질적 보유주식 수가 각각 12,674.1998주 및 12,695.3598주로 표시되어 있습니다. 해당 서류는 2025-08-14에 대리인이 서명했으며, 주식이 배당금 재투자를 통해 취득되었음을 명시적으로 설명하고 있습니다.

Main Street Capital Corporation (MAIN), personne déclarant Ryan McHugh, qui occupe les fonctions de VP, CAO & Assistant Treasurer et administrateur, a déclaré des acquisitions d'actions ordinaires (Common Stock) le 15/07/2025. Les dépôts indiquent deux opérations non dérivées codées J(1), signifiant des acquisitions dans le cadre d'un plan de réinvestissement des dividendes exempté en vertu de la Rule 16a-11. Le prix indiqué pour chaque transaction est de $63.57. Le Form 4 affiche les montants de détention bénéficiaire après les opérations, à savoir 12,674.1998 et 12,695.3598 actions respectivement. Le formulaire est signé par un mandataire le 14/08/2025 et inclut une explication explicite que les actions ont été acquises par réinvestissement des dividendes.

Main Street Capital Corporation (MAIN), meldende Person Ryan McHugh, der als VP, CAO & Assistant Treasurer und Direktor tätig ist, meldete Erwerbe von Common Stock am 15.07.2025. Die Einreichungen zeigen zwei nicht-derivative Transaktionen, codiert mit J(1), was auf Erwerbe im Rahmen eines Dividenden-Reinvestitionsplans hinweist, der gemäß Rule 16a-11 ausgenommen ist. In beiden Transaktionen ist ein Preis von $63.57 angegeben. Das Form 4 gibt die wirtschaftliche Eigentümerschaft nach den gemeldeten Transaktionen mit jeweils 12,674.1998 und 12,695.3598 Aktien an. Das Formular ist am 14.08.2025 von einem Bevollmächtigten unterzeichnet und enthält eine ausdrückliche Erklärung, dass die Aktien durch Dividendenreinvestition erworben wurden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McHugh Ryan

(Last) (First) (Middle)
1300 POST OAK BLVD
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CAO & Assistant Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/15/2025 J(1) V 26.3461 A $63.57 12,674.1998 D
Common Stock 07/15/2025 J(1) V 21.16 A $63.57 12,695.3598 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
/s/ Jason B. Beauvais, Attorney-in-Fact 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ryan McHugh report on the Form 4 for MAIN?

The Form 4 reports that Ryan McHugh acquired common stock on 07/15/2025 under a dividend reinvestment plan, with transactions shown at a price of $63.57.

Were the transactions discretionary open-market trades?

No. The filing explains the shares were acquired under a dividend reinvestment plan and are exempt from Section 16 reporting under Rule 16a-11.

How many shares are shown as beneficially owned after the transactions?

The Form 4 shows beneficial ownership amounts following the reported transactions of 12,674.1998 and 12,695.3598 shares (as listed in the filing).

What is Ryan McHugh's role at Main Street Capital (MAIN)?

The filing lists Ryan McHugh as a Director and as VP, CAO & Assistant Treasurer of Main Street Capital.

When was the Form 4 signed?

The Form 4 includes a signature by an attorney-in-fact dated 08/14/2025.
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