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Moelis & Co Executive Compensation Reveals Multi-Year RSU Awards Structure

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eric Cantor, Vice Chairman and Director of Moelis & Co (MC), received multiple Restricted Stock Unit (RSU) grants as dividend equivalents on June 20, 2025. The transactions include:

  • 82.53 units from 2020 Incentive RSUs
  • 155.63 units from 2021 Incentive RSUs
  • 292.79 units from 2022 Incentive RSUs
  • 300.32 units from 2023 Incentive RSUs
  • 177.74 units from 2024 Incentive RSUs
  • 74.05 units from 2024 Long Term Incentive RSUs

These RSUs represent the right to receive either Class A common stock or cash equivalent at the company's discretion. All dividend equivalent RSUs will vest concurrently with their underlying unvested RSUs from their respective grant years. The total beneficial ownership following these transactions amounts to approximately 95,343 RSUs across various grant years.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cantor Eric

(Last) (First) (Middle)
C/O MOELIS & COMPANY
399 PARK AVE, 5TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Chairman, MD
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2020 Incentive RSUs $0(1) 06/20/2025 A 82.53 (2) (2) Class A Common Stock 82.53 $0 7,265 D
2021 Incentive RSUs $0(1) 06/20/2025 A 155.63 (3) (3) Class A Common Stock 155.63 $0 13,700.62 D
2022 Incentive RSUs $0(1) 06/20/2025 A 292.79 (4) (4) Class A Common Stock 292.79 $0 25,774.83 D
2023 Incentive RSUs $0(1) 06/20/2025 A 300.32 (5) (5) Class A Common Stock 300.32 $0 26,437.26 D
2024 Incentive RSUs $0(1) 06/20/2025 A 177.74 (6) (6) Class A Common Stock 177.74 $0 15,646.45 D
2024 Long Term Incentive RSUs $0(1) 06/20/2025 A 74.05 (7) (7) Class A Common Stock 74.05 $0 6,518.5 D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
5. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
6. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
7. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider trading activity occurred at Moelis & Company (MC) on June 20, 2025?

Eric Cantor, Vice Chairman and MD at Moelis & Company, received multiple Restricted Stock Units (RSUs) as dividend equivalents. The transactions included 82.53 units of 2020 Incentive RSUs, 155.63 units of 2021 Incentive RSUs, 292.79 units of 2022 Incentive RSUs, 300.32 units of 2023 Incentive RSUs, 177.74 units of 2024 Incentive RSUs, and 74.05 units of 2024 Long Term Incentive RSUs.

How many MC shares does Eric Cantor control through RSUs after the June 2025 transaction?

Following the reported transactions, Eric Cantor beneficially owns: 7,265 shares from 2020 Incentive RSUs, 13,700.62 shares from 2021 Incentive RSUs, 25,774.83 shares from 2022 Incentive RSUs, 26,437.26 shares from 2023 Incentive RSUs, 15,646.45 shares from 2024 Incentive RSUs, and 6,518.5 shares from 2024 Long Term Incentive RSUs, all held directly.

What positions does Eric Cantor hold at Moelis & Company (MC)?

According to the Form 4 filing, Eric Cantor serves as both a Director and Vice Chairman, MD (Managing Director) at Moelis & Company.

What is the vesting structure for MC's RSU dividend equivalents granted in June 2025?

The dividend equivalent RSUs will vest concurrently with the vesting of their respective unvested underlying Incentive RSUs. Each RSU represents the right to receive either a share of Class A common stock or cash equal to the fair market value of such share, at Moelis & Company's option upon settlement.
Moelis & Co

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