STOCK TITAN

Moelis Director Mirrer Expands Stake with Dividend-Based Stock Compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Louise Mirrer, Director at Moelis & Co (MC), received restricted stock units (RSUs) through two dividend equivalent transactions on June 20, 2025:

  • Acquired 14.12 RSUs as dividend equivalents on Annual RSUs originally issued September 24, 2024
  • Acquired 0.44 RSUs as dividend equivalents on Annual RSUs originally issued May 1, 2025

Following these transactions, Mirrer directly owns 1,242.91 RSUs from the first grant and 38.44 RSUs from the second grant. Each RSU represents the right to receive one share of Class A Common Stock. The dividend equivalent RSUs will vest concurrently with their underlying Annual RSUs. The transactions were reported via Form 4 filed by attorney-in-fact Osamu Watanabe.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mirrer Louise

(Last) (First) (Middle)
399 PARK AVE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
2024 Annual Restricted Stock Units 06/20/2025 A 14.12 A (1)(2) 1,242.91 D
2024 Annual Restricted Stock Units 06/20/2025 A 0.44 A (1)(3) 38.44 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on September 24, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
3. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on May 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Louise Mirrer 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What type of stock awards did Louise Mirrer receive from Moelis & Company (MC) in June 2025?

Louise Mirrer received two sets of 2024 Annual Restricted Stock Units (RSUs) from Moelis & Company on June 20, 2025. The first award was for 14.12 RSUs and the second was for 0.44 RSUs, both issued as dividend equivalents on previously granted RSUs.

When will Louise Mirrer's MC RSUs from June 2025 vest?

The RSUs granted on June 20, 2025 will vest concurrently with their underlying Annual RSUs. Specifically, the 14.12 RSUs will vest with the Annual RSUs issued on September 24, 2024, and the 0.44 RSUs will vest with the Annual RSUs issued on May 1, 2025.

What is Louise Mirrer's role at Moelis & Company (MC)?

According to the Form 4 filing, Louise Mirrer serves as a Director on the Board of Moelis & Company (MC). This is indicated by the 'X' marked in the Director box under the Relationship of Reporting Person(s) to Issuer section.

How many Moelis & Company (MC) shares will Louise Mirrer receive from these RSUs?

According to the filing, each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. Therefore, Mirrer will receive 14.12 shares from the first award and 0.44 shares from the second award, totaling 14.56 shares of MC Class A Common Stock upon vesting.
Moelis & Co

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