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Moelis Executive Nick Riehl Granted Long-Term Stock Incentives in Compensation Update

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nick Riehl, Principal Accounting Officer of Moelis & Co (MC), received multiple Restricted Stock Unit (RSU) grants as dividend equivalents on June 20, 2025. The transactions include:

  • 11.03 units of 2023 Long Term Incentive RSUs tied to unvested RSUs from February 15, 2024
  • 2.78 units of 2024 Incentive RSUs connected to unvested RSUs from February 13, 2025
  • 3.69 units of 2024 Long Term Incentive RSUs linked to unvested RSUs from February 13, 2025

All RSUs represent rights to receive either Class A common stock or cash equivalent upon settlement, at the company's discretion. These dividend equivalent RSUs will vest concurrently with their respective underlying unvested RSUs. The transaction was executed under direct ownership with a $0 conversion price.

Positive

  • None.

Negative

  • None.
Insider Riehl Nick
Role Principal Acconting Officer
Type Security Shares Price Value
Grant/Award 2023 Long Term Incentive RSUs 11.03 $0.00 $0.00
Grant/Award 2024 Incentive RSUs 2.78 $0.00 $0.00
Grant/Award 2024 Long Term Incentive RSUs 3.69 $0.00 $0.00
Holdings After Transaction: 2023 Long Term Incentive RSUs — 970.9 shares (Direct); 2024 Incentive RSUs — 244.38 shares (Direct); 2024 Long Term Incentive RSUs — 325.16 shares (Direct)
Footnotes (4)
  1. F1. Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
  2. F2. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
  3. F3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
  4. F4. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

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FAQ

How many RSUs did Nick Riehl receive from Moelis & Company (MC) on June 20, 2025?
On June 20, 2025, Nick Riehl received three types of RSU grants: 11.03 shares of 2023 Long Term Incentive RSUs, 2.78 shares of 2024 Incentive RSUs, and 3.69 shares of 2024 Long Term Incentive RSUs, totaling approximately 17.5 RSUs.

What position does Nick Riehl hold at Moelis & Company (MC)?
According to the Form 4 filing, Nick Riehl serves as the Principal Accounting Officer at Moelis & Company (MC).

What is the conversion terms for MC's RSUs granted to Nick Riehl?
Each Restricted Stock Unit (RSU) represents the right to receive, upon settlement and at Moelis & Company's option, either one share of Class A common stock or a cash amount equal to the fair market value of such share.

When will Nick Riehl's MC RSU dividend equivalents vest?
The dividend equivalent RSUs will vest concurrently with the vesting of their respective unvested underlying RSUs. The 2023 and 2024 Long Term Incentive RSUs and 2024 Incentive RSUs were issued as dividend equivalents on previously granted RSUs from February 15, 2024, and February 13, 2025.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Riehl Nick
(Last) (First) (Middle)
399 PARK AVE
(Street)
NEW YORK NY 10022
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Acconting Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2023 Long Term Incentive RSUs $0(1) 06/20/2025 A 11.03 (2) (2) Class A Common Stock 11.03 $0 970.9 D
2024 Incentive RSUs $0(1) 06/20/2025 A 2.78 (3) (3) Class A Common Stock 2.78 $0 244.38 D
2024 Long Term Incentive RSUs $0(1) 06/20/2025 A 3.69 (4) (4) Class A Common Stock 3.69 $0 325.16 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Nick Riehl 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR