STOCK TITAN

[Form 4] MOELIS & COMPANY Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Nick Riehl, Principal Accounting Officer of Moelis & Co (MC), received multiple Restricted Stock Unit (RSU) grants as dividend equivalents on June 20, 2025. The transactions include:

  • 11.03 units of 2023 Long Term Incentive RSUs tied to unvested RSUs from February 15, 2024
  • 2.78 units of 2024 Incentive RSUs connected to unvested RSUs from February 13, 2025
  • 3.69 units of 2024 Long Term Incentive RSUs linked to unvested RSUs from February 13, 2025

All RSUs represent rights to receive either Class A common stock or cash equivalent upon settlement, at the company's discretion. These dividend equivalent RSUs will vest concurrently with their respective underlying unvested RSUs. The transaction was executed under direct ownership with a $0 conversion price.

Nick Riehl, Responsabile Principale della Contabilità di Moelis & Co (MC), ha ricevuto il 20 giugno 2025 più concessioni di Restricted Stock Unit (RSU) come equivalenti di dividendi. Le operazioni comprendono:

  • 11,03 unità di RSU Long Term Incentive 2023 legate a RSU non maturate del 15 febbraio 2024
  • 2,78 unità di RSU Incentive 2024 collegate a RSU non maturate del 13 febbraio 2025
  • 3,69 unità di RSU Long Term Incentive 2024 associate a RSU non maturate del 13 febbraio 2025

Tutte le RSU rappresentano il diritto di ricevere azioni ordinarie di Classe A o un equivalente in contanti al momento della liquidazione, a discrezione della società. Questi RSU equivalenti ai dividendi matureranno contemporaneamente alle rispettive RSU sottostanti non maturate. La transazione è stata effettuata in proprietà diretta con un prezzo di conversione pari a $0.

Nick Riehl, Director Principal de Contabilidad de Moelis & Co (MC), recibió múltiples concesiones de Unidades de Acciones Restringidas (RSU) como equivalentes de dividendos el 20 de junio de 2025. Las transacciones incluyen:

  • 11,03 unidades de RSU de Incentivo a Largo Plazo 2023 vinculadas a RSU no adquiridas del 15 de febrero de 2024
  • 2,78 unidades de RSU de Incentivo 2024 relacionadas con RSU no adquiridas del 13 de febrero de 2025
  • 3,69 unidades de RSU de Incentivo a Largo Plazo 2024 ligadas a RSU no adquiridas del 13 de febrero de 2025

Todas las RSU representan derechos para recibir acciones ordinarias Clase A o un equivalente en efectivo al momento del pago, a discreción de la compañía. Estos RSU equivalentes a dividendos se consolidarán simultáneamente con sus respectivas RSU subyacentes no adquiridas. La transacción se realizó bajo propiedad directa con un precio de conversión de $0.

Nick Riehl, Moelis & Co (MC)의 최고회계책임자(Principal Accounting Officer)는 2025년 6월 20일 배당금에 상응하는 다수의 제한주식단위(RSU)를 부여받았습니다. 거래 내역은 다음과 같습니다:

  • 11.03 단위 2023년 장기 인센티브 RSU로, 2024년 2월 15일 미확정 RSU에 연동됨
  • 2.78 단위 2024년 인센티브 RSU로, 2025년 2월 13일 미확정 RSU에 연동됨
  • 3.69 단위 2024년 장기 인센티브 RSU로, 2025년 2월 13일 미확정 RSU에 연동됨

모든 RSU는 회사 재량에 따라 결제 시 클래스 A 보통주 또는 현금 등가물을 받을 권리를 나타냅니다. 이 배당금 등가 RSU는 해당 미확정 RSU와 동시에 권리가 확정됩니다. 거래는 $0 전환 가격으로 직접 소유 형태로 이루어졌습니다.

Nick Riehl, Directeur Principal de la Comptabilité chez Moelis & Co (MC), a reçu plusieurs attributions d'Unités d'Actions Restreintes (RSU) en équivalent dividendes le 20 juin 2025. Les transactions incluent :

  • 11,03 unités de RSU Incitation à Long Terme 2023 liées à des RSU non acquises au 15 février 2024
  • 2,78 unités de RSU Incitation 2024 liées à des RSU non acquises au 13 février 2025
  • 3,69 unités de RSU Incitation à Long Terme 2024 liées à des RSU non acquises au 13 février 2025

Toutes les RSU représentent un droit de recevoir soit des actions ordinaires de classe A, soit un équivalent en espèces lors du règlement, à la discrétion de la société. Ces RSU équivalents dividendes acquerront leurs droits simultanément avec les RSU sous-jacentes non acquises correspondantes. La transaction a été réalisée en propriété directe avec un prix de conversion de 0 $.

Nick Riehl, Hauptbuchhalter von Moelis & Co (MC), erhielt am 20. Juni 2025 mehrere Restricted Stock Unit (RSU)-Zuweisungen als Dividendenäquivalente. Die Transaktionen umfassen:

  • 11,03 Einheiten der Long Term Incentive RSUs 2023, bezogen auf nicht ausgeübte RSUs vom 15. Februar 2024
  • 2,78 Einheiten der Incentive RSUs 2024, bezogen auf nicht ausgeübte RSUs vom 13. Februar 2025
  • 3,69 Einheiten der Long Term Incentive RSUs 2024, bezogen auf nicht ausgeübte RSUs vom 13. Februar 2025

Alle RSUs gewähren das Recht, bei Ausübung entweder Stammaktien der Klasse A oder einen Barwert zu erhalten, je nach Ermessen des Unternehmens. Diese Dividendenäquivalent-RSUs werden gleichzeitig mit den jeweiligen zugrundeliegenden nicht ausgeübten RSUs fällig. Die Transaktion wurde unter direktem Eigentum mit einem Umwandlungspreis von 0 $ durchgeführt.

Positive
  • None.
Negative
  • None.

Nick Riehl, Responsabile Principale della Contabilità di Moelis & Co (MC), ha ricevuto il 20 giugno 2025 più concessioni di Restricted Stock Unit (RSU) come equivalenti di dividendi. Le operazioni comprendono:

  • 11,03 unità di RSU Long Term Incentive 2023 legate a RSU non maturate del 15 febbraio 2024
  • 2,78 unità di RSU Incentive 2024 collegate a RSU non maturate del 13 febbraio 2025
  • 3,69 unità di RSU Long Term Incentive 2024 associate a RSU non maturate del 13 febbraio 2025

Tutte le RSU rappresentano il diritto di ricevere azioni ordinarie di Classe A o un equivalente in contanti al momento della liquidazione, a discrezione della società. Questi RSU equivalenti ai dividendi matureranno contemporaneamente alle rispettive RSU sottostanti non maturate. La transazione è stata effettuata in proprietà diretta con un prezzo di conversione pari a $0.

Nick Riehl, Director Principal de Contabilidad de Moelis & Co (MC), recibió múltiples concesiones de Unidades de Acciones Restringidas (RSU) como equivalentes de dividendos el 20 de junio de 2025. Las transacciones incluyen:

  • 11,03 unidades de RSU de Incentivo a Largo Plazo 2023 vinculadas a RSU no adquiridas del 15 de febrero de 2024
  • 2,78 unidades de RSU de Incentivo 2024 relacionadas con RSU no adquiridas del 13 de febrero de 2025
  • 3,69 unidades de RSU de Incentivo a Largo Plazo 2024 ligadas a RSU no adquiridas del 13 de febrero de 2025

Todas las RSU representan derechos para recibir acciones ordinarias Clase A o un equivalente en efectivo al momento del pago, a discreción de la compañía. Estos RSU equivalentes a dividendos se consolidarán simultáneamente con sus respectivas RSU subyacentes no adquiridas. La transacción se realizó bajo propiedad directa con un precio de conversión de $0.

Nick Riehl, Moelis & Co (MC)의 최고회계책임자(Principal Accounting Officer)는 2025년 6월 20일 배당금에 상응하는 다수의 제한주식단위(RSU)를 부여받았습니다. 거래 내역은 다음과 같습니다:

  • 11.03 단위 2023년 장기 인센티브 RSU로, 2024년 2월 15일 미확정 RSU에 연동됨
  • 2.78 단위 2024년 인센티브 RSU로, 2025년 2월 13일 미확정 RSU에 연동됨
  • 3.69 단위 2024년 장기 인센티브 RSU로, 2025년 2월 13일 미확정 RSU에 연동됨

모든 RSU는 회사 재량에 따라 결제 시 클래스 A 보통주 또는 현금 등가물을 받을 권리를 나타냅니다. 이 배당금 등가 RSU는 해당 미확정 RSU와 동시에 권리가 확정됩니다. 거래는 $0 전환 가격으로 직접 소유 형태로 이루어졌습니다.

Nick Riehl, Directeur Principal de la Comptabilité chez Moelis & Co (MC), a reçu plusieurs attributions d'Unités d'Actions Restreintes (RSU) en équivalent dividendes le 20 juin 2025. Les transactions incluent :

  • 11,03 unités de RSU Incitation à Long Terme 2023 liées à des RSU non acquises au 15 février 2024
  • 2,78 unités de RSU Incitation 2024 liées à des RSU non acquises au 13 février 2025
  • 3,69 unités de RSU Incitation à Long Terme 2024 liées à des RSU non acquises au 13 février 2025

Toutes les RSU représentent un droit de recevoir soit des actions ordinaires de classe A, soit un équivalent en espèces lors du règlement, à la discrétion de la société. Ces RSU équivalents dividendes acquerront leurs droits simultanément avec les RSU sous-jacentes non acquises correspondantes. La transaction a été réalisée en propriété directe avec un prix de conversion de 0 $.

Nick Riehl, Hauptbuchhalter von Moelis & Co (MC), erhielt am 20. Juni 2025 mehrere Restricted Stock Unit (RSU)-Zuweisungen als Dividendenäquivalente. Die Transaktionen umfassen:

  • 11,03 Einheiten der Long Term Incentive RSUs 2023, bezogen auf nicht ausgeübte RSUs vom 15. Februar 2024
  • 2,78 Einheiten der Incentive RSUs 2024, bezogen auf nicht ausgeübte RSUs vom 13. Februar 2025
  • 3,69 Einheiten der Long Term Incentive RSUs 2024, bezogen auf nicht ausgeübte RSUs vom 13. Februar 2025

Alle RSUs gewähren das Recht, bei Ausübung entweder Stammaktien der Klasse A oder einen Barwert zu erhalten, je nach Ermessen des Unternehmens. Diese Dividendenäquivalent-RSUs werden gleichzeitig mit den jeweiligen zugrundeliegenden nicht ausgeübten RSUs fällig. Die Transaktion wurde unter direktem Eigentum mit einem Umwandlungspreis von 0 $ durchgeführt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Riehl Nick

(Last) (First) (Middle)
399 PARK AVE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Acconting Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2023 Long Term Incentive RSUs $0(1) 06/20/2025 A 11.03 (2) (2) Class A Common Stock 11.03 $0 970.9 D
2024 Incentive RSUs $0(1) 06/20/2025 A 2.78 (3) (3) Class A Common Stock 2.78 $0 244.38 D
2024 Long Term Incentive RSUs $0(1) 06/20/2025 A 3.69 (4) (4) Class A Common Stock 3.69 $0 325.16 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Nick Riehl 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many RSUs did Nick Riehl receive from Moelis & Company (MC) on June 20, 2025?

On June 20, 2025, Nick Riehl received three types of RSU grants: 11.03 shares of 2023 Long Term Incentive RSUs, 2.78 shares of 2024 Incentive RSUs, and 3.69 shares of 2024 Long Term Incentive RSUs, totaling approximately 17.5 RSUs.

What position does Nick Riehl hold at Moelis & Company (MC)?

According to the Form 4 filing, Nick Riehl serves as the Principal Accounting Officer at Moelis & Company (MC).

What is the conversion terms for MC's RSUs granted to Nick Riehl?

Each Restricted Stock Unit (RSU) represents the right to receive, upon settlement and at Moelis & Company's option, either one share of Class A common stock or a cash amount equal to the fair market value of such share.

When will Nick Riehl's MC RSU dividend equivalents vest?

The dividend equivalent RSUs will vest concurrently with the vesting of their respective unvested underlying RSUs. The 2023 and 2024 Long Term Incentive RSUs and 2024 Incentive RSUs were issued as dividend equivalents on previously granted RSUs from February 15, 2024, and February 13, 2025.
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