Welcome to our dedicated page for Moelis & Co SEC filings (Ticker: MC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Moelis & Company filings document financial results, governance matters and capital-structure disclosures for a NYSE-listed independent investment bank. Form 8-K reports include earnings releases, Regulation FD presentation updates, board appointments and related material-event disclosures tied to the firm’s advisory business.
Proxy materials cover annual meeting matters, director elections, board committee structure, independence determinations and director compensation. The filings also identify the company’s Class A common stock registered under Section 12(b) and traded on the New York Stock Exchange under the symbol MC.
Moelis & Company (MC) insider report: Katherine Pilcher Ciafone, listed as Chief Operating Officer, received dividend-equivalent Restricted Stock Units (RSUs) that settle into Class A common stock or cash at the company's option. Transactions dated 09/18/2025 show additions to three incentive RSU grants: 2020 Incentive RSUs (1,465.68 underlying shares), 2021 Incentive RSUs (2,784.01 underlying shares) and 2022 Incentive RSUs (5,941.42 underlying shares). Each grant is reported with a $0 acquisition price, reflecting issuance as dividend equivalents that will vest concurrently with the underlying unvested awards. The form is signed by an attorney-in-fact on 09/19/2025.
Kenneth Shropshire, a director of Moelis & Co (MC), reported a sale of Class A common stock on 08/22/2025. He sold 2,615 shares at a price of $72.52 per share and, following the transaction, beneficially owned 7,109 shares. The Form 4 was signed by an attorney-in-fact on 08/27/2025.
Form 144 filed for Moelis & Company (MC) reports a proposed sale of 2,615 common shares, to be executed on 08/22/2025 through Morgan Stanley Smith Barney on the NYSE, with an aggregate market value of $189,639.80. The shares represent restricted stock acquired from the issuer on 07/03/2023 and were paid in full on that date. The filing shows 78,502,449 shares outstanding. Key identifying fields for the filer and issuer (CIK, names, contact details) are not populated in the provided content, leaving the selling person's identity and the filer contact information unspecified.
Kayne Anderson Rudnick Investment Management, LLC disclosed beneficial ownership of 6,739,477 Moelis & Co. Class A shares, representing 9.1% of the class. The filing breaks down the firm's control: sole voting power over 4,785,038 shares, shared voting power over 1,358,173 shares, sole dispositive power over 5,381,304 shares and shared dispositive power over 1,358,173 shares. The statement also certifies these securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The disclosure clarifies the size and nature of a material, long position in Moelis & Co.