Welcome to our dedicated page for Moody'S SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Moody’s Corporation (MCO) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Moody’s is a New York Stock Exchange registrant, with its common stock and certain senior notes listed, and it reports under the Exchange Act through forms such as Form 8-K. These filings document material events, governance changes, compensation plans, and financial results that are relevant to shareholders and bondholders.
Recent Form 8-K filings illustrate the range of topics covered. Moody’s has reported board and management changes, including director resignations and the election of new directors, as well as updates to committee assignments. It has disclosed amendments to its Amended and Restated By-Laws, particularly around advance notice procedures for stockholder nominations and proposals, and changes to the Moody’s Corporation 2001 Key Employees’ Stock Incentive Plan, addressing definitions, vesting flexibility, and treatment upon death or disability.
Filings also include earnings announcements and outlook updates, where Moody’s furnishes press releases detailing results of operations and financial condition for specific quarters, and references to the availability of those materials on its investor relations website and on the SEC’s EDGAR system. Other 8-Ks note matters such as the resignation of senior officers within Moody’s Analytics.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain the key points of each document in accessible language. Users can quickly see what a particular 8-K covers—such as governance changes, compensation plan amendments, or quarterly results—without reading the full text, while still having the option to review the original filing. This makes it easier to follow Moody’s regulatory history, understand how governance and compensation structures evolve, and monitor disclosures that may be relevant to the company’s credit ratings, analytics businesses, and capital structure.
Moody's Corporation Chief Accounting Officer and Controller Jason D. Phillips reported an open-market sale of 333.123 shares of common stock at $472.6100 per share on March 4, 2026. After this transaction, he directly held 2,097.9505 shares of Moody's common stock.
Moody's Corporation senior vice president and chief financial officer Noemie Clemence Heuland completed an open-market sale of 100 shares of common stock at a price of $465.87 per share on March 4, 2026. After this transaction, she held 4,086.408 shares of Moody's common stock in direct ownership.
Moody's Corporation president Michael L. West reported an open-market sale of 4,250 shares of Moody's common stock on March 4, 2026, at a reported price of $473.7178 per share. Following this transaction, he directly held 8,758.98 shares of Moody's common stock.
Moody's Corporation senior vice president and general counsel Richard G. Steele reported several common stock transactions. On March 2, 2026, he acquired 1,308.0000 shares at $0.0000 per share upon settlement of 2023–2025 performance shares and a 2024 strategic incentive award, then had 731.8420 shares withheld at $467.4900 per share to cover taxes. On March 3, 2026, he executed an open-market sale of 375.0000 shares at $456.7100 per share under a Rule 10b5-1 plan adopted on July 29, 2025, leaving 2,458.8800 shares held directly. An additional 3,612.6660 shares are reported as held indirectly through a trust.
Moody's Corporation President and CEO Robert Fauber reported several stock transactions. On March 2, he acquired 35,556 shares of common stock as a grant tied to the vesting of 2023–2025 performance shares. On the same date, 23,164.066 shares were withheld to cover tax obligations at a price of $467.49 per share.
On March 3, he sold 5,213 common shares in an open-market transaction at $456.71 per share under a Rule 10b5-1 trading plan adopted by him on July 30, 2025. After these transactions, he directly owned 75,788.918 common shares.
Marsh & McLennan Companies insider sale reported. Michael L. West sold 3,327 common shares on
Moody’s Corporation is asking stockholders to vote at its 2026 virtual Annual Meeting on April 14, 2026. Investors will elect ten directors for one-year terms, ratify KPMG LLP as independent auditor for 2026, and approve an advisory resolution on executive compensation.
The Board highlights strong governance practices, including nine independent nominees, fully independent key committees, annual Board evaluations, and detailed risk, cybersecurity, AI and sustainability oversight. Non-employee directors receive cash retainers and annual RSU grants, with robust stock ownership guidelines tying their interests to long-term stockholder value.