MCO insider plans NYSE stock sale under Form 144

Form 144 for MCO reports planned and recent sales of common stock by Robert Fauber.

Rhea-AI Filing Summary

Form 144 for MCO reports planned and recent sales of common stock by Robert Fauber. The securities information section lists common stock with brokerage arrangements through Fidelity Brokerage Services LLC and trading on the NYSE, with a referenced date of August 3, 2026.

The source of the securities includes 300 common shares acquired on March 1, 2026 through Restricted Stock Vesting as compensation from the issuer, and 1,167 common shares acquired on August 3, 2026 through a Stock Option Exercise for cash from the issuer. The recent-sales section shows common stock transactions on June 1, 2026 and July 1, 2026, each reflecting 1,467 shares and total sale proceeds of $665,533.89.

Key Figures

Restricted stock vested: 300 shares Stock option exercise shares: 1,167 shares Recent sale shares per transaction: 1,467 shares +2 more

5 metrics

Restricted stock vested 300 shares Common shares acquired March 1, 2026 via Restricted Stock Vesting as compensation from issuer

Stock option exercise shares 1,167 shares Common shares acquired August 3, 2026 via Stock Option Exercise for cash from issuer

Recent sale shares per transaction 1,467 shares Common stock shown in each of the June 1, 2026 and July 1, 2026 transactions

Recent sale proceeds per transaction $665,533.89 Total sale price for each of the June 1, 2026 and July 1, 2026 common stock sales

Planned sale date reference 08/03/2026 Date associated with common stock sale information and NYSE listing

Key Terms

Restricted Stock Vesting, Stock Option Exercise, Compensation, Form 144

4 terms

Restricted Stock Vesting financial

"Common | 03/01/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Stock Option Exercise financial

"Common | 08/03/2026 | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Compensation financial

"300 | 03/01/2026 | Compensation"

Form 144 regulatory

"144: Securities Information 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for MCO disclose?

It discloses a planned sale of common stock on the NYSE by Robert Fauber, including how the shares were acquired and the amounts of recent prior sales over the last three months.

How many MCO shares were acquired through restricted stock vesting?

The filing lists 300 common shares acquired on March 1, 2026 through Restricted Stock Vesting as compensation from the issuer, forming part of the securities that may be sold.

What stock option exercise is reported for MCO in this Form 144?

The document shows 1,167 common shares acquired on August 3, 2026 via a Stock Option Exercise for cash from the issuer, contributing to the shares covered by the notice.

What past 3‑month sales of MCO common stock are shown?

Two prior transactions are listed: on June 1, 2026 and July 1, 2026, each involving 1,467 common shares with total sale proceeds of $665,533.89 per transaction.

Who is the reporting person in the MCO Form 144 filing?

The reporting person is identified as Robert Fauber, with an address at 7 World Trade Center at 250 Greenwich St, New York, NY 10007, in connection with transactions in MCO common stock.

Which broker and exchange are associated with the MCO stock sale?

The filing names Fidelity Brokerage Services LLC, located in Smithfield, Rhode Island, and references trading of the common stock on the NYSE in connection with the planned sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/03/2026 - 10:46 AM Accepted by SEC EDGAR 08/03/2026 - 10:45 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001481153
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MOODYS CORP /DE/
SEC File Number	001-14037
Address of Issuer	7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NEW YORK 10007
Phone	2125530300
Name of Person for Whose Account the Securities are To Be Sold	Fauber Robert
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1467	710468.10	173200000	08/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			300	03/01/2026	Compensation
Common	08/03/2026	Stock Option Exercise	Issuer			1167	08/03/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	06/01/2026	1467	665533.89
Robert Fauber 7 World Trade Center at 250 Greenwich St New York, NY 10007	Common	07/01/2026	1467	665533.89

144: Remarks and Signature

Remarks
Date of Notice	08/03/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/30/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Fauber
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)