MCO Form 144: Affiliate Plans Common Stock Sale

MCO filed a Form 144 reporting proposed sales of common stock.

Rhea-AI Filing Summary

MCO filed a Form 144 reporting proposed sales of common stock. The notice lists broker Fidelity Brokerage Services LLC and identifies proposed transactions dated 02/26/2026, including option‑related sales tied to grants dated 02/17/2022 (2,139) and 02/21/2023 (1,188). The filing is a routine affiliate resale notice under the securities rules.

Insights

Securities Compliance Counsel

Routine affiliate resale notice; details list broker and option‑related amounts.

The filing lists proposed sales of common stock with a broker identified as Fidelity Brokerage Services LLC and transaction date 02/26/2026. Two option grant entries—dated 02/17/2022 (2,139) and 02/21/2023 (1,188)—are shown as sources for sale.

Timing and exact cash‑flow treatment are tied to the notice; subsequent trade reports or a Form 4 may confirm executed sales. Regulatory compliance items to watch appear in future filings and broker reports.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does MCO's Form 144 report?

It reports a proposed resale of common stock by an affiliate on 02/26/2026. The notice names Fidelity Brokerage Services LLC as the broker and shows option‑linked quantities tied to grants dated 02/17/2022 and 02/21/2023.

Does the Form 144 confirm shares were sold for MCO?

No; Form 144 is a notice of proposed sale, not proof of execution. It lists the intended sale date 02/26/2026 and instruments to be sold, but trade execution would appear in subsequent broker or SEC transaction filings.

Who is the broker listed on the MCO Form 144?

The filing identifies Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. That broker is named as the intermediary for the proposed transactions dated 02/26/2026.

What quantities are tied to option grants in the filing?

The notice shows two option‑related entries: 2,139 shares associated with an option grant dated 02/17/2022 and 1,188 shares associated with an option grant dated 02/21/2023. These numbers are listed in the excerpt.

Will this Form 144 change MCO's disclosures on ownership?

The Form 144 itself is a procedural resale notice and does not change ownership reporting. Any executed sales would require subsequent transaction reports that could alter beneficial ownership disclosures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/26/2026 - 01:30 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001791243
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MOODYS CORP /DE/
SEC File Number	001-14037
Address of Issuer	7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NEW YORK 10007
Phone	2125530300
Name of Person for Whose Account the Securities are To Be Sold	West Michael L
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3327	1577340.37	177300000	02/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/26/2026	Options Granted - 02/17/2022	Issuer			2139	02/26/2026	Cash
Common	02/26/2026	Options Granted - 02/21/2023	Issuer			1188	02/26/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Michael L. West
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)