MCO Form 4: Director Jorge Bermudez Reports RSU and Restricted Stock Accruals

Rhea-AI Filing Summary

Jorge A. Bermudez, a director of Moody's Corporation (MCO), reported two non-derivative acquisitions on 09/05/2025. The Form 4 shows acquisition entries for Common Stock: one of 16.000000 shares at $502.22 (noted as restricted stock deferred dividend reinvestment accrual) and one of 1.163000 shares at $498.37 (noted as RSU deferred dividend reinvestment accrual), resulting in total beneficial ownership reported as 22,379.577 shares following the transactions. The form was signed by Elizabeth McCarroll by power of attorney on 09/08/2025. No derivative transactions or other changes were reported.

Positive

• Director disclosed purchases of Common Stock via deferred dividend reinvestment, increasing reported beneficial ownership to 22,379.577 shares.
• Form 4 contains explicit prices ($502.22 and $498.37) and transaction dates (09/05/2025), supporting transparency and compliance with Section 16 reporting.

Negative

• None.

Insights

Securities Analyst

TL;DR: Director reported small incremental share acquisitions via dividend reinvestment of restricted stock and RSUs; disclosure is routine and immaterial to majority holders.

The Form 4 discloses two acquisitions executed on 09/05/2025 attributed to deferred dividend reinvestment for restricted stock and RSUs, increasing reported beneficial ownership to 22,379.577 shares. The filings include explicit per-share prices of $502.22 and $498.37. There are no derivative exercises, dispositions, or changes in control disclosed. For most investors this represents routine insider accumulation through plan mechanics rather than active open-market purchases.

Corporate Governance Expert

TL;DR: Disclosure meets Section 16 requirements; transactions are internally sourced (deferred dividend reinvestment) and raise no governance flags.

The reporting person is identified as a director and the Form 4 is timely and signed via power of attorney. The explanation explicitly states the acquisitions arise from a restricted stock deferred dividend reinvestment accrual and an RSU deferred dividend reinvestment accrual. There are no amendments, related-party transfers, or unusual instrument types reported. From a governance perspective, the filing documents expected compensation-related share accruals rather than opportunistic trading.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bermudez Jorge A.

(Last) (First) (Middle)

MOODY'S CORPORATION, C/O

7 WORLD TRADE CENTER, 250 GREENWICH ST

(Street)

NEW YORK NY 10007

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/05/2025		A		16(1)	A	$502.22	22,378.414	D
Common Stock	09/05/2025		A		1.163(2)	A	$498.37	22,379.577	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock deferred dividend reinvestment accrual.

2. RSU deferred dividend reinvestment accrual.

Remarks:

	Elizabeth McCarroll, by power of attorney for Jorge A. Bermudez	09/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Jorge A. Bermudez report on the Form 4 for MCO?

He reported two acquisitions on 09/05/2025: 16.000000 shares at $502.22 (restricted stock deferred dividend reinvestment accrual) and 1.163000 shares at $498.37 (RSU deferred dividend reinvestment accrual).

How many shares does Jorge A. Bermudez beneficially own after these transactions?

The Form 4 reports 22,379.577 shares beneficially owned following the reported transactions.

Were any derivative securities reported in this Form 4 for MCO?

No. Table II (derivative securities) contains no reported transactions or holdings in this filing.

Who signed the Form 4 and when was it signed?

The form was signed by Elizabeth McCarroll by power of attorney for Jorge A. Bermudez on 09/08/2025.

What is the nature of the reported acquisitions?

The filing explains they are a restricted stock deferred dividend reinvestment accrual and an RSU deferred dividend reinvestment accrual, indicating acquisition via plan mechanics rather than open-market purchase.