Was Richard G. Steele’s Moody's (MCO) share sale pre-planned?

Yes. The Form 4 footnote states the 158-share sale was executed under a Rule 10b5-1 plan adopted on July 29, 2025. Such plans allow insiders to schedule trades in advance under predefined conditions.

Moody's (NYSE: MCO) SVP sells 158 shares under 10b5-1 plan

Q: What insider transaction did Richard G. Steele report at Moody's (MCO)?

Richard G. Steele reported selling 158 shares of Moody's common stock at $466.39 per share in an open-market transaction. The filing shows this as a planned sale under a Rule 10b5-1 trading plan adopted on July 29, 2025.

Q: What is Richard G. Steele’s role at Moody's (MCO)?

Richard G. Steele is the Senior Vice President and General Counsel of Moody's. This role means he is a key executive responsible for the company’s legal affairs, and his equity transactions must be disclosed publicly in Form 4 filings.

Q: How many Moody's (MCO) shares does Richard G. Steele hold after this Form 4 sale?

After the reported sale, Richard G. Steele holds 2,142.88 shares of Moody's common stock directly and 3,612.666 shares indirectly through a trust, according to the filing’s post-transaction ownership figures.

Q: What type of transaction code appears in Richard G. Steele’s Moody's (MCO) Form 4?

The Form 4 shows transaction code “S” for the 158 shares, indicating an open-market or private sale of common stock. A separate entry records indirect trust holdings as a position, without a buy or sell code.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Moody's Corporation Senior Vice President and General Counsel Richard G. Steele reported an open-market sale of 158 shares of Moody's common stock at $466.39 per share on May 1, 2026. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on July 29, 2025.

Following this transaction, Steele held 2,142.88 shares of Moody's common stock directly and 3,612.666 shares indirectly through a trust, based on the figures reported in the filing.

Insider Trade Summary 10b5-1

Net Seller: 158 shares ($73,690)

Net Sell 2 txns

Insider Steele Richard G

Role SVP - General Counsel

Sold 158 shs ($74K)

Type	Security	Shares	Price	Value
Sale	Common Stock	158	$466.39	$74K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 2,142.88 shares (Direct, null); Common Stock — 3,612.666 shares (Indirect, Trust)

Footnotes (1)

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Key Figures

Shares sold: 158 shares Sale price per share: $466.39 per share Direct holdings after transaction: 2,142.88 shares +2 more

5 metrics

Shares sold 158 shares Open-market sale of common stock on May 1, 2026

Sale price per share $466.39 per share Price for the 158-share open-market sale

Direct holdings after transaction 2,142.88 shares Common stock directly owned after the sale

Indirect trust holdings 3,612.666 shares Common stock held indirectly through a trust

Net shares sold in filing 158 shares Net sell activity across reported transactions

Key Terms

Rule 10b5-1 plan, open-market sale, indirect ownership, Common Stock

4 terms

Rule 10b5-1 plan financial

"Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

""ownership_type": "indirect""

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

05/04/2026 - 05:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Steele Richard G

(Last)

(First)

(Middle)

7 WTC AT 250 GREENWICH STREET

(Street)

NEW YORK

10007

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP - General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/01/2026		S⁽¹⁾		158	D	$466.39	2,142.88	D
Common Stock								3,612.666	I	Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025.

Remarks:

	Elizabeth McCarroll by power of attorney for Richard G. Steele	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Richard G. Steele report at Moody's (MCO)?

Richard G. Steele reported selling 158 shares of Moody's common stock at $466.39 per share in an open-market transaction. The filing shows this as a planned sale under a Rule 10b5-1 trading plan adopted on July 29, 2025.

What is Richard G. Steele’s role at Moody's (MCO)?

Richard G. Steele is the Senior Vice President and General Counsel of Moody's. This role means he is a key executive responsible for the company’s legal affairs, and his equity transactions must be disclosed publicly in Form 4 filings.

How many Moody's (MCO) shares does Richard G. Steele hold after this Form 4 sale?

After the reported sale, Richard G. Steele holds 2,142.88 shares of Moody's common stock directly and 3,612.666 shares indirectly through a trust, according to the filing’s post-transaction ownership figures.

What type of transaction code appears in Richard G. Steele’s Moody's (MCO) Form 4?

The Form 4 shows transaction code “S” for the 158 shares, indicating an open-market or private sale of common stock. A separate entry records indirect trust holdings as a position, without a buy or sell code.