STOCK TITAN

Moody's director acquires 17.3 shares in accrual

A Moody’s director received small direct common stock accruals from restricted stock and RSU dividend reinvestment on September 4, 2026.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MOODYS CORP (MCO) director Jorge A. Bermudez reported stock-based accruals of common stock on September 4, 2026. He acquired 16 shares as a Restricted Stock deferred dividend reinvestment accrual and 1.3 shares as an RSU deferred dividend reinvestment accrual, both at a reported price of $0 per share, held directly. No Rule 10b5-1 trading plan is reported.

Positive

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Negative

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Insider Bermudez Jorge A.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 16 $0.00 $0.00
Grant/Award Common Stock F2 1.3 $0.00 $0.00
Holdings After Transaction: Common Stock — 22,955.968 shares (Direct)
Footnotes (2)
  1. F1. Restricted Stock deferred dividend reinvestment accrual.
  2. F2. RSU deferred dividend reinvestment accrual.
Restricted Stock dividend accrual shares 16 shares Common Stock acquired September 4, 2026 via Restricted Stock deferred dividend reinvestment accrual
RSU dividend accrual shares 1.3 shares Common Stock acquired September 4, 2026 via RSU deferred dividend reinvestment accrual
Reported transaction price $0 per share Price per share for both September 4, 2026 accrual transactions
Restricted Stock financial
"Restricted Stock deferred dividend reinvestment accrual."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
RSU financial
"RSU deferred dividend reinvestment accrual."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
deferred dividend reinvestment accrual financial
"Restricted Stock deferred dividend reinvestment accrual."

FAQ

What transactions did Moody's (MCO) director Jorge A. Bermudez report on this Form 4?

He reported two acquisitions of Moody’s common stock on September 4, 2026: 16 shares from a Restricted Stock deferred dividend reinvestment accrual and 1.3 shares from an RSU deferred dividend reinvestment accrual, all held directly.

How many Moody's (MCO) shares did Jorge A. Bermudez acquire in total?

He acquired a total of 17.3 shares of Moody’s common stock, consisting of 16 shares tied to restricted stock and 1.3 shares tied to RSU dividend reinvestment accruals, all reported as direct ownership.

What was the reported price for the Moody's (MCO) shares acquired by Jorge A. Bermudez?

The filing reports a transaction price of $0 per share for both accrual transactions, consistent with stock granted through restricted stock and RSU dividend reinvestment rather than market purchases.

Were Jorge A. Bermudez’s Moody's (MCO) transactions made under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 plan is reported, so the September 4, 2026 stock accruals are not identified as pre-arranged plan trades.

What is the nature of ownership for the Moody's (MCO) shares reported by Jorge A. Bermudez?

Both transactions are reported as direct ownership of Moody’s common stock by Jorge A. Bermudez, reflecting the restricted stock and RSU dividend reinvestment accruals credited to him.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bermudez Jorge A.

(Last)(First)(Middle)
MOODY'S CORPORATION, C/O
7 WORLD TRADE CENTER, 250 GREENWICH ST

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/04/2026A16(1)A$022,954.668D
Common Stock09/04/2026A1.3(2)A$022,955.968D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock deferred dividend reinvestment accrual.
2. RSU deferred dividend reinvestment accrual.
Remarks:
Elizabeth McCarroll, by power of attorney for Jorge A. Bermudez09/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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