Moody's director gets 1.1-share stock grant

Moody’s director Lisa P. Sawicki received a small RSU dividend-related share accrual, modestly increasing her direct holdings.

Rhea-AI Filing Summary

MOODYS CORP (MCO) director Lisa P. Sawicki reported an acquisition of 1.106 shares of common stock on September 4, 2026, as a grant/award tied to an RSU deferred dividend reinvestment accrual. After this transaction, she directly holds 530.312 common shares. No Rule 10b5-1 trading plan is indicated.

Insider Trade Summary

Grant/Award: 1.106 shares

Grant/Award 1 txn

Insider Sawicki Lisa P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1.106	$0.00	$0.00

Holdings After Transaction: Common Stock — 530.312 shares (Direct)

Footnotes (1)

1. F1. RSU deferred dividend reinvestment accrual.

Key Figures

Shares acquired: 1.106 shares Price per share: $0.0000 Shares owned after transaction: 530.312 shares

3 metrics

Shares acquired 1.106 shares Grant/award acquisition on September 4, 2026

Price per share $0.0000 Reported for the September 4, 2026 grant/award transaction

Shares owned after transaction 530.312 shares Direct holdings of Lisa P. Sawicki following the September 4, 2026 acquisition

Key Terms

RSU, Restricted Stock Unit, deferred dividend reinvestment accrual, Rule 10b5-1

4 terms

RSU financial

"RSU deferred dividend reinvestment accrual."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Restricted Stock Unit financial

"RSU deferred dividend reinvestment accrual."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

deferred dividend reinvestment accrual financial

"RSU deferred dividend reinvestment accrual."

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is indicated."

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MCO director Lisa P. Sawicki report?

She reported acquiring 1.106 shares of Moody’s common stock on September 4, 2026, as a grant/award related to an RSU deferred dividend reinvestment accrual, increasing her direct holdings to 530.312 shares.

How many Moody’s (MCO) shares does Lisa P. Sawicki hold after this Form 4?

After the reported transaction, Lisa P. Sawicki directly holds 530.312 shares of Moody’s common stock, as disclosed in the filing.

What type of acquisition is reported in this Moody’s (MCO) Form 4?

The acquisition is a grant/award of common stock, described in the footnote as an RSU deferred dividend reinvestment accrual, rather than an open-market purchase.

Was the MCO insider transaction made under a Rule 10b5-1 plan?

No. The filing indicates the Rule 10b5-1 checkbox is not selected, so no trading plan is reported for this transaction.

What is the reported price per share for Lisa P. Sawicki’s MCO grant?

The transaction lists a price per share of $0.0000, consistent with a grant or award rather than a market-priced purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/08/2026 - 04:02 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sawicki Lisa P

(Last) (First) (Middle)

7 WTC AT 250 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2026		A		1.106(1)	A	$0	530.312	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. RSU deferred dividend reinvestment accrual.

Remarks:

	Elizabeth McCarroll by power of attorney for Lisa P. Sawicki	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)