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Director Jorge Bermudez gets 500 Moody's (NYSE: MCO) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moody's director Jorge A. Bermudez reported an exempt grant of 500 shares of common stock, recorded at $0.00 per share and categorized as a grant or award acquisition. Following this transaction, his directly held stake in Moody's common stock increased to a total of 22,896.77 shares.

Positive

  • None.

Negative

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Insider Bermudez Jorge A.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 500 $0.00 --
Holdings After Transaction: Common Stock — 22,896.77 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bermudez Jorge A.

(Last) (First) (Middle)
MOODY'S CORPORATION, C/O
7 WORLD TRADE CENTER, 250 GREENWICH ST

(Street)
NEW YORK NY 10007

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/25/2026 A 500(1) A $0 22,896.77 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Exempt grant of restricted stock units.
Remarks:
Elizabeth McCarroll, by power of attorney for Jorge A. Bermudez 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Moody's (MCO) director Jorge A. Bermudez report?

Director Jorge A. Bermudez reported an exempt grant of 500 shares of Moody’s common stock. The transaction was coded as a grant, award, or other acquisition, with a reported price of $0.00 per share in the Form 4 filing.

How many Moody's (MCO) shares does Jorge A. Bermudez hold after this Form 4?

After the reported transaction, Jorge A. Bermudez directly holds 22,896.77 shares of Moody’s common stock. This total reflects the addition of 500 shares received through an exempt grant categorized as a grant, award, or other acquisition on the Form 4.

What does the transaction code on Jorge A. Bermudez’s Moody's (MCO) Form 4 mean?

The Form 4 lists transaction code “A,” which stands for a grant, award, or other acquisition. In this case, it corresponds to an exempt grant of 500 shares of Moody’s common stock, as further described in the filing’s transaction details.

Was cash paid for the 500 Moody's (MCO) shares granted to Jorge A. Bermudez?

The Form 4 reports a transaction price of $0.00 per share for the 500 shares. This indicates the 500 Moody’s common shares were received as a grant or award, rather than purchased for cash consideration in an open market transaction.

What does the footnote about restricted stock units mean in the Moody's (MCO) Form 4?

A footnote states the transaction is an exempt grant of restricted stock units. This indicates the award involves units tied to Moody’s common stock, treated as an exempt grant under applicable rules, rather than a typical open market purchase or sale.

Is Jorge A. Bermudez’s Moody's (MCO) ownership on this Form 4 direct or indirect?

The Form 4 classifies the post-transaction ownership as direct, using the code “D.” This means the 22,896.77 Moody’s common shares, including the 500-share grant, are reported as directly owned by Jorge A. Bermudez rather than through an intermediary entity.
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