Moody's director gets 7 and 13.384 shares in accruals

Moody’s director Bruce Van Saun received small stock and RSU dividend-equivalent accruals with no cash payment required.

Rhea-AI Filing Summary

MOODYS CORP (MCO) director Bruce Van Saun reported two small acquisitions of common stock on September 4, 2026. He received 7 shares as a restricted stock deferred dividend reinvestment accrual and 13.384 shares as an RSU deferred dividend reinvestment accrual, both at no cash cost to him. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

Grant/Award: 20.384 shares

Grant/Award 2 txns

Insider VAN SAUN BRUCE

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	7	$0.00	$0.00
Grant/Award	Common Stock F2	13.384	$0.00	$0.00

Holdings After Transaction: Common Stock — 9,900.877 shares (Direct)

Footnotes (2)

1. F1. Restricted Stock deferred dividend reinvestment accrual.
2. F2. RSU deferred dividend reinvestment accrual.

Key Figures

Restricted stock dividend accrual shares: 7 shares RSU dividend accrual shares: 13.384 shares Reported price per share: $0.00 per share

3 metrics

Restricted stock dividend accrual shares 7 shares Restricted stock deferred dividend reinvestment accrual on September 4, 2026

RSU dividend accrual shares 13.384 shares RSU deferred dividend reinvestment accrual on September 4, 2026

Reported price per share $0.00 per share Both dividend reinvestment accrual transactions on September 4, 2026

Key Terms

Restricted Stock, RSU, deferred dividend reinvestment accrual

3 terms

Restricted Stock financial

"Restricted Stock deferred dividend reinvestment accrual."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

RSU financial

"RSU deferred dividend reinvestment accrual."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

deferred dividend reinvestment accrual financial

"RSU deferred dividend reinvestment accrual."

FAQ

What insider transactions did MCO director Bruce Van Saun report on September 4, 2026?

He reported two acquisitions of common stock: 7 shares from a restricted stock deferred dividend reinvestment accrual and 13.384 shares from an RSU deferred dividend reinvestment accrual, both granted at $0.00 per share.

Were Bruce Van Saun’s September 4, 2026 MCO stock acquisitions open-market purchases?

No. The filing describes them as grant or award acquisitions tied to restricted stock and RSU deferred dividend reinvestment accruals, with a reported price of $0.00 per share, rather than open-market purchases.

How many MCO shares did Bruce Van Saun acquire through restricted stock dividend accruals?

He acquired 7 shares of Moody’s common stock through a restricted stock deferred dividend reinvestment accrual on September 4, 2026.

How many MCO shares did Bruce Van Saun receive from RSU dividend reinvestment?

He received 13.384 shares of Moody’s common stock as an RSU deferred dividend reinvestment accrual on September 4, 2026, according to the Form 4 filing.

Were Bruce Van Saun’s September 4, 2026 MCO transactions under a Rule 10b5-1 plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is associated with these reported transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/08/2026 - 04:04 PM Accepted by SEC EDGAR 09/08/2026 - 04:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

VAN SAUN BRUCE

(Last) (First) (Middle)

7 WORLD TRADE CENTER,

250 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2026		A		7(1)	A	$0	9,887.493	D
Common Stock	09/04/2026		A		13.384(2)	A	$0	9,900.877	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock deferred dividend reinvestment accrual.

2. RSU deferred dividend reinvestment accrual.

Remarks:

	Elizabeth McCarroll, by power of attorney for Bruce Van Saun	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)