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Moody's Corporation (MCO) director reports dividend reinvestment buys

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moody's Corporation director Jorge A. Bermudez reported small automatic acquisitions of company stock. On December 12, 2025, he acquired 16 shares of common stock through restricted stock deferred dividend reinvestment and 1.193 shares through RSU deferred dividend reinvestment. Following these transactions, he directly beneficially owned 22,396.77 shares of Moody's common stock. No derivative securities were reported in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bermudez Jorge A.

(Last) (First) (Middle)
MOODY'S CORPORATION, C/O
7 WORLD TRADE CENTER, 250 GREENWICH ST

(Street)
NEW YORK NY 10007

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/12/2025 A 16(1) A $486.16 22,395.577 D
Common Stock 12/12/2025 A 1.193(2) A $486.745 22,396.77 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted Stock deferred dividend reinvestment accrual.
2. RSU deferred dividend reinvestment accrual.
Remarks:
Elizabeth McCarroll, by power of attorney for Jorge A. Bermudez 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Moody's (MCO) disclose for director Jorge A. Bermudez?

The filing shows that Jorge A. Bermudez, a director of Moody's Corporation, reported small acquisitions of common stock on December 12, 2025 through dividend-related reinvestments.

How many Moody's (MCO) shares did the director acquire in this filing?

On December 12, 2025, the director acquired 16 shares of common stock noted as a restricted stock deferred dividend reinvestment accrual and 1.193 shares from an RSU deferred dividend reinvestment accrual.

What is the director's Moody's (MCO) share ownership after the reported transactions?

After the reported transactions, the director directly beneficially owned 22,396.77 shares of Moody's common stock, as shown in the beneficial ownership column.

What do the footnotes in the Moody's (MCO) Form 4 transactions explain?

Footnote (1) explains that the 16 shares reflect a restricted stock deferred dividend reinvestment accrual, and footnote (2) states that the 1.193 shares reflect an RSU deferred dividend reinvestment accrual.

Did the Moody's (MCO) Form 4 report any derivative securities activity?

The section for derivative securities shows no entries, indicating that no derivative securities were acquired, disposed of, or held in this report.

Is this Moody's (MCO) insider filing made by one reporting person or a group?

The form indicates it is filed by one reporting person, and the signature block identifies Jorge A. Bermudez, with a power of attorney signer.

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