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Seres Therapeutics (NASDAQ: MCRB) COO sells 64 shares after 181 RSUs vest

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Seres Therapeutics, Inc. (MCRB) executive Brady Kelly, EVP and Chief Operating Officer, reported equity transactions involving company stock. On August 15, 2026, a total of 181 shares of Common Stock were acquired upon the vesting and settlement of 181 Restricted Stock Units, each RSU representing one share of common stock. On August 17, 2026, Kelly then sold 64 shares of Common Stock at $4.55 per share. According to the disclosure, the sale was effected under a Rule 10b5-1 trading plan adopted on November 26, 2025, with the stated intent to cover taxes related to the RSU vesting.

Positive

  • None.

Negative

  • None.
Insider Brady Kelly
Role See Remarks
Sold 64 shs ($291.20)
Approx. gross sale proceeds $291.20
Type Security Shares Price Value
Sale Common Stock F2 64 $4.55 $291.20
Exercise Restricted Stock Units F1, F3 90 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 91 $0.00 $0.00
Exercise Common Stock F1 181 -- --
Holdings After Transaction: Restricted Stock Units — 727 shares (Direct); Common Stock — 8,679 shares (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
  2. F2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 26, 2025, with the intent to cover taxes in connection with the vesting of the restricted stock units.
  3. F3. The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.
  4. F4. The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.
Shares sold 64 shares Common Stock sale on August 17, 2026
Sale price $4.55 per share Price for 64 Common Stock shares sold on August 17, 2026
RSUs converted 181 Restricted Stock Units RSUs exercised/settled into 181 Common Stock shares on August 15, 2026
Underlying shares from RSUs 181 shares of Common Stock Underlying shares corresponding to vested RSUs reported on August 15, 2026
Net buy/sell shares 64 shares net-sell Net of reported buy/sell activity in this Form 4
10b5-1 plan adoption date November 26, 2025 Adoption date of Rule 10b5-1 plan used for the 64-share sale
Restricted Stock Units financial
"The restricted stock units vested and settled as to 25% of the restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 10b5-1 plan regulatory
"The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
vest and settle financial
"The restricted stock units vested and settled as to 25% of the restricted stock units"
quarterly installments financial
"The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments"

FAQ

What insider transactions did MCRB executive Brady Kelly report in this Form 4?

Brady Kelly reported 181 shares of Seres Therapeutics (MCRB) Common Stock acquired via RSU vesting and 64 shares sold at $4.55 per share, reflecting routine equity compensation activity and a subsequent stock sale.

How many Seres Therapeutics (MCRB) shares did Brady Kelly sell and at what price?

Brady Kelly sold 64 shares of Seres Therapeutics (MCRB) Common Stock at $4.55 per share. The transaction occurred on August 17, 2026 and was reported as a sale in the open market or a private transaction.

Was Brady Kelly’s Seres Therapeutics (MCRB) stock sale under a Rule 10b5-1 plan?

Yes. The filing states the 64-share sale was effected under a Rule 10b5-1 plan adopted November 26, 2025, with the intent to cover taxes arising from the vesting of restricted stock units.

What role does Brady Kelly hold at Seres Therapeutics (MCRB)?

Brady Kelly is reported as an EVP, Chief Operating Officer of Seres Therapeutics (MCRB). The transactions disclosed relate to equity compensation (RSUs) and a subsequent sale of shares associated with that role.

How do the reported RSUs for MCRB vest over time for Brady Kelly?

The RSUs vest 25% on an initial February 15 date, with the remainder vesting and settling in 12 equal quarterly installments thereafter. The filing notes that the restricted stock units have no expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brady Kelly

(Last)(First)(Middle)
C/O SERES THERAPEUTICS, INC.
101 CAMBRIDGE PARK DRIVE

(Street)
CAMBRIDGE MASSACHUSETTS 02140

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Seres Therapeutics, Inc. [ MCRB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/15/2026M181A(1)8,743D
Common Stock08/17/2026S(2)64D$4.558,679D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/15/2026M90 (3) (3)Common Stock90$0179D
Restricted Stock Units(1)08/15/2026M91 (4) (4)Common Stock91$0548D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 26, 2025, with the intent to cover taxes in connection with the vesting of the restricted stock units.
3. The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.
4. The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2025. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.
Remarks:
EVP, Chief Operating Officer
/s/ Thomas J. DesRosier, Attorney-in-Fact for Kelly M. Brady08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)