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Monarch Casino (MCRI) CAO granted options on 5,000 common shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Monarch Casino & Resort CAO Edwin S. Koenig received a grant of options to buy 5,000 shares of common stock at an exercise price of $131.61 per share. These options become exercisable on June 30, 2029 and expire on June 30, 2036, reflecting compensation rather than an open-market trade.

After this award, Koenig holds options covering a total of 20,001 shares, including earlier grants with exercise prices between $66.17 and $86.44 per share that expire from 2031 through 2035.

Positive

  • None.

Negative

  • None.

Insights

CAO receives a routine stock option grant, increasing long-term equity exposure without any share sales.

Monarch Casino & Resort awarded CAO Edwin S. Koenig options on 5,000 shares at an exercise price of $131.61 per share. This is coded as an A transaction, meaning a grant or award, not an open-market purchase.

The options become exercisable on June 30, 2029 and expire on June 30, 2036, adding to prior option grants with lower exercise prices that run through 2035. Following this grant, Koenig’s visible derivative holdings total 20,001 underlying shares, supporting long-term alignment but representing a routine compensation event.

Insider Koenig Edwin S.
Role CAO
Type Security Shares Price Value
Grant/Award Option/Right to Buy 5,000 $131.61 $658K
holding Options / Right to Buy -- -- --
holding Options / Right to Buy -- -- --
holding Options / Right to Buy -- -- --
holding Options / Right to Buy -- -- --
Holdings After Transaction: Option/Right to Buy — 20,001 shares (Direct, null); Options / Right to Buy — 5,000 shares (Direct, null)
Footnotes (1)
New option grant size 5,000 shares Options / Right to Buy underlying common stock
New option exercise price $131.61 per share Conversion or exercise price for 5,000-share grant
New option vesting date June 30, 2029 Exercise date for new 5,000-share option grant
New option expiration June 30, 2036 Expiration date for 5,000-share option grant
Total options after grant 20,001 shares Total underlying common shares following transaction
Existing option tranche 1,667 shares at $66.17 Options expiring June 30, 2031
Existing option tranche 3,334 shares at $70.45 Options expiring June 30, 2033
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Options / Right to Buy financial
""security_title": "Options / Right to Buy""
underlying security shares financial
""underlying_security_shares": "5000.0000""
exercise price financial
""conversion_or_exercise_price": "131.6100""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
""expiration_date": "2036-06-30T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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FAQ

What did Monarch Casino (MCRI) report in Edwin Koenig’s latest Form 4?

The Form 4 shows CAO Edwin S. Koenig received a stock option grant for 5,000 shares at $131.61 per share. These options are compensation-related, not an open-market trade, and add to his existing option holdings in Monarch Casino & Resort.

How many Monarch Casino shares are covered by Edwin Koenig’s new option grant?

The new award covers options to buy 5,000 shares of Monarch Casino common stock. The exercise price is $131.61 per share, with the options becoming exercisable on June 30, 2029 and expiring on June 30, 2036, extending his long-term equity incentives.

What are the exercise price and dates for Edwin Koenig’s new Monarch Casino options?

The new options have an exercise price of $131.61 per share, become exercisable on June 30, 2029, and expire on June 30, 2036. These terms define when Koenig can buy shares and how long the award remains available for exercise.

How many Monarch Casino option shares does Edwin Koenig hold after this Form 4?

After this grant, Koenig holds options covering 20,001 underlying Monarch Casino shares. This total includes earlier grants with exercise prices between $66.17 and $86.44 per share that expire from 2031 through 2035, plus the new 5,000-share award expiring in 2036.

Does the Form 4 for Monarch Casino’s CAO show any stock sales or purchases?

The Form 4 shows no open-market stock sales or purchases by the CAO. It reports a grant of options to acquire 5,000 shares as compensation, along with existing option holdings, indicating an increase in potential future ownership rather than current share trading.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Koenig Edwin S.

(Last)(First)(Middle)
MONARCH CASINO & RESORT INC
3800 S. VIRGINIA STREET

(Street)
RENO NEVADA 89502

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MONARCH CASINO & RESORT INC [ MCRI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option/Right to Buy$131.6106/30/2026A5,00006/30/202906/30/2036Common Stock5,000$131.6120,001D
Options / Right to Buy$86.4406/30/202806/30/2035Common Stock5,00020,001D
Options / Right to Buy$68.1306/30/202706/30/2034Common Stock5,00020,001D
Options / Right to Buy$70.4506/30/202606/30/2033Common Stock3,33420,001D
Options / Right to Buy$66.1706/30/202606/30/2031Common Stock1,66720,001D
Explanation of Responses:
Edwin Koenig07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)