Mizuho CFO discloses initial share holdings
MIZUHO FINANCIAL GROUP INC Chief Financial Officer Makoto Samejima has filed an initial Form 3 reporting existing equity interests in the company.
Rhea-AI Filing Summary
MIZUHO FINANCIAL GROUP INC Chief Financial Officer Makoto Samejima has filed an initial Form 3 reporting existing equity interests in the company. The filing shows direct ownership of 3,190 shares of common stock and 1,703 phantom stock units under an ordinary employee share compensation plan.
The 1,703 phantom stock units represent the unvested portion of a grant that vests on June 1, 2026. Each phantom stock unit corresponds to a contingent right to receive one share of common stock, with settlement in cash or stock at the company’s election. The Form 3 reflects holdings and does not report any new buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Samejima Makoto
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Phantom Stock Units - Ordinary Employee Share Compensation | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Phantom Stock Units - Ordinary Employee Share Compensation — 1,703 contracts (Direct);
Common Stock — 3,190 shares (Direct)
Footnotes (2)
- F1. Represents the unvested portion of a grant of phantom stock units which vest on June 1, 2026.
- F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.
Key Figures
Direct common shares: 3,190 shares
Phantom stock units: 1,703 units
Vesting date: June 1, 2026
+2 more
5 metrics
Direct common shares
3,190 shares
Total common stock directly held after reported holdings
Phantom stock units
1,703 units
Unvested portion of employee share compensation grant
Vesting date
June 1, 2026
Scheduled vesting date for phantom stock units
Exercise price for phantom units
0.0000
Exercise price per unit for phantom stock units
Underlying common shares
1,703 shares
Common stock underlying the phantom stock units
Key Terms
Phantom Stock Units, unvested portion, contingent right, settled in cash or common stock
4 terms
Phantom Stock Units financial
"Represents the unvested portion of a grant of phantom stock units which vest on June 1, 2026."
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
unvested portion financial
"Represents the unvested portion of a grant of phantom stock units which vest on June 1, 2026."
contingent right financial
"Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock"
settled in cash or common stock financial
"which will be settled in cash or common stock upon settlement at the Issuer's election."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the MFG Form 3 filing by CFO Makoto Samejima report?
It reports Makoto Samejima’s existing equity interests in Mizuho Financial Group. The filing lists 3,190 directly held common shares and 1,703 phantom stock units from an employee compensation grant, giving investors a baseline view of the CFO’s current stake.
How many Mizuho (MFG) phantom stock units does the CFO hold?
The CFO holds 1,703 phantom stock units as part of an ordinary employee share compensation grant. These units are unvested and tied to future vesting, providing a potential right to value equivalent to common shares, subject to the company’s settlement election.
When do the Mizuho (MFG) phantom stock units reported on Form 3 vest?
The unvested phantom stock units vest on June 1, 2026. This vesting date determines when the contingent right linked to each unit becomes earned, after which the company may settle the award in either cash or common stock at its discretion.
What does each Mizuho (MFG) phantom stock unit represent for the CFO?
Each phantom stock unit represents a contingent right to receive one share of Mizuho common stock. Upon settlement, the company can choose to deliver either cash or common stock with equivalent value, aligning executive incentives with shareholder outcomes over time.
Are there buy or sell transactions in the Mizuho (MFG) CFO Form 3?
No, this Form 3 does not show buy or sell transactions. It is an initial ownership report listing direct holdings of common stock and unvested phantom stock units, establishing the CFO’s starting equity position rather than documenting recent market trades.
AI-generated analysis. How Rhea-AI works. Not financial advice.
