Mizuho director reports 750 phantom stock units

Mizuho Financial Group director Kanzaki Yuki filed an initial ownership report showing 750 phantom stock units – retirement tied to common stock.

Accepted by SEC EDGAR 03/18/2026 - 07:00 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Mizuho Financial Group director Kanzaki Yuki filed an initial ownership report showing 750 phantom stock units – retirement tied to common stock. These units are fully vested and will be settled in cash or shares at the company’s election when the director retires.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Kanzaki Yuki

Role Director

Type	Security	Shares	Price	Value
Holding	Phantom Stock Units - Retirement	--	--	--

Holdings: Phantom Stock Units - Retirement — 750 contracts (Direct)

Footnotes (2)

1. F1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.
2. F2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Kanzaki Yuki report in this Form 3 for MFG?

The filing reports initial beneficial ownership of 750 phantom stock units – retirement linked to Mizuho Financial Group common stock. These units are fully vested and disclosed as a direct holding by the director.

How many phantom stock units does the MFG director hold?

The director holds 750 phantom stock units – retirement, each tied to one share of Mizuho Financial Group common stock. This amount appears as the total underlying shares following the reported holding entry.

What are the terms of Mizuho (MFG) phantom stock units reported?

Each phantom stock unit represents a contingent right to receive one share of common stock. Upon settlement, the company may deliver either cash or common stock, according to its election, instead of physical share delivery now.

When will the MFG phantom stock units for Kanzaki Yuki settle?

The footnotes state these phantom stock units are fully vested and will settle upon the reporting person’s retirement from the company. Settlement will then occur in cash or common stock at the issuer’s election.

Does this Mizuho Form 3 show stock being bought or sold?

No open-market buy or sell is shown; it is a holding entry for phantom stock units. The transaction summary classifies one holding entry with no buy, sell, exercise, gift, or tax-withholding transactions reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Kanzaki Yuki

(Last) (First) (Middle)

C/O MIZUHO FINANCIAL GROUP, INC.

1-5-5 OTEMACHI, CHIYODA-KU

(Street)

TOKYO JAPAN 100-8176

(City) (State) (Zip)

JAPAN

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
MIZUHO FINANCIAL GROUP INC [ MFG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units - Retirement	(1)	(1)	Common Stock	750	(2)	D

Explanation of Responses:

1. These phantom stock units are fully vested and settle upon the Reporting Person's retirement from the Company.

2. Each phantom stock unit represents a contingent right to receive one share of Issuer Common Stock, which will be settled in cash or common stock upon settlement at the Issuer's election.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ Yuki Nishii, as Attorney-In-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)