Welcome to our dedicated page for Mizuho Financial SEC filings (Ticker: MFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Mizuho Financial Group, Inc. (MFG) SEC filings page on Stock Titan provides access to the group’s U.S. regulatory disclosures, including Form 20-F annual reports and Form 6-K current reports. As a foreign private issuer and one of the world’s largest financial institutions by total assets, Mizuho uses these filings to present detailed information on its consolidated financial condition, capital adequacy, and corporate actions to U.S. investors.
In its Form 6-K submissions, Mizuho furnishes English translations of interim consolidated financial statements prepared under Japanese GAAP. These documents include consolidated balance sheets, statements of income, and statements of comprehensive income, showing items such as loans and bills discounted, securities portfolios, trading assets and liabilities, derivatives, deposits, and bonds and notes. They also present ordinary income, fee and commission income, trading income, ordinary profits, and profit attributable to owners of the parent.
Filings also cover capital ratios and regulatory metrics. Mizuho discloses total capital, Tier 1 capital, and Common Equity Tier 1 capital ratios under the international standard, along with risk-weighted assets and total required capital for the consolidated group and major subsidiaries such as Mizuho Bank and Mizuho Trust & Banking. Separate filings provide capital ratio tables as of specific dates, allowing investors to track changes in regulatory capital and risk-weighted assets over time.
Another recurring topic in MFG’s SEC reports is share repurchase and cancellation activity. Multiple Form 6-K filings describe resolutions of the Board of Directors to repurchase common stock under the Companies Act of Japan, specifying maximum share amounts, aggregate repurchase prices, repurchase periods, and the use of market purchases via trust methods. Subsequent filings report the progress and completion of these buybacks and the cancellation of repurchased shares, together with references to the group’s capital policy and shareholder return approach.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, such as interim financial statements, capital ratio announcements, and share repurchase notices. Real-time updates from EDGAR allow users to see new MFG filings as they are furnished, while AI-generated highlights help readers quickly identify changes in earnings, capital metrics, or corporate actions without manually reviewing every page.
Mizuho Financial Group Inc. director Yumiko Noda filed an initial ownership report showing phantom stock-based compensation. She holds phantom stock units tied to 3,070 underlying shares of common stock. These units are fully vested and will settle when she retires from the company.
Each phantom stock unit represents a contingent right to receive one share of Mizuho common stock, with settlement in cash or stock at the issuer’s election. The filing does not record a new purchase or sale, but documents her existing deferred equity-based holdings as a director.
Mizuho Financial Group officer Kazutoshi Isogai filed an initial ownership report showing direct holdings of common stock and phantom stock units tied to common shares. Phantom stock units linked to 7,160 underlying shares are fully vested and will settle upon retirement, while additional grants linked to 4,427, 3,189, and 1,351 underlying shares vest in three equal annual installments beginning on July 1, 2024, 2025, and 2026. The filing also reports direct ownership of 5,610 shares of common stock.
Mizuho Financial Group director Tsukioka Takashi has filed an initial Form 3 reporting his equity-related holdings. He holds fully vested phantom stock units tied to 6,330 shares of common stock that will settle upon retirement, in cash or stock at the company’s election. He also reports 2,538.463 shares of common stock held indirectly through an ESOP, reflecting his current beneficial interests rather than any new buy or sell transaction.
Mizuho Financial Group Chief Financial Officer Yonezawa Takefumi has filed an initial statement of holdings showing a mix of phantom stock units and common stock. He holds fully vested phantom stock units tied to 4,520 shares of common stock that settle upon retirement, as well as additional phantom stock units tied to 4,427 and 3,189 shares that vest in three equal annual installments beginning on July 1, 2026 and July 1, 2025, respectively. The filing also reports direct ownership of 3,403 common shares and an indirect interest in 730.238 common shares through an ESOP, giving investors a clear view of his current equity-linked compensation and incentives.
Mizuho Financial Group Inc. officer Sato Noriyuki filed an initial Form 3 disclosing existing equity-linked holdings. The filing shows direct ownership of 1,156 shares of common stock.
He also holds phantom stock units tied to common shares. One fully vested grant labeled “Phantom Stock Units - Retirement” covers 4,560 underlying common shares and will settle upon his retirement. Additional phantom stock units cover 4,427 underlying shares that vest in three equal annual installments beginning on July 1, 2026, and 3,189 underlying shares representing the unvested portion of a prior grant vesting in three equal annual installments beginning on July 1, 2025. Each phantom unit represents a contingent right to receive one share of common stock, settled in cash or stock at the issuer’s election.
Mizuho Financial Group Inc. director Ohno Kotaro filed an initial ownership report showing holdings of phantom stock units tied to the company’s common stock. The filing lists 3,070 underlying shares associated with these units.
The phantom stock units are fully vested and are designed to settle when Ohno retires from the company. Each unit represents a contingent right to receive one share of Mizuho common stock, which will be settled in either cash or common stock at the company’s election.
Mizuho Financial Group director Seiji Imai filed an initial ownership report detailing his equity-based interests in the company. He holds 49,688 shares of Common Stock directly and 9,463.572 shares indirectly through an ESOP. He also reports multiple grants of phantom stock units tied to Common Stock, including 44,060 units that are fully vested and settle upon retirement, plus additional grants of 7,208, 6,043, and 3,793 units that vest in three equal annual installments beginning on July 1, 2026, July 1, 2025, and July 1, 2024, respectively.
Mizuho Financial Group officer Akita Natsumi filed an initial ownership report listing compensation-linked holdings rather than recent trades. The filing shows direct phantom stock units tied to Mizuho common stock, including 7,090 units labeled as retirement-related, plus additional grants covering 4,652, 3,189 and 1,368 underlying shares.
Footnotes explain that some phantom stock units are fully vested and settle upon retirement, while others vest in three equal annual installments beginning on July 1, 2024, July 1, 2025 and July 1, 2026. The report also lists 2,596 shares of common stock held directly and 4,819.653 shares held indirectly through an ESOP arrangement.
Mizuho Financial Group director Kobayashi Yoshimitsu filed an initial ownership report. He holds phantom stock units tied to 8,517 shares of common stock directly, which are fully vested and will settle when he retires. Each phantom unit represents a right to receive one share, payable in cash or common stock at the company’s election. He also has an indirect interest in 6,987.63 shares of common stock through an employee stock ownership plan.
Mizuho Financial Group Chief Compliance Officer Yagi Minako filed an initial ownership report showing holdings in common stock and phantom stock units linked to Mizuho common shares.
The filing lists fully vested phantom stock units for retirement tied to 4,520 underlying shares of common stock. Additional phantom stock unit grants cover 4,427 and 3,189 underlying shares, with footnotes stating these units either vest in three equal annual installments beginning on July 1, 2026 or represent remaining unvested portions of a grant vesting in three equal annual installments beginning on July 1, 2025.
Direct common stock holdings total 3,393 shares, and a further 1,106.407 shares are held indirectly through an ESOP. Each phantom stock unit represents a contingent right to receive one share of common stock, settled in cash or stock at Mizuho’s election upon settlement.