STOCK TITAN

MIAMI INTERNATIONAL (NASDAQ: MIAX) EVP sells 28K shares after option exercise

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MIAMI INTERNATIONAL HOLDINGS, INC. executive Barbara J. Comly, EVP, General Counsel and Corporate Secretary, exercised options and sold shares of common stock. She exercised nonqualified stock options for 28,000 shares at $12.00 per share and sold 28,000 shares in an open-market transaction at a weighted average price of $41.22 per share.

The sale was made under a previously established Rule 10b5-1 trading plan adopted on December 18, 2025. Following these transactions, Comly directly holds 882,984 shares of common stock, indicating that the sale represents a small portion of her overall stake.

Positive

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Negative

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Insider Comly Barbara J.
Role EVP, GC & Corporate Secretary
Sold 28,000 shs ($1.15M)
Type Security Shares Price Value
Exercise Nonqualified Stock Option (Right to Buy) 28,000 $0.00 --
Exercise Common Stock 28,000 $12.00 $336K
Sale Common Stock 28,000 $41.22 $1.15M
Holdings After Transaction: Nonqualified Stock Option (Right to Buy) — 28,000 shares (Direct); Common Stock — 910,984 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025. This transaction was executed in multiple trades throughout the day at prices ranging from $39.79 to $41.79. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The options are fully vested.
Shares sold 28,000 shares Open-market sale of MIAX common stock
Weighted average sale price $41.22 per share Common stock sale on 2026-07-02
Option exercise price $12.00 per share Nonqualified stock option conversion to common stock
Options exercised 28,000 options Nonqualified stock options fully vested and exercised
Post-transaction holdings 882,984 shares Direct MIAX common stock ownership after transactions
Option expiration date August 2, 2026 Expiration of exercised nonqualified stock options
Rule 10b5-1 Plan regulatory
"This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025."
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Nonqualified Stock Option financial
"Nonqualified Stock Option (Right to Buy)"
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
fully vested financial
"The options are fully vested."
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FAQ

What insider transactions did MIAX executive Barbara J. Comly report?

Barbara J. Comly reported exercising options for 28,000 MIAX common shares at $12.00 and selling 28,000 shares at a weighted average of $41.22. These same-day transactions converted option holdings into cash while maintaining a substantial remaining equity position.

How many MIAX shares does Barbara J. Comly hold after this Form 4?

After the reported transactions, Barbara J. Comly directly holds 882,984 shares of MIAX common stock. This indicates the 28,000-share sale is a relatively small part of her total stake, leaving a large continuing ownership interest in the company.

At what prices did Barbara J. Comly exercise and sell MIAX shares?

Comly exercised nonqualified stock options at an exercise price of $12.00 per share and sold 28,000 MIAX common shares at a weighted average price of $41.22. Individual sales occurred between $39.79 and $41.79 during the trading day.

Were Barbara J. Comly’s MIAX share sales under a Rule 10b5-1 plan?

Yes, the sale of 28,000 MIAX shares was executed under a previously established Rule 10b5-1 trading plan adopted on December 18, 2025. Such plans pre-schedule trades, helping separate routine portfolio management from discretionary market timing.

What happened to Barbara J. Comly’s MIAX stock options in this filing?

Comly exercised 28,000 nonqualified stock options for MIAX common stock with a conversion price of $12.00 per share. The options were fully vested and had an expiration date of August 2, 2026, so the transaction converts derivative compensation into common shares.

What does the weighted average sales price mean in Barbara J. Comly’s MIAX trade?

The weighted average price of $41.22 reflects multiple MIAX share sales between $39.79 and $41.79 throughout the day. It represents the average price across all 28,000 shares sold, weighted by the number of shares at each execution price.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Comly Barbara J.

(Last)(First)(Middle)
C/O MIAMI INTERNATIONAL HOLDINGS, INC.
7 ROSZEL ROAD, SUITE 1A

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIAMI INTERNATIONAL HOLDINGS, INC. [ MIAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, GC & Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/02/2026M(1)28,000A$12910,984D
Common Stock07/02/2026S(1)28,000D$41.22(2)882,984D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (Right to Buy)$1207/02/2026M(1)28,000 (3)08/02/2026Common Stock28,000$028,000D
Explanation of Responses:
1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025.
2. This transaction was executed in multiple trades throughout the day at prices ranging from $39.79 to $41.79. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3. The options are fully vested.
Remarks:
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)