STOCK TITAN

Miami International (MIAX) EVP sells 20K shares after $12 option exercise

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Miami International Holdings executive Harish Jayabalan, EVP, CISO and CRO, exercised options and sold shares of common stock. He exercised a total of 20,000 options at an exercise price of $12.00 per share and sold 20,000 shares in an open-market transaction at a weighted average price of $42.12 per share.

The transactions occurred on July 6, 2026 under a previously established Rule 10b5-1 trading plan adopted on March 9, 2026. Following these moves, Jayabalan directly holds 78,065 shares of Miami International Holdings common stock.

Positive

  • None.

Negative

  • None.
Insider Jayabalan Harish
Role EVP, CISO and CRO
Sold 20,000 shs ($842K)
Type Security Shares Price Value
Exercise Nonqualified Stock Option (Right to Buy) 834 $0.00 --
Exercise Nonqualified Stock Option (Right to Buy) 16,667 $0.00 --
Exercise Nonqualified Stock Option (Right to Buy) 2,499 $0.00 --
Exercise Common Stock 834 $12.00 $10K
Exercise Common Stock 16,667 $12.00 $200K
Exercise Common Stock 2,499 $12.00 $30K
Sale Common Stock 20,000 $42.12 $842K
Holdings After Transaction: Nonqualified Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 78,899 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on March 9, 2026. This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The options are fully vested.
Shares sold 20,000 shares Open-market sale on July 6, 2026
Weighted average sale price $42.12 per share Common stock sale on July 6, 2026
Options exercised 20,000 shares Nonqualified stock options converted to common stock
Option exercise price $12.00 per share Nonqualified stock option conversion price
Shares owned after transactions 78,065 shares Direct MIAX common stock holdings post-transaction
Net buy/sell shares 20,000 shares net sold Aggregate of all buy/sell transactions in this filing
Rule 10b5-1 Plan financial
"This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Nonqualified Stock Option (Right to Buy) financial
"security_title": "Nonqualified Stock Option (Right to Buy)""
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What did MIAMI INTERNATIONAL HOLDINGS (MIAX) executive Harish Jayabalan do in this Form 4?

Harish Jayabalan exercised stock options and sold common shares. He exercised 20,000 options at $12.00 per share and sold 20,000 shares in the open market, as disclosed in this Form 4.

How many MIAX shares did Harish Jayabalan sell and at what price?

He sold 20,000 shares of MIAX common stock. The weighted average sale price was $42.12 per share, with individual trades executed between $42.00 and $42.32 throughout the trading day.

What stock options did Harish Jayabalan exercise in MIAX?

He exercised options covering 20,000 shares of MIAX common stock. These were nonqualified stock options with a conversion or exercise price of $12.00 per share, and the options were fully vested at the time of exercise.

How many MIAX shares does Harish Jayabalan own after these transactions?

After the reported transactions, Harish Jayabalan directly owns 78,065 shares of MIAX common stock. This figure reflects his remaining direct holdings following the option exercises and the sale of 20,000 shares.

Were Harish Jayabalan’s MIAX share sales under a Rule 10b5-1 plan?

Yes, the sale was executed under a previously established Rule 10b5-1 trading plan. The plan was adopted by Harish Jayabalan on March 9, 2026, indicating the trades were pre-scheduled rather than discretionary.

What role does Harish Jayabalan hold at MIAMI INTERNATIONAL HOLDINGS (MIAX)?

Harish Jayabalan serves as Executive Vice President, Chief Information Security Officer and Chief Risk Officer. His Form 4 filing reports personal equity transactions in MIAX common stock related to his compensation and holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jayabalan Harish

(Last)(First)(Middle)
C/O MIAMI INTERNATIONAL HOLDINGS, INC.
7 ROSZEL ROAD, SUITE 1A

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIAMI INTERNATIONAL HOLDINGS, INC. [ MIAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CISO and CRO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/06/2026M(1)834A$1278,899D
Common Stock07/06/2026M(1)16,667A$1295,566D
Common Stock07/06/2026M(1)2,499A$1298,065D
Common Stock07/06/2026S(1)20,000D$42.12(2)78,065D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (Right to Buy)$1207/06/2026M(1)834 (3)10/12/2027Common Stock834$00D
Nonqualified Stock Option (Right to Buy)$1207/06/2026M(1)16,667 (3)05/17/2028Common Stock16,667$00D
Nonqualified Stock Option (Right to Buy)$1207/06/2026M(1)2,499 (3)07/31/2029Common Stock2,499$014,168D
Explanation of Responses:
1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on March 9, 2026.
2. This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.32. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3. The options are fully vested.
Remarks:
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)