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Miami International GC sells 79,361 shares

The sales were reported under a previously established trading plan adopted December 18, 2025; the exercised options were fully vested.

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Form Type
4

Rhea-AI Filing Summary

Miami International Holdings, Inc. reported that Barbara J. Comly, EVP, GC & Corporate Secretary, exercised options for 23,339 shares on November 2, 2026, and options for 8,799 and 47,223 shares on November 4, 2026, each at a $12.00 exercise price. She sold 23,339 shares on November 2 at a weighted-average $35.10 per share and 56,022 shares on November 4 at a weighted-average $35.07 per share. The transactions were effected under a previously established Rule 10b5-1 Plan adopted on December 18, 2025; the options were fully vested.

Insider Comly Barbara J.
Role EVP, GC & Corporate Secretary
Sold 79,361 shs ($2.78M)
Approx. gross sale proceeds $2.78M
Approx. exercise cost $952K
Approx. pre-tax spread $1.83M
Share of Position Sold 8.6%
Type Security Shares Price Value
Exercise Nonqualified Stock Option (Right to Buy) F1, F4 8,799 $0.00 $0.00
Exercise Nonqualified Stock Option (Right to Buy) F1, F4 47,223 $0.00 $0.00
Exercise Common Stock F1 8,799 $12.00 $106K
Exercise Common Stock F1 47,223 $12.00 $567K
Sale Common Stock F1, F3 56,022 $35.07 $1.96M
Exercise Nonqualified Stock Option (Right to Buy) F1, F4 23,339 $0.00 $0.00
Exercise Common Stock F1 23,339 $12.00 $280K
Sale Common Stock F1, F2 23,339 $35.10 $819K
Holdings After Transaction: Nonqualified Stock Option (Right to Buy) — 94,444 contracts (Direct); Common Stock — 839,564 shares (Direct)
Holdings Before and After: Nonqualified Stock Option (Right to Buy), 173,805 to 94,444 contracts (Direct); Common Stock, 839,564 to 839,564 shares (Direct)
Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.
Footnotes (4)
  1. F1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025.
  2. F2. This transaction was executed in multiple trades throughout the day at prices ranging from $35.00 to $35.23. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. F3. This transaction was executed in multiple trades throughout the day at prices ranging from $35.00 to $35.27. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  4. F4. The options are fully vested.
Shares sold 79,361 shares Across November 2 and November 4, 2026
Options exercised and shares sold 23,339 shares November 2, 2026
Weighted-average sale price $35.10 per share November 2, 2026
Options exercised 8,799 shares November 4, 2026
Options exercised 47,223 shares November 4, 2026
Shares sold 56,022 shares November 4, 2026
Weighted-average sale price $35.07 per share November 4, 2026
Exercise price $12.00 per share The reported option exercises
Rule 10b5-1 Plan regulatory
"a previously established Rule 10b5-1 Plan adopted on December 18, 2025"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Nonqualified Stock Option (Right to Buy) financial
"Nonqualified Stock Option (Right to Buy)"
weighted average sales price financial
"the price reported above reflects the weighted average sales price"
fully vested financial
"The options are fully vested"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MIAX shares did Barbara J. Comly sell?

Barbara J. Comly sold 79,361 MIAX shares across two transactions: 23,339 shares on November 2, 2026, and 56,022 shares on November 4, 2026. Both were direct common-stock sales reported in the transaction data.

What prices did Barbara J. Comly receive for MIAX shares?

The reported weighted-average price was $35.10 per share on November 2, 2026, with trades ranging from $35.00 to $35.23. On November 4, 2026, the weighted-average price was $35.07 per share, with trades ranging from $35.00 to $35.27.

When were Barbara J. Comly's exercised MIAX options set to expire?

The 23,339-share option exercise on November 2, 2026, and the 8,799-share option exercise on November 4, 2026, were tied to options expiring May 28, 2028. The 47,223-share option exercise on November 4, 2026, was tied to options expiring July 31, 2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Comly Barbara J.

(Last)(First)(Middle)
C/O MIAMI INTERNATIONAL HOLDINGS, INC.
7 ROSZEL ROAD, SUITE 1A

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIAMI INTERNATIONAL HOLDINGS, INC. [ MIAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, GC & Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/02/2026M(1)23,339A$12862,903D
Common Stock11/02/2026S(1)23,339D$35.1(2)839,564D
Common Stock11/04/2026M(1)8,799A$12848,363D
Common Stock11/04/2026M(1)47,223A$12895,586D
Common Stock11/04/2026S(1)56,022D$35.07(3)839,564D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (Right to Buy)$1211/02/2026M(1)23,339 (4)05/28/2028Common Stock23,339$08,799D
Nonqualified Stock Option (Right to Buy)$1211/04/2026M(1)8,799 (4)05/28/2028Common Stock8,799$00D
Nonqualified Stock Option (Right to Buy)$1211/04/2026M(1)47,223 (4)07/31/2029Common Stock47,223$094,444D
Explanation of Responses:
1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025.
2. This transaction was executed in multiple trades throughout the day at prices ranging from $35.00 to $35.23. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3. This transaction was executed in multiple trades throughout the day at prices ranging from $35.00 to $35.27. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
4. The options are fully vested.
Remarks:
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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