STOCK TITAN

MIAX (MIAX) EVP Deitzel exercises options, sells 12,335 pre-planned shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MIAMI INTERNATIONAL HOLDINGS, INC. executive Edward Deitzel exercised fully vested stock options and sold the resulting shares in pre-planned trades. Over April 7–8, he exercised options to acquire a total of 12,335 shares of common stock at $12.00 per share, then sold the same 12,335 shares in open-market transactions at prices around $42.00–$42.13. These transactions were executed under a previously established Rule 10b5-1 trading plan adopted on December 30, 2025, and Deitzel continues to hold 116,221 shares of common stock directly after the activity.

Positive

  • None.

Negative

  • None.
Insider Deitzel Edward
Role EVP, CRO, CCO MIAX Exchanges
Sold 12,335 shs ($518K)
Type Security Shares Price Value
Exercise Nonqualified Stock Option (Right to Buy) 7,572 $0.00 --
Exercise Common Stock 7,572 $12.00 $91K
Sale Common Stock 7,572 $42.02 $318K
Exercise Nonqualified Stock Option (Right to Buy) 762 $0.00 --
Exercise Nonqualified Stock Option (Right to Buy) 4,001 $0.00 --
Exercise Common Stock 762 $12.00 $9K
Sale Common Stock 762 $42.00 $32K
Exercise Common Stock 4,001 $12.00 $48K
Sale Common Stock 4,001 $42.00 $168K
Holdings After Transaction: Nonqualified Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 123,793 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on December 30, 2025. This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The options are fully vested.
Options exercised 12,335 shares Nonqualified stock options exercised on April 7–8, 2026
Exercise price $12.00 per share Price for exercised MIAX nonqualified stock options
Shares sold 12,335 shares Open-market sales following option exercises
Sale price range $42.00–$42.13 Weighted-average sale prices for MIAX common stock
Post-transaction holdings 116,221 shares MIAX common stock held directly after transactions
Rule 10b5-1 plan adoption date December 30, 2025 Date Deitzel’s pre-planned trading program was adopted
Nonqualified Stock Option financial
"security_title: "Nonqualified Stock Option (Right to Buy)""
Rule 10b5-1 Plan regulatory
"This transaction was effected pursuant to a previously established Rule 10b5-1 Plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
weighted average sale price financial
"The price reported above reflects the weighted average sale price."
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
fully vested financial
"The options are fully vested."
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Deitzel Edward

(Last)(First)(Middle)
C/O MIAMI INTERNATIONAL HOLDINGS, INC.
7 ROSZEL ROAD, SUITE 1A

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIAMI INTERNATIONAL HOLDINGS, INC. [ MIAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, CRO, CCO MIAX Exchanges
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/07/2026M762A$12116,983D
Common Stock04/07/2026S(1)762D$42116,221D
Common Stock04/07/2026M4,001A$12120,222D
Common Stock04/07/2026S(1)4,001D$42116,221D
Common Stock04/08/2026M7,572A$12123,793D
Common Stock04/08/2026S(1)7,572D$42.02(2)116,221D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (Right to Buy)$1204/07/2026M762 (3)08/02/2026Common Stock762$07,572D
Nonqualified Stock Option (Right to Buy)$1204/07/2026M4,001 (3)05/17/2028Common Stock4,001$029,333D
Nonqualified Stock Option (Right to Buy)$1204/08/2026M7,572 (3)08/02/2026Common Stock7,572$00D
Explanation of Responses:
1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on December 30, 2025.
2. This transaction was executed in multiple trades throughout the day at prices ranging from $42.00 to $42.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3. The options are fully vested.
Remarks:
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact04/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did MIAX executive Edward Deitzel report in this Form 4 filing?

Edward Deitzel reported exercising stock options and selling the resulting MIAX common shares. He exercised options for 12,335 shares at $12.00 each, then sold the same 12,335 shares in open-market trades around $42.00–$42.13 over April 7–8, 2026.

How many MIAX shares did Edward Deitzel sell according to this Form 4?

He sold 12,335 shares of MIAX common stock. The sales were executed in multiple open-market trades at prices ranging from $42.00 to $42.13, following option exercises that delivered the same number of shares at an exercise price of $12.00 per share.

At what price did Edward Deitzel exercise his MIAX stock options?

He exercised his MIAX nonqualified stock options at an exercise price of $12.00 per share. These option exercises on April 7–8, 2026 converted derivative positions into 12,335 shares of common stock, which were then sold in open-market transactions at prices around $42.

How many MIAX shares does Edward Deitzel hold after these transactions?

After completing the option exercises and related sales, Edward Deitzel directly holds 116,221 shares of MIAX common stock. This post-transaction balance reflects his remaining equity position following the sale of 12,335 shares that were acquired through exercised stock options.

Were Edward Deitzel’s MIAX share sales made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were effected under a previously established Rule 10b5-1 trading plan adopted on December 30, 2025. Such plans pre-schedule trades, indicating these sales were planned in advance rather than opportunistic market-timing decisions.

What type of securities did Edward Deitzel exercise in this MIAX filing?

He exercised fully vested nonqualified stock options for MIAX common stock. On April 7–8, 2026, these options were converted into 12,335 common shares at an exercise price of $12.00 per share before the shares were sold in open-market transactions.