MIND Technology (MIND) director awarded 30,000 stock options at $4.77

Rhea-AI Filing Summary

MIND Technology, Inc. reported that director Alan Perry Baden received a grant of 30,000 options to purchase MII Common Stock on July 29, 2026. The options have an exercise price of $4.77 per share, expire on July 29, 2036, and vest in three equal annual installments from 2027 through 2029.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Baden Alan Perry

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Option to Purchase Common Stock F1	30,000	$4.77	$143K

Holdings After Transaction: Option to Purchase Common Stock — 30,000 shares (Direct)

Footnotes (1)

1. F1. Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Key Figures

Options granted: 30,000 options Exercise price: $4.77 per share Expiration date: July 29, 2036 +3 more

6 metrics

Options granted 30,000 options Grant of options to purchase MII Common Stock to Alan Perry Baden on July 29, 2026

Exercise price $4.77 per share Conversion or exercise price of the granted options

Expiration date July 29, 2036 Expiration date of the reported stock options

First vesting date July 29, 2027 Options vest 1/3 on this date per footnote F1

Second vesting date July 29, 2028 Options vest 1/3 on this date per footnote F1

Third vesting date July 29, 2029 Options vest 1/3 on this date per footnote F1

Key Terms

Option to Purchase Common Stock, exercise price, Options vest

3 terms

Option to Purchase Common Stock financial

"security title is listed as "Option to Purchase Common Stock""

exercise price financial

"conversion_or_exercise_price is reported as 4.7700 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

Options vest financial

"Footnote F1 states: "Options vest 1/3 on July 29, 2027...""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/31/2026 - 04:20 PM Accepted by SEC EDGAR 07/31/2026 - 04:20 PM Learn about SEC filing dates

FAQ

What insider transaction did MIND director Alan Perry Baden report?

Alan Perry Baden reported a grant of 30,000 options to purchase MII Common Stock on July 29, 2026. These options carry a $4.77 exercise price, expire on July 29, 2036, and vest in three equal annual tranches from 2027 to 2029.

What is the exercise price of the new MIND (MIND) stock options granted to Alan Baden?

The granted options have an exercise price of $4.77 per share. They allow Baden to purchase MII Common Stock at this price until their expiration on July 29, 2036, subject to the vesting schedule from 2027 through 2029.

How do Alan Baden’s 30,000 MIND (MIND) stock options vest?

The 30,000 options vest in three equal installments. According to the footnote, one-third vests on July 29, 2027, another third on July 29, 2028, and the final third on July 29, 2029, before expiration in 2036.

When do the MIND (MIND) stock options granted to Alan Baden expire?

The options granted to Alan Baden expire on July 29, 2036. He may exercise vested portions at the fixed price of $4.77 per share any time before this expiration, consistent with the vesting dates from 2027 to 2029.

How many MIND (MIND) options does Alan Baden hold after this reported grant?

Following this transaction, Alan Baden holds 30,000 options linked to MII Common Stock. This entire amount arises from the July 29, 2026 grant, which vests over three years and carries a $4.77 per-share exercise price.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Baden Alan Perry

(Last) (First) (Middle)

2635 SUTTON COURT

(Street)

HOUSTON TEXAS 77027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MIND TECHNOLOGY, INC [ MIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Common Stock	$4.77	07/29/2026		A		30,000		(1)	07/29/2036	MII Common Stock	30,000	$4.77	30,000	D

Explanation of Responses:

1. Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

	/s/ Robert P. Capps, Attorney- in-Fact for Alan P. Baden	07/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)