MIND Technology grants CFO 50,000 stock options

MIND Technology, Inc. reported that CFO Mark Alan Cox received a grant of 50,000 options to purchase MII Common Stock at an exercise price of $4.7700 per share.

Accepted by SEC EDGAR 07/31/2026 - 04:19 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

MIND Technology, Inc. reported that CFO Mark Alan Cox received a grant of 50,000 options to purchase MII Common Stock at an exercise price of $4.7700 per share. These options expire on 2036-07-26 and vest in three equal annual installments from July 29, 2027 through July 29, 2029.

Insider Trade Summary

Grant/Award: 50,000 shares

Grant/Award 1 txn

Insider COX MARK ALAN

Role CFO

Type	Security	Shares	Price	Value
Grant/Award	Option to Purchase Common Stock F1	50,000	$4.77	$238K

Holdings After Transaction: Option to Purchase Common Stock — 50,000 contracts (Direct)

Footnotes (1)

1. F1. Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

Key Figures

Options granted: 50,000 options Exercise price: $4.7700 per share Expiration date: 2036-07-26 +4 more

7 metrics

Options granted 50,000 options Grant of options to purchase MII Common Stock to CFO Mark Alan Cox

Exercise price $4.7700 per share Conversion or exercise price of the granted options

Expiration date 2036-07-26 Date on which the options to purchase MII Common Stock expire

Post-grant derivative holdings 50,000 options Total options held directly by the CFO following this award

First vesting date July 29, 2027 One-third of the granted options vest on this date

Second vesting date July 29, 2028 An additional one-third of the granted options vest on this date

Third vesting date July 29, 2029 Final one-third of the granted options vest on this date

Key Terms

Option to Purchase Common Stock, Grant, award, or other acquisition, conversion or exercise price

3 terms

Option to Purchase Common Stock financial

"Security title is listed as "Option to Purchase Common Stock" for the grant."

Grant, award, or other acquisition financial

"The transaction code description states "Grant, award, or other acquisition"."

conversion or exercise price financial

"The conversion or exercise price for the options is shown as 4.7700."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MIND CFO Mark Alan Cox report?

CFO Mark Alan Cox received a grant of 50,000 options to purchase MII Common Stock at an exercise price of $4.7700 per share. The options expire on 2036-07-26 and vest in three equal annual installments from 2027 to 2029 inclusive.

What is the exercise price and term of the stock options reported for MIND?

The granted options have an exercise price of $4.7700 per share and an expiration date of 2036-07-26. This gives the CFO a 10-year window to exercise the options once they vest according to the disclosed schedule.

How do the MIND stock options granted to the CFO vest over time?

The options vest in three equal installments of one-third each. Vesting dates are July 29, 2027, July 29, 2028, and July 29, 2029, meaning the award becomes fully exercisable after the third anniversary of the grant date.

What type of security was granted to the MIND CFO in this filing?

The transaction involves an Option to Purchase Common Stock, classified as a derivative security. Each option is exercisable into one share of MII Common Stock, up to a total of 50,000 underlying shares when fully vested and exercised.

How many derivative securities does the MIND CFO hold after this reported grant?

Following this grant, the CFO is reported as directly holding 50,000 options to purchase MII Common Stock. This figure reflects the total number of derivative securities from this specific award as reported in the insider transaction data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COX MARK ALAN

(Last) (First) (Middle)

2002 TIMBERLOCH PLACE, SUITE 400

(Street)

THE WOODLANDS TEXAS 77380

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MIND TECHNOLOGY, INC [ MIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Common Stock	$4.77	07/29/2026		A		50,000		(1)	07/26/2036	MII Common Stock	50,000	$4.77	50,000	D

Explanation of Responses:

1. Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029.

	/s/ Robert P. Capps, Attorney- in-Fact for Mark A. Cox	07/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)