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3M (NYSE: MMM) awards EVP Van Wyck RSUs and stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M Company granted equity awards to its EVP and Chief Strategy Officer, Jonathan G. Van Wyck, on February 6, 2026. The grant includes 3,445 restricted stock units, each representing one share of 3M common stock, which vest 100% three years from the grant date.

He also received a non-qualified stock option for 14,913 shares of 3M common stock at an exercise price of $172.65 per share. These options vest in three equal annual installments on the first, second and third anniversaries of the grant date, and are held directly by him.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Van Wyck Jonathan G.

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Chief Strategy Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/06/2026 A 3,445 (2) (2) Common Stock 3,445 $0 3,445 D
Non-qualified Stock Option (Right to Buy) $172.65 02/06/2026 A 14,913 02/06/2027(3) 02/05/2036 Common Stock 14,913 $0 14,913 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
2. The restricted stock units vest 100% three years from the grant date.
3. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for Jonathan G. Van Wyck 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity awards did 3M (MMM) grant to EVP Jonathan G. Van Wyck?

3M granted Jonathan G. Van Wyck 3,445 restricted stock units and a non-qualified stock option for 14,913 shares. The RSUs convert into common stock at vesting, while the option allows him to buy 3M shares at a fixed exercise price of $172.65.

When do Jonathan G. Van Wyck’s 3M restricted stock units vest?

The 3,445 restricted stock units granted to Jonathan G. Van Wyck vest 100% three years from the February 6, 2026 grant date. Once vested, each unit represents the right to receive one share of 3M common stock, subject to applicable plan and award terms.

What are the terms of Jonathan G. Van Wyck’s new 3M stock options?

Van Wyck received a non-qualified stock option for 14,913 shares of 3M common stock at a $172.65 exercise price. The option vests and becomes exercisable in three equal installments on the first, second and third anniversaries of the February 6, 2026 grant date.

How many 3M shares underlie Jonathan G. Van Wyck’s new derivative awards?

His new derivative awards cover a total of 18,358 underlying 3M shares: 3,445 from restricted stock units and 14,913 from the non-qualified stock option. Each RSU represents one common share, and each option allows purchase of one share at $172.65.

Does Jonathan G. Van Wyck hold these 3M awards directly or indirectly?

The filing shows Jonathan G. Van Wyck holding both the 3,445 restricted stock units and the 14,913-share stock option directly. No indirect ownership entities or disclaimers of beneficial ownership are indicated in the provided transaction and footnote data.
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Feb 12, 2026
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MMM Stock Data

90.50B
526.02M
0.11%
75.81%
1.37%
Conglomerates
Surgical & Medical Instruments & Apparatus
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United States
ST PAUL