3M (NYSE: MMM) awards RSUs and stock options to EVP Kevin Rhodes

Rhea-AI Filing Summary

3M Company granted equity awards to executive Kevin H. Rhodes, EVP, Chief Legal Officer and Secretary. On February 6, 2026, he received 4,243 restricted stock units, each representing one share of 3M common stock, vesting 100% three years from the grant date.

He was also granted a non-qualified stock option for 18,367 shares of 3M common stock at an exercise price of $172.65 per share. This option vests in three equal annual installments starting one year after the grant date and expires on February 5, 2036. Both awards are reported as directly owned.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rhodes Kevin H

(Last) (First) (Middle)

3M CENTER

(Street)

ST. PAUL MN 55144-1000

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Legal Off & Secret

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/06/2026		A		4,243		(2)	(2)	Common Stock	4,243	$0	4,243	D
Non-qualified Stock Option (Right to Buy)	$172.65	02/06/2026		A		18,367		02/06/2027(3)	02/05/2036	Common Stock	18,367	$0	18,367	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

2. The restricted stock units vest 100% three years from the grant date.

3. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

	Patricia L. Meagher, attorney-in-fact for Kevin H. Rhodes	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What equity awards did 3M (MMM) grant to Kevin H. Rhodes on February 6, 2026?

3M granted Kevin H. Rhodes 4,243 restricted stock units and a non-qualified stock option for 18,367 shares on February 6, 2026. These derivative awards provide potential future ownership of 3M common stock subject to vesting and, for options, exercise at a fixed price.

How do the restricted stock units for Kevin H. Rhodes at 3M (MMM) vest?

The 4,243 restricted stock units granted to Kevin H. Rhodes vest 100% three years from the grant date. Each unit represents a contingent right to receive one share of 3M common stock once the vesting condition is fully satisfied after that three-year period.

What are the terms of Kevin H. Rhodes’s stock options from 3M (MMM)?

Kevin H. Rhodes received a non-qualified stock option for 18,367 shares at an exercise price of $172.65 per share. The option vests in three equal annual installments on the first, second, and third anniversaries of the grant date and expires February 5, 2036.

Is Kevin H. Rhodes’s ownership in these 3M (MMM) awards direct or indirect?

The filing shows Kevin H. Rhodes holding both the restricted stock units and the stock options as directly owned. There is no indicated indirect ownership through entities or family members, so the awards are attributed to him personally in this Form 4 report.

What position does Kevin H. Rhodes hold at 3M (MMM) in this Form 4 filing?

Kevin H. Rhodes is identified as an officer of 3M, serving as Executive Vice President, Chief Legal Officer and Secretary. His role is noted in the relationship section of the Form 4, which discloses insider status for reporting these derivative equity awards.

When do Kevin H. Rhodes’s 3M (MMM) stock options expire if unexercised?

The non-qualified stock option granted to Kevin H. Rhodes expires on February 5, 2036. After that expiration date, any unexercised portion of the 18,367-share option would no longer be exercisable, ending his right to purchase shares at the $172.65 exercise price.