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[Form 4] Modine Manufacturing Co Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Modine Manufacturing Co. reporting person Katherine Carolyn Harper, a company director, received an award of 1,149 restricted stock units (RSUs) on 08/21/2025 that were treated as acquired and deferred by the reporting person. Each RSU represents the right to receive one share of MOD common stock and shares will be delivered according to the reporting persons deferral election. Following this transaction the reporting person beneficially owns 16,578 shares of MOD common stock. The Form 4 was signed by an attorney-in-fact on 08/25/2025.

Modine Manufacturing Co. — la persona che segnala, Katherine Carolyn Harper, membro del consiglio di amministrazione della società, ha ricevuto in data 21/08/2025 un premio di 1.149 unità azionarie vincolate (RSU), considerato come acquisito e differito dalla stessa. Ogni RSU dà diritto a una azione ordinaria MOD e le azioni saranno consegnate in base alla scelta di differimento effettuata dalla persona che segnala. Dopo questa operazione, la persona che segnala detiene a titolo di beneficio 16.578 azioni ordinarie MOD. Il Modulo 4 è stato firmato da un procuratore il 25/08/2025.

Modine Manufacturing Co.: la informante, Katherine Carolyn Harper, directora de la empresa, recibió el 21/08/2025 una adjudicación de 1.149 unidades restringidas de acciones (RSU) que fueron tratadas como adquiridas y diferidas por la informante. Cada RSU representa el derecho a recibir una acción ordinaria de MOD y las acciones se entregarán conforme a la elección de diferimiento de la informante. Tras esta operación, la informante posee beneficiariamente 16.578 acciones ordinarias de MOD. El Formulario 4 fue firmado por un apoderado el 25/08/2025.

Modine Manufacturing Co.의 보고자 캐서린 캐롤린 하퍼(Katherine Carolyn Harper) 이사는 2025-08-21에 1,149개의 제한부 주식 단위(RSU)를 수여받았으며, 해당 보상은 보고자에 의해 취득 및 이연된 것으로 처리되었습니다. 각 RSU는 MOD 보통주 1주를 받을 권리를 의미하며, 주식은 보고자가 선택한 이연 방식에 따라 지급됩니다. 이번 거래 후 보고자는 MOD 보통주 16,578주를 실질적으로 보유하게 됩니다. Form 4는 2025-08-25에 대리인(법정대리인)에 의해 서명되었습니다.

Modine Manufacturing Co. — la personne déclarant, Katherine Carolyn Harper, administratrice de la société, a reçu le 21/08/2025 une attribution de 1 149 unités d'actions restreintes (RSU) qui ont été considérées comme acquises et différées par la déclarente. Chaque RSU donne droit à une action ordinaire MOD et les actions seront livrées conformément à l'option de report choisie par la déclarente. À l'issue de cette opération, la déclarente détient à titre bénéficiaire 16 578 actions ordinaires MOD. Le formulaire 4 a été signé par un mandataire le 25/08/2025.

Modine Manufacturing Co.: Die meldende Person, Katherine Carolyn Harper, ein Unternehmensdirektor, erhielt am 21.08.2025 eine Zuteilung von 1.149 Restricted Stock Units (RSUs), die von der meldenden Person als erworben und aufgeschoben behandelt wurden. Jede RSU berechtigt zum Erhalt einer MOD-Stammaktie; die Aktien werden gemäß der von der meldenden Person getroffenen Aufschubwahl ausgegeben. Nach dieser Transaktion besitzt die meldende Person wirtschaftlich 16.578 Aktien der MOD-Stammaktien. Das Formular 4 wurde am 25.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine director compensation via deferred RSUs; no indications of unusual timing or related-party issues in the filing.

The Form 4 documents a deferred award of 1,149 restricted stock units to a director who remains a beneficial owner of 16,578 shares. This appears to be a standard compensation deferral election rather than an open-market purchase or sale, and the filing shows proper disclosure of beneficial ownership. There are no additional derivative transactions or unusual amendments reported.

TL;DR: Minor ownership increase from RSU award; immaterial to company capitalization based on disclosed numbers.

The transaction is listed as an acquisition of 1,149 RSUs with a $0 reported price, reflecting a grant/deferral rather than a cash purchase. The filing provides the post-transaction beneficial ownership figure of 16,578 shares, which investors can compare to outstanding shares elsewhere; this Form 4 itself does not include total share count, market impact data, or financial performance metrics.

Modine Manufacturing Co. — la persona che segnala, Katherine Carolyn Harper, membro del consiglio di amministrazione della società, ha ricevuto in data 21/08/2025 un premio di 1.149 unità azionarie vincolate (RSU), considerato come acquisito e differito dalla stessa. Ogni RSU dà diritto a una azione ordinaria MOD e le azioni saranno consegnate in base alla scelta di differimento effettuata dalla persona che segnala. Dopo questa operazione, la persona che segnala detiene a titolo di beneficio 16.578 azioni ordinarie MOD. Il Modulo 4 è stato firmato da un procuratore il 25/08/2025.

Modine Manufacturing Co.: la informante, Katherine Carolyn Harper, directora de la empresa, recibió el 21/08/2025 una adjudicación de 1.149 unidades restringidas de acciones (RSU) que fueron tratadas como adquiridas y diferidas por la informante. Cada RSU representa el derecho a recibir una acción ordinaria de MOD y las acciones se entregarán conforme a la elección de diferimiento de la informante. Tras esta operación, la informante posee beneficiariamente 16.578 acciones ordinarias de MOD. El Formulario 4 fue firmado por un apoderado el 25/08/2025.

Modine Manufacturing Co.의 보고자 캐서린 캐롤린 하퍼(Katherine Carolyn Harper) 이사는 2025-08-21에 1,149개의 제한부 주식 단위(RSU)를 수여받았으며, 해당 보상은 보고자에 의해 취득 및 이연된 것으로 처리되었습니다. 각 RSU는 MOD 보통주 1주를 받을 권리를 의미하며, 주식은 보고자가 선택한 이연 방식에 따라 지급됩니다. 이번 거래 후 보고자는 MOD 보통주 16,578주를 실질적으로 보유하게 됩니다. Form 4는 2025-08-25에 대리인(법정대리인)에 의해 서명되었습니다.

Modine Manufacturing Co. — la personne déclarant, Katherine Carolyn Harper, administratrice de la société, a reçu le 21/08/2025 une attribution de 1 149 unités d'actions restreintes (RSU) qui ont été considérées comme acquises et différées par la déclarente. Chaque RSU donne droit à une action ordinaire MOD et les actions seront livrées conformément à l'option de report choisie par la déclarente. À l'issue de cette opération, la déclarente détient à titre bénéficiaire 16 578 actions ordinaires MOD. Le formulaire 4 a été signé par un mandataire le 25/08/2025.

Modine Manufacturing Co.: Die meldende Person, Katherine Carolyn Harper, ein Unternehmensdirektor, erhielt am 21.08.2025 eine Zuteilung von 1.149 Restricted Stock Units (RSUs), die von der meldenden Person als erworben und aufgeschoben behandelt wurden. Jede RSU berechtigt zum Erhalt einer MOD-Stammaktie; die Aktien werden gemäß der von der meldenden Person getroffenen Aufschubwahl ausgegeben. Nach dieser Transaktion besitzt die meldende Person wirtschaftlich 16.578 Aktien der MOD-Stammaktien. Das Formular 4 wurde am 25.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harper Katherine Carolyn

(Last) (First) (Middle)
263 TRESSER BOULEVARD

(Street)
STAMFORD CT 06901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 08/21/2025 A 1,149(1) A $0 16,578 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.
/s/ Erin J. Roth, Attorney-in-Fact 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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