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[Form 4] Modine Manufacturing Co Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Modine Manufacturing Co (MOD) Form 4 summary: Christine Y. Yan, identified as a director and reporting person, reported on Form 4 that on 08/21/2025 she acquired 1,149 restricted stock units (RSUs) that were deferred by the reporting person. Each RSU represents a right to receive one share of Modine common stock and the RSUs were recorded at a price of $0. After this award, the reporting person beneficially owns 74,443 shares. The filing was signed on behalf of the reporting person by an attorney-in-fact on 08/25/2025. The filing notes that shares will be delivered according to the reporting person’s deferral election applicable to the RSUs.

Modine Manufacturing Co (MOD) — riepilogo del Modulo 4: Christine Y. Yan, indicata come amministratrice e soggetto che effettua la comunicazione, ha dichiarato nel Modulo 4 che in data 21/08/2025 ha acquisito 1.149 unità azionarie vincolate (RSU) che erano state differite dalla stessa. Ogni RSU dà diritto a ricevere una azione ordinaria di Modine e le RSU sono state registrate a un prezzo di $0. Dopo questo riconoscimento, la persona segnalante detiene in modo beneficiario 74.443 azioni. La comunicazione è stata firmata per conto della persona segnalante da un procuratore il 25/08/2025. Nel documento si precisa che le azioni saranno consegnate secondo l'elezione di differimento della persona segnalante applicabile alle RSU.

Modine Manufacturing Co (MOD) — resumen del Formulario 4: Christine Y. Yan, identificada como directora y persona informante, declaró en el Formulario 4 que el 21/08/2025 adquirió 1.149 unidades de acciones restringidas (RSU) que habían sido diferidas por la propia informante. Cada RSU otorga el derecho a recibir una acción ordinaria de Modine y las RSU se registraron a un precio de $0. Tras esta adjudicación, la persona informante posee beneficiariamente 74.443 acciones. La presentación fue firmada en nombre de la persona informante por un apoderado el 25/08/2025. El documento indica que las acciones se entregarán conforme a la elección de diferimiento de la persona informante aplicable a las RSU.

Modine Manufacturing Co (MOD) Form 4 요약: 이사이자 보고인으로 확인된 Christine Y. Yan은 2025-08-21일자 Form 4에서 자신이 이연한 1,149개의 제한부주식단위(RSU)를 취득했다고 보고했습니다. 각 RSU는 Modine 보통주 1주를 수령할 권리를 의미하며, 해당 RSU는 $0로 계상되었습니다. 이번 수여 이후 보고인은 실질적으로 74,443주를 보유하게 되었습니다. 제출서는 2025-08-25에 대리권을 가진 변호사가 보고인을 대신해 서명했습니다. 서류에는 RSU에 적용되는 보고인의 이연 선택에 따라 주식이 인도될 것이라고 명시되어 있습니다.

Modine Manufacturing Co (MOD) — résumé du Formulaire 4 : Christine Y. Yan, identifiée comme administratrice et personne déclarante, a indiqué dans le Formulaire 4 que le 21/08/2025 elle a acquis 1 149 unités d’actions restreintes (RSU) qui avaient été différées par la déclarante. Chaque RSU donne droit à une action ordinaire de Modine et les RSU ont été comptabilisées à un prix de 0 $. Après cette attribution, la personne déclarante détient bénéficiairement 74 443 actions. le dépôt a été signé pour le compte de la personne déclarante par un mandataire le 25/08/2025. Le document précise que les actions seront livrées conformément au choix de report de la personne déclarante applicable aux RSU.

Modine Manufacturing Co (MOD) Form 4 Zusammenfassung: Christine Y. Yan, als Direktorin und meldepflichtige Person bezeichnet, gab im Form 4 an, dass sie am 21.08.2025 1.149 Restricted Stock Units (RSUs) erworben hat, die von der meldenden Person aufgeschoben worden waren. Jede RSU berechtigt zum Erhalt einer Modine-Stammaktie und die RSUs wurden mit $0 bilanziert. Nach dieser Zuteilung hält die meldende Person wirtschaftlich 74.443 Aktien. Die Einreichung wurde am 25.08.2025 im Namen der meldenden Person von einem Bevollmächtigten unterschrieben. In der Einreichung wird angegeben, dass die Aktien entsprechend der für die RSUs geltenden Aufschubwahl der meldenden Person geliefert werden.

Positive
  • Director increased ownership by 1,149 RSUs, bringing total beneficial ownership to 74,443 shares
  • Award delivered via deferral election, indicating alignment of director compensation with long-term equity
Negative
  • None.

Insights

TL;DR: Insider received a deferred equity award of 1,149 RSUs, modestly increasing ownership to 74,443 shares; routine, non-cash compensation event.

This Form 4 discloses a non-derivative award of 1,149 restricted stock units granted via a deferral election and recorded at $0 consideration. For investors, this is a compensation-related grant rather than an open-market purchase or sale, so it does not signal immediate market demand or liquidity impact. The incremental change to total beneficial ownership is modest relative to typical institutional holdings and appears administrative in nature.

TL;DR: Director recorded deferred RSU award; standard director compensation practice with delivery per deferral terms.

The filing indicates the reporting person is a director and used a prior deferral election to convert compensation into RSUs. This is consistent with common governance practices to align directors with shareholder interests through equity-based awards. The filing contains no indication of accelerated vesting, sales, or related-party transactions, and provides the required disclosure of resulting beneficial ownership.

Modine Manufacturing Co (MOD) — riepilogo del Modulo 4: Christine Y. Yan, indicata come amministratrice e soggetto che effettua la comunicazione, ha dichiarato nel Modulo 4 che in data 21/08/2025 ha acquisito 1.149 unità azionarie vincolate (RSU) che erano state differite dalla stessa. Ogni RSU dà diritto a ricevere una azione ordinaria di Modine e le RSU sono state registrate a un prezzo di $0. Dopo questo riconoscimento, la persona segnalante detiene in modo beneficiario 74.443 azioni. La comunicazione è stata firmata per conto della persona segnalante da un procuratore il 25/08/2025. Nel documento si precisa che le azioni saranno consegnate secondo l'elezione di differimento della persona segnalante applicabile alle RSU.

Modine Manufacturing Co (MOD) — resumen del Formulario 4: Christine Y. Yan, identificada como directora y persona informante, declaró en el Formulario 4 que el 21/08/2025 adquirió 1.149 unidades de acciones restringidas (RSU) que habían sido diferidas por la propia informante. Cada RSU otorga el derecho a recibir una acción ordinaria de Modine y las RSU se registraron a un precio de $0. Tras esta adjudicación, la persona informante posee beneficiariamente 74.443 acciones. La presentación fue firmada en nombre de la persona informante por un apoderado el 25/08/2025. El documento indica que las acciones se entregarán conforme a la elección de diferimiento de la persona informante aplicable a las RSU.

Modine Manufacturing Co (MOD) Form 4 요약: 이사이자 보고인으로 확인된 Christine Y. Yan은 2025-08-21일자 Form 4에서 자신이 이연한 1,149개의 제한부주식단위(RSU)를 취득했다고 보고했습니다. 각 RSU는 Modine 보통주 1주를 수령할 권리를 의미하며, 해당 RSU는 $0로 계상되었습니다. 이번 수여 이후 보고인은 실질적으로 74,443주를 보유하게 되었습니다. 제출서는 2025-08-25에 대리권을 가진 변호사가 보고인을 대신해 서명했습니다. 서류에는 RSU에 적용되는 보고인의 이연 선택에 따라 주식이 인도될 것이라고 명시되어 있습니다.

Modine Manufacturing Co (MOD) — résumé du Formulaire 4 : Christine Y. Yan, identifiée comme administratrice et personne déclarante, a indiqué dans le Formulaire 4 que le 21/08/2025 elle a acquis 1 149 unités d’actions restreintes (RSU) qui avaient été différées par la déclarante. Chaque RSU donne droit à une action ordinaire de Modine et les RSU ont été comptabilisées à un prix de 0 $. Après cette attribution, la personne déclarante détient bénéficiairement 74 443 actions. le dépôt a été signé pour le compte de la personne déclarante par un mandataire le 25/08/2025. Le document précise que les actions seront livrées conformément au choix de report de la personne déclarante applicable aux RSU.

Modine Manufacturing Co (MOD) Form 4 Zusammenfassung: Christine Y. Yan, als Direktorin und meldepflichtige Person bezeichnet, gab im Form 4 an, dass sie am 21.08.2025 1.149 Restricted Stock Units (RSUs) erworben hat, die von der meldenden Person aufgeschoben worden waren. Jede RSU berechtigt zum Erhalt einer Modine-Stammaktie und die RSUs wurden mit $0 bilanziert. Nach dieser Zuteilung hält die meldende Person wirtschaftlich 74.443 Aktien. Die Einreichung wurde am 25.08.2025 im Namen der meldenden Person von einem Bevollmächtigten unterschrieben. In der Einreichung wird angegeben, dass die Aktien entsprechend der für die RSUs geltenden Aufschubwahl der meldenden Person geliefert werden.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yan Christine Y

(Last) (First) (Middle)
C/O CABOT CORPORATION
TWO SEAPORT LANE, SUITE 1300

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MODINE MANUFACTURING CO [ MOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock 08/21/2025 A 1,149(1) A $0 74,443 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This is an award of restricted stock units that was deferred by the reporting person. Each restricted stock unit represents a right to receive one share of MOD common stock. Shares will be delivered to the reporting person based on the reporting person's deferral election applicable to the restricted stock units.
/s/ Erin J. Roth, Attorney-in-Fact 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Christine Y. Yan report on the Form 4 for MOD?

The Form 4 reports an acquisition on 08/21/2025 of 1,149 restricted stock units (RSUs) that were deferred by the reporting person.

How many Modine (MOD) shares does the reporting person beneficially own after the reported transaction?

After the transaction the reporting person beneficially owns 74,443 shares of Modine common stock.

Was consideration paid for the RSUs reported on the Form 4?

The Form 4 shows a price of $0, reflecting that these RSUs were part of a deferral election rather than a cash purchase.

When was the Form 4 signed and who signed it?

The Form 4 was signed by Erin J. Roth, Attorney-in-Fact on 08/25/2025.

Does the filing indicate when the RSUs will convert to shares?

The filing states that shares will be delivered based on the reporting person’s deferral election, but it does not provide specific delivery or vesting dates.
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