Welcome to our dedicated page for MODINE MANUFACTURING CO SEC filings (Ticker: MOD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Modine Manufacturing Co. SEC filings document material-event disclosures for a thermal management manufacturer with common stock listed on the New York Stock Exchange under MOD. The record includes Form 8-K and 8-K/A reports covering operating results, earnings-call materials, amendments to credit agreements, capital-structure disclosures, and written communications related to portfolio transactions.
Modine filings also address governance and management matters, including board and executive transition disclosures and related compensation arrangements. These documents provide formal reporting on financing arrangements involving Modine and Airedale International Air Conditioning Limited as borrowers, segment-related transaction matters, shareholder voting topics, and the company’s registered common stock.
Form 144 notice by an insider of Modine Manufacturing Co (MOD) discloses a proposed sale of 25,173 shares of common stock, with an aggregate market value of $3,545,903.96, against 52,490,229 shares outstanding. The sale is slated for 08/22/2025 on the NYSE. The filing lists multiple tranches of restricted stock acquired from the issuer on dates between 02/18/2022 and 06/06/2025, with individual lot sizes ranging from 18 to 12,968 shares. The filer indicates no securities sold in the past three months and includes the standard representation that the seller is not aware of undisclosed material adverse information.
Modine Manufacturing Co (MOD) filing a Form 144 notifies the market of a proposed sale of 14,204 common shares by an affiliated person through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $1,915,977.56. The shares were acquired as Restricted Stock Units on July 21, 2023 and the filer indicates no securities sold in the prior three months. The filing includes the filer's representation that they are not aware of undisclosed material adverse information and references Rule 10b5-1 procedures if applicable.
Modine Manufacturing Company reported the results of its annual shareholder meeting held on August 21, 2025. Shareholders elected Neil D. Brinker, Katherine C. Harper, David J. Wilson, and Mark Bendza as directors to serve until the 2028 annual meeting and until successors are elected and qualified.
Shareholders also approved the advisory "say on pay" vote on named executive officer compensation, with 44,940,714 votes for and 1,542,927 against. In addition, they ratified the appointment of KPMG as the independent registered public accounting firm, with 48,659,379 votes for, 133,266 against, and 54,474 abstentions.
Modine Manufacturing Co (MOD) director Marsha C. Williams reported a sale on 08/11/2025. She sold 25,761 shares of common stock at $134.7738 per share, leaving her with 120,689 shares beneficially owned in a direct capacity. The Form 4 was signed by attorney-in-fact Erin J. Roth on 08/13/2025.
Michael B. Lucareli, EVP and CFO of Modine Manufacturing Co. (MOD), reported exercising employee stock options that resulted in the acquisition of a total 13,658 common shares on 08/07/2025. The filings list two option exercises: 7,816 shares associated with a $17.79 price and 5,842 shares associated with a $12.28 price.
The derivative table shows the exercised options had exercisable dates of 06/04/2025 (expiration 06/04/2031) and 06/06/2025 (expiration 06/06/2032). The filing reports beneficial ownership figures of 49,736 and 55,578 shares following the reported transactions and notes 971 units held in the reporting person's Modine 401(k) account. Ownership is reported as Direct (D) in the filing.
Modine Manufacturing Co. (MOD) filed a Form 144 disclosing a proposed insider sale of 25,761 common shares (0.05% of the 52.54 million shares outstanding). The shares, valued at an aggregate ≈ $3.48 million based on the market price used in the filing, are scheduled to be sold through Wells Fargo Securities on or about 08 Aug 2025 on the NYSE.
The seller acquired the stock via the 2008 and 2017 Incentive Compensation Plans, receiving 12,978 shares on 20 Jul 2017 and 12,783 shares on 19 Jul 2018 as equity awards. The filer reports no other sales in the past three months and affirms awareness of no material non-public adverse information.
While the dollar value is modest relative to MOD’s market capitalization, Form 144 filings can indicate insider activity and may draw short-term investor attention. No operational or earnings data are disclosed in this notice.
Modine Manufacturing (MOD) – Form 4 insider activity
- EVP & CFO Michael B. Lucareli.
- Date: 5 Aug 2025; filing date 6 Aug 2025.
- Option exercise: Exercised 15,422 employee stock options at an exercise price of $12.28 (Code M).
- Share sales: Disposed of 25,000 shares at $140.00, 5,782 shares at a weighted-average $140.65, and 9,640 shares at a weighted-average $141.59 (Codes S). Total shares sold: 40,422.
- Net share change: After offsetting the option exercise, holdings decreased by 25,000 shares.
- Post-transaction ownership: 41,920 MOD shares remain, including 971 shares in the 401(k) plan.
- Derivative position: 7,946 stock options remain outstanding following the transaction.
- Trading plan: All trades executed under a Rule 10b5-1 plan adopted 7 Nov 2024; the plan is now complete.
The move represents an approximate 37% reduction in Lucareli’s direct equity stake, though a meaningful holding is retained. Because transactions were pre-planned, signalling value is dampened, yet sizeable profit-taking near all-time highs could be viewed cautiously by investors.
Modine Manufacturing Co. (MOD) – Form 4 insider filing
EVP & CFO Michael B. Lucareli reported option exercises and related sales executed on 31 Jul 2025 under a Rule 10b5-1 trading plan adopted 7 Nov 2024.
- Options exercised: 26,439 shares (14,443 @ $17.90; 11,996 @ $13.26).
- Open-market sales: 80,661 shares at weighted-average prices between $125.00 and $131.91, generating gross proceeds of roughly $10.3 million.
- Net effect: Lucareli decreased his direct holdings by 54,222 shares; he now owns 66,920 common shares, which include 971 units held in the Modine 401(k) plan.
- No derivative securities remain outstanding from the exercised grants.
The filing, signed 4 Aug 2025, provides transparency into senior management’s equity activity but does not reference company performance or guidance.