Welcome to our dedicated page for Midwestone SEC filings (Ticker: MOFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MidWestOne Financial Group, Inc.'s SEC filings document the former public-company record of a bank holding company whose common stock was listed on Nasdaq until its completed merger with Nicolet Bankshares, Inc. The filings include 8-K reports for operating results, financial supplements, cash dividend declarations, material-event disclosures and capital-structure matters tied to MOFG's banking business.
Later filings record the company's corporate-status transition: an 8-K reported completion of the merger and the related bank merger, Form 25 covered removal of the common stock from Nasdaq listing and registration, and Form 15 certified termination of Exchange Act registration and reporting duties. The record also reflects shareholder voting, material agreements, governance and capital-structure disclosures.
MidWestOne Financial Group (MOFG) agreed to merge with Nicolet Bankshares in an all‑stock deal. MidWestOne shareholders will receive 0.3175 shares of Nicolet common stock for each MOFG share, valuing the transaction at approximately $864 million, or $41.37 per MOFG share, based on Nicolet’s $130.31 closing price on October 22, 2025. Upon completion, former MidWestOne holders are expected to own about 30% of the combined company.
The merger requires approvals from both companies’ shareholders and banking regulators, effectiveness of an S‑4, and NYSE listing of the new Nicolet shares. The combined board will have 12 directors, including four from MidWestOne. Each outstanding MidWestOne RSU will vest and convert into Nicolet shares at the exchange ratio, and PSUs will vest at the higher of target or actual performance (plus cash for unpaid dividend equivalents). A mutual termination fee of $35 million may apply in specified circumstances. Closing is targeted for the first half of 2026. MidWestOne’s CEO, Chip Reeves, was granted a one‑time $2,000,000 transaction bonus payable at or before closing, with a six‑month noncompete extension.
MidWestOne Financial Group, Inc. announced it will hold a quarterly earnings conference call on Oct 24, 2025 at 11:00 a.m. Central Time to review its third quarter 2025 financial results and recent activities. The filing states that a press release with call details is attached as Exhibit 99.1 and incorporated by reference. The notice provides the event logistics but does not include any financial figures, guidance, or substantive operational updates; investors should listen to the scheduled call or review the attached press release for the company’s reported results and commentary.
Paul A. Ho-Sing-Loy, Vice President and Chief Information Officer of MidWestOne Financial Group (MOFG), reported a change in beneficial ownership related to tax withholding on vested restricted stock units. On 08/15/2025 the filing shows 176 shares were disposed of at an average price of $28.51 to satisfy payroll taxes due upon vesting. After the transaction, the reporting person beneficially owned 5,280 shares.
The filing notes the 5,280-share total includes an increase of 16.132 shares from dividend reinvestment since the last Form filing. The Form 4 was signed under power of attorney and dated 08/18/2025.
Jennifer L. Hauschildt, a director of MidWestOne Financial Group (MOFG), reported two purchases of the issuer's common stock executed on 08/13/2025: 400 shares at $29.64 and 100 shares at $29.619. These transactions increased her reported direct holdings to 11,200.516 shares in total.
The filing also notes an earlier increase of 55.867 shares due to dividends reinvested since her last Form filing. No derivative securities were reported and the transactions are shown as direct beneficial ownership.
Director Tracy S. McCormick disclosed a modest open-market purchase of MidWestOne Financial Group (MOFG) stock. On 08/04/2025 she bought 200 common shares at $26.83 per share (transaction code “P”), bringing her directly held position to 93,856 shares. The Form 4, filed 08/05/2025, shows no accompanying derivative transactions, no indication of a Rule 10b5-1 trading plan, and no other changes in ownership. The filing is limited to this single non-derivative purchase and identifies McCormick solely as a Director of the issuer.
MidWestOne Financial Group (MOFG) | SEC Form 4 – 31 Jul 2025
Director Charles N. Funk reported an open-market purchase of 600 common shares at $27.66 on 07/31/2025 (transaction code P). Following the trade he now holds 129,475 shares directly. In addition, his 401(k) plan account contains 7,593.317 shares, up 64.291 shares from routine plan allocations, bringing total beneficial ownership to roughly 137 k shares.
No derivative security activity was reported. The filing was executed by a deputy corporate secretary under power of attorney on 08/01/2025.
- Purchase value: ≈ $16.6 k – modest in size.
- No dispositions, options, or sales disclosed.
- Funk remains classified as an independent director; no 10% ownership status.
While the dollar amount is small, insider buying can be interpreted as a signal of confidence in MOFG’s prospects.
MidWestOne Financial Group (MOFG) CEO & Director Charles N. Reeves filed a Form 4 detailing open-market insider buys on 29 Jul 2025.
- Purchased 2,500 shares at $28.3351 and 2,500 shares at $27.7402, totalling 5,000 shares for roughly $139 k.
- Direct ownership rises to 58,867.348 shares, a 9.3% increase from the prior reported balance.
- Indirect holdings unchanged: 32,000 shares held via an IRA and 234.572 shares inside the company 401(k) plan.
- Footnotes note 70.175 dividend-equivalent RSUs and 176.598 DRIP shares credited since the last filing.
No sales or derivative transactions were reported. The filing reflects net insider accumulation at prices in the high-$27 to low-$28 range.
MidWestOne Financial Group (MOFG) – Form 4 insider activity
President & COO Len D. Devaisher bought 1,000 common shares on 07/29/2025 at $28.72 through an IRA (indirect ownership). After the trade he controls:
- 30,787.98 directly held shares
- 841.878 shares in the company 401(k) plan
- 3,000 shares in the IRA