Morgan Stanley director Itagaki files initial Form 3

Morgan Stanley director Yasushi Itagaki has filed an initial Form 3 reporting no transactions.

Accepted by SEC EDGAR 05/15/2026 - 04:54 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Morgan Stanley director Yasushi Itagaki has filed an initial Form 3 reporting no transactions. The filing identifies him as a director of Morgan Stanley but does not list any common stock or derivative holdings in the provided data. Form 3 serves as a baseline disclosure of insider ownership when a person first becomes an insider.

Key Terms

Form 3, ten percent owner, derivativeSummary

3 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3): {"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

ten percent owner regulatory

""is_ten_percent_owner": 0,"

derivativeSummary financial

""derivativeSummary": [],"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Yasushi Itagaki’s Form 3 filing for Morgan Stanley (MS) show?

The Form 3 identifies Yasushi Itagaki as a director of Morgan Stanley and reports no transactions or holdings in the provided data. It serves as an initial baseline disclosure of his beneficial ownership status as an insider.

Did Yasushi Itagaki buy or sell Morgan Stanley (MS) shares in this Form 3?

No, the Form 3 does not report any purchases, sales, or other transactions in Morgan Stanley shares. All transaction counts and share amounts in the transaction summary are zero in the provided information.

What is the purpose of a Form 3 for Morgan Stanley (MS) insiders?

Form 3 is the initial statement of beneficial ownership for insiders such as directors, officers, or large shareholders. It establishes a starting record of their holdings, against which future Form 4 and Form 5 updates are compared.

Is Yasushi Itagaki a ten percent owner of Morgan Stanley (MS) in this filing?

No, the Form 3 indicates Yasushi Itagaki is a director but not a ten percent owner. The ten_percent_owner flag is set to zero, meaning he is not reported as holding at least ten percent of Morgan Stanley’s equity.

Does the Form 3 for Morgan Stanley (MS) disclose any derivative securities for Yasushi Itagaki?

No, the derivativeSummary section in the provided data is empty. This indicates there are no listed options, warrants, or other derivative securities reported for Yasushi Itagaki in this initial beneficial ownership statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Itagaki Yasushi

(Last) (First) (Middle)

C/O MORGAN STANLEY

1585 BROADWAY

(Street)

NEW YORK, NY 10036 NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/14/2026

3. Issuer Name and Ticker or Trading Symbol
MORGAN STANLEY [ MS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Martin M. Cohen, Attorney-in-Fact	05/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)